Skip to main content

2018056422401 Edward D. Jones & Co., L.P. Edward Jones CRD 250 AWC jm (2019-1563668375783).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018056422401 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Edward D. Jones & Co., L.P. ("Edward Jones") Respondent CRD No. 250 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Edward Jones submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations