For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
Investor protection is an integral part of FINRA's mission. Our information and resources can help you build knowledge and avoid problems such as the latest frauds, which all too often are perpetrated by people outside FINRA's jurisdiction. Learn about common fraud tactics and scams, how to check out sellers and investments, and what questions to ask to protect yourself and your assets.
