In a dynamic market, financial regulations change frequently because new technologies and opportunities for investors emerge.
As the first line of oversight for the brokerage industry, FINRA is your best resource for information. We serve as a clearinghouse for all the latest compliance news, rules and regulations. Join us at our conferences, educational events and webinars to talk about what the newest developments mean for you.
And explore our online learning options to keep yourself up to date. If you’re inspired, consider applying to the FINRA Institute at Georgetown Certified Regulatory and Compliance Professional (CRCP)® program to dive deeper into the foundation, theory and practical application of securities laws and regulation.
Come learn with us!