8110. Availability of Manual to Customers
Members shall make available a current copy of the FINRA Manual for examination by customers upon request. Members may comply with this Rule by maintaining electronic access to the FINRA Manual and providing customers with such access upon request.
Amended by SR-FINRA-2008-021 eff. Dec. 15, 2008. Amended by SR-NASD-97-81 eff. Jan. 16, 1998. |
8000. INVESTIGATIONS AND SANCTIONS
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- 8100. GENERAL PROVISIONS
7730. Trade Reporting and Compliance Engine (TRACE)
The following charges shall be paid by participants for the use of the Trade Reporting and Compliance Engine ("TRACE"):
System Fees | Transaction Reporting Fees | Data Fees |
Level I Trade Report Only Web Browser Access — $20/month per user ID |
7710. OTC Reporting Facility
(a) Transaction Related Charges
The following charges shall be paid by the participant for trade reporting to the OTC Reporting Facility.
7640B. Data Products Offered By NYSE
(a) Under the terms of the business arrangement establishing the FINRA/NYSE Trade Reporting Facility, NYSE Market (DE), Inc. (“NYSE Market”), as the Business Member, has a non-exclusive, irrevocable, worldwide, perpetual, royalty-free right and license to use covered market data, consistent with all applicable laws, rules and regulations.
7630B. Aggregation of Activity of Affiliated Members
(a) For purposes of applying any provision of the Rule 7600B Series that reflects a charge assessed, or credit provided, by the FINRA/NYSE Trade Reporting Facility, a member's activity will be aggregated automatically with the activity of its affiliates.