2017055553002 Oscar Nunez CRD 6014411 Decision va (2019-1572481197995).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. OSCAR NUNEZ (CRD No. 6014411), Respondent. Disciplinary Proceeding No. 2017055553002 Hearing Officer-MJD DEFAULT DECISION September 27, 2019 Respondent Oscar Nunez misused and converted a customer's funds, borrowed money from another customer without his firm's knowledge and