FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Adrienne Jaime Mak, CRD No. 5656269, Respondent. Disciplinary Proceeding No. 2018058657802 Hearing Officer—DRS ORDER ACCEPTING OFFER OF SETTLEMENT Date: July 7, 2020 INTRODUCTION Disciplinary Proceeding No. 2018058657802 was filed on May 20, 2020, by the Department of Enforcement of the Financial Industry Regulatory Authority (FINRA or Complainant). Respondent Adrienne Jaime Mak submitted