FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016052226801 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Insight Securities, Inc., Respondent Member Firm CRD No. 5611 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Insight Securities, Inc. ("Insight Securities" or "the Firm") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016052072601 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: World Equity Group, Inc., Respondent Member Firm CRD No. 29087 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, World Equity Group, Inc. (“Respondent,” “World Equity,” or the “Firm”) submits this Letter of Acceptance, Waiver and Consent (“AWC”) for the purpose of proposing a settlement of the alleged rule violations