Every year, millions of seniors become victims of financial exploitation, resulting in billions of dollars in losses. That’s why FINRA worked to update Rule 4512 and implement Rule 2165 to help broker-dealer firms and their representatives protect their senior and other vulnerable adult customers. On this episode, we learn more.
Dear FINRA,
I am opposed to the potential restrictions by FINRA on my right to invest in public investments. I should be able to choose the investments that are right for me and my family. Publicly traded investments should be available to all the public and not just the privileged. I am more than capable of understanding leveraged and inverse funds and their risks. I should not have to go
I have traded stocks for over 35 years and one of the most important rights we have as investors is the ability to make our own decisions on what specific investment vehicles we choose to buy and sell. Regulators should not limit this ability for individuals and should instead focus on finding those individuals or corporations abusing the system. Anyone that is investing should do their own due
I am commenting on FINRA Regulatory Notice #22-08:
- FINRA's proposed limits may restrict my access to L&I Funds or disqualify me from trading L&I Funds or other "complex products".
- I should be able to choose the public investments that are right for me and my family with public investments available to everyone in the public.
- I have a strong
Regulators,
I am an educated investor who has invested for 10+ years. I have educated myself through research and advise from my broker on how these securities work. I've learned great lessons from both the ups and downs. I have built a portfolio that is long the market. I use inverse instruments as a hedge against a downturn. Without these safeguards, I would be more exposed to risk and
I strongly believe regulators should highly regulate the availability of these investment products to the general public. Regulators most certainly should require investors meet particular investment knowledge standards before buying any leveraged ETN or ETF. As an owner of both products with more than 25 years of investment experience, these products are extremely complex and have complicated
I'm an ordinary investor in my 50s and have been investing in leveraged and inverse ETFs for about a decade. As an adult and investor I should be able to invest in leveraged and inverse products without requiring me to jump thru hoops. Leveraged products should be treated like any other high risk stocks or instrument, i.e., raise the margin requirement but do not require any undue
I oppose the possibility of restrictions being placed on my rights to invest in public investment vehicles. I should be able to choose what investments are right for me. Investments should be available to everyone not just who regulators deem worthy. I use leveraged and inverse funds to hedge positions and they are an important part of my strategies. There shouldnt be any kind of special
I oppose any restrictions on my right to invest in public investments, including and not limited to leveraged funds.
I am the one to decide which investments are right for myself and my family. Public investments should be available to everyone, not just those someone considers privileged.
There should be no process to go through like passing a test, we don't need some bureaucrat. I am
WE OPPOSE RESTRICTIONS TO OUR RIGHT TO INVEST. We not regulators should be able to choose the public investments that are right for me and my family. Public investments should be available to all of the public, not just the privileged. We shouldn't have to go through any special process like passing a test before I can invest in public securities, like leveraged and inverse funds. We fully