Broker Dealer Firms We Regulate - D

D-MERC SERVICES
375 BALSAM ST, LAKEWOOD, CO 80226

D. B. MCKENNA & CO., INC.
207 WEST MAIN STREET, BENNINGTON, VT 05201-2108

D. BORAL CAPITAL
590 MADISON AVE, 39TH FLOOR, NEW YORK, NY 10022

D.A. DAVIDSON & CO.
8 THIRD STREET NORTH, GREAT FALLS, MT 59401-3104
Mailing Address: P.O. BOX 5015, GREAT FALLS, MT 59403-5015

D.E. SHAW SECURITIES, L.L.C.
TWO MANHATTAN WEST, 375 NINTH AVENUE, 52ND FLOOR, NEW YORK, NY 10001

D.H. HILL SECURITIES, LLLP
1543 GREEN OAK PLACE, SUITE 100, KINGWOOD, TX 77339

Broker Dealer Firms We Regulate - C

C&C TRADING L.L.C.
35 MASON STREET, 4TH FLOOR, GREENWICH, CT 06830

C. L. KING & ASSOCIATES, INC.
NINE ELK STREET, ALBANY, NY 12207

C.R. LLOYD INVESTMENT SERVICES, LLC
150 E 4TH PLACE, SUITE 600, SIOUX FALLS, SD 57104

C2M SECURITIES, LLC
7315 THREE CHOPT ROAD, RICHMOND, VA 23226

CABIN SECURITIES, INC.
6240 W 135TH STREET, SUITE 214, OVERLAND PARK, KS 66223

CABOT LODGE SECURITIES LLC
425 N MARTINGALE RD, SUITE 1220, SCHAUMBURG, IL 60173

CABRERA CAPITAL MARKETS, LLC
227 W. MONROE ST., SUITE 3000, CHICAGO, IL 60606

Technical Notice

Revised TRACE for Treasuries User Guide

May 07, 2019

FINRA has updated the TRACE for Treasuries User Guide to coincide with the addition of an “All-In Price” field. This field will be located in the Matched and Unmatched Screens on the TRAQS website beginning Monday, June 3, 2019. The new field will display the All-In Price of the matched or unmatched transaction; this price is inclusive of commission, and the field is view-only. No direct input is required by any user.

The User Guide’s revision history provides a summary of the change.

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