Comparisons and Exchange of Contracts (Rules 130-143)
Settlement of Contracts (Rules 175-227)
Closing Contracts (Rules 280-295)
Liquidation of Securities Loans and Borrowings (Rule 296)
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.