For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
This rule is no longer applicable. NASD Rule 13609 has been superseded by FINRA Rule 13609. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 13608 has been superseded by FINRA Rule 13608. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 13607 has been superseded by FINRA Rule 13607. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 13606 has been superseded by FINRA Rule 13606. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 13605 has been superseded by FINRA Rule 13605. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 13604 has been superseded by FINRA Rule 13604. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 13603 has been superseded by FINRA Rule 13603. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 13602 has been superseded by FINRA Rule 13602. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 13601 has been superseded by FINRA Rule 13601. Please consult the appropriate FINRA Rule.