IM-13000. Failure to Act Under Provisions of Code of Arbitration Procedure for Industry Disputes
This rule is no longer applicable. NASD IM-13000 has been superseded by FINRA IM-13000. Please consult the appropriate FINRA Rule.
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
This rule is no longer applicable. NASD IM-13000 has been superseded by FINRA IM-13000. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 12905 has been superseded by FINRA Rule 12905. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 12904 has been superseded by FINRA Rule 12904. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 12903 has been superseded by FINRA Rule 12903. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 12902 has been superseded by FINRA Rule 12902. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 12901 has been superseded by FINRA Rule 12901. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 12900 has been superseded by FINRA Rule 12900. Please consult the appropriate FINRA Rule.