Notice To Members 86-16

TO: All NASD Members and Other Interested Persons

On March 17, 1986, several amendments to SEC Rule 10b-10, the customer confirmation rule, will become effective. The amendments will require broker-dealers to report on customer confirmations trade prices and mark-ups and mark-downs in principal transactions in reported securities. "Reported securities" include NASDAQ National Market System (NASDAQ/NMS) securities and listed securities meeting New York or American Stock Exchange listing requirements.

PREVIOUS REQUIREMENTS

Notice To Members 86-18

TO: All NASD Members and Level 2 and Level 3 Subscribers

On Tuesday, March 18, 1986, 20 issues are scheduled to join the NASDAQ National Market System, bringing the total number of issues in NASDAQ/NMS to 2,277. These 20 issues, which will begin trading under real-time trade reporting, are entering NASDAQ/NMS pursuant to the Securities and Exchange Commission's criteria for voluntary designation.

The 20 issues scheduled to join NASDAQ/NMS on Tuesday, March 18, 1986, are:

Notice To Members 86-19

TO: All NASD Members and Other Interested Persons

The Department of the Treasury is amending Form 4789, the Currency Transaction Report, which is used by broker-dealers to report cash transactions of more than $10,000, as required by SEC Rule 17a-8 and the Currency and Foreign Transactions Reporting Act of 1970.

The new form becomes effective on July 1, 1986.

BACKGROUND

Notice To Members 86-21

TO: All NASD Members and Municipal Securities Bank Dealers

ATTN: All Operations Personnel

Securities markets and the NASDAQ System will be closed on Good Friday, March 28, 1986. "Regular-way" transactions made on the business days immediately preceding that day will be subject to the following schedule.

Trade Date-Settlement Date Schedule For "Regular-Way" Transactions

Trade Date

Notice To Members 86-22

TO: All NASD Members and Level 2 and Level 3 Subscribers

On Tuesday, April 1, 1986, 11 issues are scheduled to join the NASDAQ National Market System, bringing the total number of issues in NASDAQ/NMS to 2,280. These 11 issues, which will begin trading under real-time trade reporting, are entering NASDAQ/NMS pursuant to the Securities and Exchange Commission's criteria for voluntary designation.

The 11 issues scheduled to join NASDAQ/NMS on Tuesday, April 1, 1986, are:

Notice To Members 86-24

TO: All NASD Members

ATTN: Operations Officer, Cashier, Fail-Control Department

On March 26, 1986, the United States District Court, of New Jersey appointed a SIPC Trustee for the above-captioned firm. Previously, a Trustee in Bankruptcy had been appointed for the firm on July 29, 1985.

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