2017053462401 Robert Henderson CRD 1160413 Complaint va (2020-1578269979304).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. ROBERT HENDERSON (CRD No. 1160413), Respondent. DISCIPLINARY PROCEEDING No. 2017053462401 COMPLAINT The Department of Enforcement ("Enforcement") alleges: SUMMARY 1. Between December 17, 2010 and October 4, 2018, Respondent Robert Henderson