The Department of Enforcement alleges: 1. Between November 2023 and August 2024, while registered with FINRA through an association with NI Advisors (CRD No. 134502), Respondent Brian J. Pavelko (CRD No. 6347352) failed to comply with requests, which FINRA issued pursuant to FINRA Rule 8210, for documents and information related to his receipt of Pandemic Unemployment Assistance (“PUA”) from the New Jersey Department of Labor, Division of Unemployment Insurance (“NJDUI”). 2.