17-02850(5).pdf
Order to Confirm
2021069378801 Aeon Capital Inc. CRD 164004 AWC va (2023-1680913197577).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2021069378801
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Aeon Capital Inc. (Respondent)
Member Firm
CRD No. 164004
Pursuant to FINRA Rule 9216, Respondent Aeon Capital Inc. submits this Letter of Acceptance,
Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule
violations described below.
20-02796(3).pdf
Motion to Vacate