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2021069378801 Aeon Capital Inc. CRD 164004 AWC va (2023-1680913197577).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021069378801 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Aeon Capital Inc. (Respondent) Member Firm CRD No. 164004 Pursuant to FINRA Rule 9216, Respondent Aeon Capital Inc. submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.