2021070970501 H2C Securities Inc. CRD 7169 AWC vr (2024-1714350010136).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2021070970501
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: H2C Securities Inc. (Respondent)
Member Firm
CRD No. 7169
Pursuant to FINRA Rule 9216, Respondent H2C Securities Inc. submits this Letter of
Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the
alleged rule violations described below.