FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Disciplinary Proceeding No. 2022076391701 Hearing Officer—LOM ORDER ACCEPTING OFFER OF SETTLEMENT Date: July 22, 2024 Department of Enforcement, Complainant, v. Daniel Keith Beech CRD No. 6169844, Respondent. INTRODUCTION Disciplinary Proceeding No. 2022076391701 was filed on December 18, 2023, by the Department of Enforcement of the Financial Industry Regulatory Authority (FINRA or Complainant). Respondent Daniel Keith Beech submitted an Offer of Settlement (Offer) to Complainant dated July 18, 2024.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021069177601 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Brian Beh (Respondent) General Securities Representative CRD No. 1500962 Pursuant to FINRA Rule 9216, Respondent Brian Beh submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.