Then and Now: Following Up with the New and Experienced Investors of 2020
In 2020, a surge of new investors entered U.S. securities markets for the very first time, and the FINRA Foundation and its research partners at NORC at the University of Chicago jumped into action to get to know just exactly who these investors were. Two years later, they followed up to see where those investors are now. On this episode, we hear more.
2022075173701 Joseph Louis Menotti CRD 7089872 AWC gg (2023-1680740413105).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2022075173701
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Joseph Louis Menotti (Respondent)
Fonner General Securities Representative
CRD No. 7089872
Pursuant to FINRA Rule 9216, Respondent Joseph Louis Menotti submits this Letter of
Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the
alleged rule violations described below.