Lischka Adrian Comment On Regulatory Notice 26-15
Dear Ms. Mitchell,
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
Dear Ms. Mitchell,
Dear Ms. Mitchell,
I am an individual investor. It matters a lot to me that the little guy isn't exploited. Review of the price I receive, order-by-order, is a key component in keeping the markets honest.
Dear Ms. Mitchell,
Dear Ms. Mitchell,
Dear Ms. Mitchell,
Dear Ms. Mitchell,
Dear Ms. Mitchell,
Dear Ms. Mitchell,