2020065136101 Crown Capital Securities, L.P. CRD 6312 AWC vr.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2020065136101
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Crown Capital Securities, L.P. (Respondent)
Member Firm
CRD No. 6312
Pursuant to FINRA Rule 9216, Respondent Crown Capital Securities, L.P., submits this Letter of
Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the
alleged rule violations described below.