Joshua Jones Comment On Regulatory Notice 26-15
Dear Ms. Mitchell,
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Dear Ms. Mitchell,
Dear Ms. Mitchell,
Dear Ms. Mitchell,
Dear Ms. Mitchell,
Dear Ms. Mitchell,
Comment on Regulatory Notice 26-15: Best Execution and FINRA Rule 5310
Dear Ms. Mitchell,
Comment on Regulatory Notice 26-15: Best Execution and FINRA Rule 5310
Dear Ms. Mitchell,
Dear Ms. Mitchell,
Dear kind sirs and madams and experts and professionals of Finra:
I am an individual investor, no doubt many who are concerned with Regulatory Notice 26-15 related to Rule 5310.
I'd like to see more protection for best execution of retail orders, not less.
Dear Ms. Mitchell,
I am an individual investor writing about Regulatory Notice 26-15 and FINRA's request for comment on modernizing its best execution guidance under Rule 5310.
Order-by-order review is the only standard under which the price I actually receive is what gets reviewed. Relaxing it would remove the last point at which this rule touches my money.
I am asking FINRA to instead strengthen its best execution standard and enforcement, while reducing the influence of conflicted firms. FINRA should adopt: