Anonymous Comment On Regulatory Notice 22-08
Please do not proceed with SEC Proposed Rule #S7-24-15. I am a long standing private investor and have used leveraged funds to enhance returns on my investment portfolio. I have a good understanding of the risks involved in leveraged and inverse funds, how they can be used to hedge my portfolio or to provide leveraged returns on the underlying securities, and request that you do not restrict my access to either.
2023079709601 Brad H. Davidoff CRD 4860150 AWC lp.pdf
FINANCIAL INDUSTRY REGULA TORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2023079709601
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Brad H. Davidoff (Respondent)
General Securities Representative
CRD No. 4860150
Pursuant to FTNRA Rule 9216, Respondent Brad H. Davidoff submits this Letter of Acceptance,
Waiver, and Consent (A WC) for the purpose of proposing a settlement of the alleged rule
violations described below.