Dear Ms. Mitchell,

Comment on Regulatory Notice 26-15: Best Execution and FINRA Rule 5310

Dear Ms. Mitchell,

Comment on Regulatory Notice 26-15: Best Execution and FINRA Rule 5310

Dear Ms. Mitchell,

Dear Ms. Mitchell,

Dear kind sirs and madams and experts and professionals of Finra:

I am an individual investor, no doubt many who are concerned with Regulatory Notice 26-15 related to Rule 5310.

I'd like to see more protection for best execution of retail orders, not less.

Dear Ms. Mitchell,

I am an individual investor writing about Regulatory Notice 26-15 and FINRA's request for comment on modernizing its best execution guidance under Rule 5310.

Order-by-order review is the only standard under which the price I actually receive is what gets reviewed. Relaxing it would remove the last point at which this rule touches my money.

I am asking FINRA to instead strengthen its best execution standard and enforcement, while reducing the influence of conflicted firms. FINRA should adopt:

Dear Ms. Mitchell,

I am writing as an individual retail investor to submit my comments on Regulatory Notice 26-15 regarding FINRA Rule 5310 and best execution guidance. I entered the U.S. stock market in January 2021 during the GameStop (GME) trading restrictions and short squeeze. That period revealed how heavily market structure, order routing, and hidden conflicts of interest directly impact individual investors. Since then, I have closely followed how retail orders are routed, executed, and handled.

Dear Ms. Mitchell,

Dear Ms. Mitchell,

Dear Ms. Mitchell,