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XTX Execution Services LLC

Information

Reporter ID: XTXE
Reporter Type: Single Dealer Trading System
Current Report URL: https://public.s3.com/rule605/xtxe/

Submission History

Submit Date	Report URL	Comments
06-24-2026	https://public.s3.com/rule605/xtxe/
04-30-2021	https://reports.xtxmarkets.com/execution-quality-reports/

WILLIAM BLAIR & COMPANY, LLC

Information

Reporter ID: WBLR
Reporter Type: OTC Market Maker
Current Report URL: https://www.abelnoser.com/605-william-blair.html

Submission History

Submit Date	Report URL	Comments
08-13-2020	https://www.abelnoser.com/605-william-blair.html

Wedbush Securities, Inc.

Information

Reporter ID: WBSI
Reporter Type: OTC Market Maker
Current Report URL: http://public.s3.com/rule605/wedb/

Submission History

Submit Date	Report URL	Comments
05-18-2023	http://public.s3.com/rule605/wedb/

WALL STREET ACCESS

Information

Reporter ID: WABR
Reporter Type: OTC Market Maker
Current Report URL: https://public.s3.com/rule605/vndm

Submission History

Submit Date	Report URL	Comments
12-14-2022	https://public.s3.com/rule605/vndm	WABR generally does not receive covered orders. Any covered orders received are noted in combined 605 reports for VNDM and WABR in the link above. Historical Reports (From August 2019 to March 2020): https://wsaccess.com/605-prior-to-april-2020/

Wall Street Access

Information

Reporter ID: VNDM
Reporter Type: OTC Market Maker
Current Report URL: https://public.s3.com/rule605/vndm/

Submission History

Submit Date	Report URL	Comments
09-08-2022	https://public.s3.com/rule605/vndm/	605 Reports from August 2019 to March 2020 : https://wsaccess.com/605-prior-to-april-2020/ ¬† ¬†

Virtu Americas, LLC

Information

Reporter ID: VIRT
Reporter Type: Single Dealer Trading System
Current Report URL: https://www.virtu.com/about/transparency/rule-605-and-606-reporting/

Submission History

Submit Date	Report URL	Comments
12-14-2022	https://www.virtu.com/about/transparency/rule-605-and-606-reporting/

Virtu Americas LLC

Information

Reporter ID: NITE
Reporter Type: OTC Market Maker
Current Report URL: https://www.virtu.com/about/transparency/rule-605-and-606-reporting/

Submission History

Submit Date	Report URL	Comments
07-18-2019	https://www.virtu.com/about/transparency/rule-605-and-606-reporting/	Previously www.kcg.com/access-performance/execution-quality. Edited on 7/18/19.

UBS SECURITIES, LLC

Information

Reporter ID: UBSS
Reporter Type: OTC Market Maker
Current Report URL: https://public.s3.com/rule605/ubss

Submission History

Submit Date	Report URL	Comments
08-01-2019	https://public.s3.com/rule605/ubss	Prior to 7/31/19 reports found: www.ubs.com/sec_reports

UBS ATS

Information

Reporter ID: UBSA
Reporter Type: Alternative Trading System
Current Report URL: https://public.s3.com/rule605/ubsa

Submission History

Submit Date	Report URL	Comments
08-01-2019	https://public.s3.com/rule605/ubsa	Prior to 7/31/19, reports found: https://vrs.vista-one-solutions.com/sec605rule.aspx

TWO SIGMA SECURITIES, LLC

Information

Reporter ID: SOHO
Reporter Type: OTC Market Maker
Current Report URL: https://public.s3.com/rule605/soho/

Submission History

Submit Date	Report URL	Comments
12-13-2023	https://public.s3.com/rule605/soho/	For 605 reports prior to Sept 2023: https://www.twosigma.com/businesses/securities/tss-disclosures/ execution-quality-statistics-including-rule-605-statements¬†