2023079632801 Shuai Wang CRD 4725754 AWC ks.pdf
From August 2021 through July 2023, while registered with FINRA through an
association with Cambridge, Wang failed to timely and accurately disclose his outside
business activity to the firm, in violation of FINRA Rules 3270 and 2010. For this
violation, Wang is suspended for three months in all capacities and fined $5,000.