2023079170501 Kevin N. Jenkins CRD 7433172 AWC lp (2025-1762993198497).pdf
From August 2021 to February 2023, Jenkins participated in private securities
transactions without notice to his firm. From January 2022 to June 2023, Jenkins failed to
provide notice to his firm that his involvement in an outside business activity exceeded
his prior disclosure. As a result, Jenkins violated FINRA Rules 3270, 3280, and 2010.
For this conduct, Jenkins is suspended for 45 calendar days in all capacities.