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2023079170501 Kevin N. Jenkins CRD 7433172 AWC lp (2025-1762993198497).pdf

From August 2021 to February 2023, Jenkins participated in private securities transactions without notice to his firm. From January 2022 to June 2023, Jenkins failed to provide notice to his firm that his involvement in an outside business activity exceeded his prior disclosure. As a result, Jenkins violated FINRA Rules 3270, 3280, and 2010. For this conduct, Jenkins is suspended for 45 calendar days in all capacities.