FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021072581301 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: TradeZero America, Inc. (Respondent) Member Firm CRD No. 282940 Pursuant to FINRA Rule 9216, Respondent TradeZero America, Inc. submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.