FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2024081781101 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Ronnie Rindon Dumag (Respondent) Former Investment Company and Variable Contracts Products Representative CRD No. 4783585 Pursuant to FINRA Rule 9216, Respondent Ronnie Rindon Dumag submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.