For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
Get it done
Dear Sir/Madam, Let's remove Rule 15c2-11 and help release the millions if trapped and lost retail money in Expert market.
This rule was supposed to help traders but it stole money from everyone unable to sell these stocks. Seems criminal 100% as the public was not warned properly to sell and leave the market. It has destroyed the OTC market with hardly any volume or interest anymore. Just u believable what this rule did to people with small bank accounts. Pure theft.
