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UBS ATS

Information

Reporter ID: UBSA
Reporter Type: Alternative Trading System
Current Report URL: https://public.s3.com/rule605/ubsa

Submission History

Submit Date	Report URL	Comments
08-01-2019	https://public.s3.com/rule605/ubsa	Prior to 7/31/19, reports found: https://vrs.vista-one-solutions.com/sec605rule.aspx

TWO SIGMA SECURITIES, LLC

Information

Reporter ID: SOHO
Reporter Type: OTC Market Maker
Current Report URL: https://public.s3.com/rule605/soho/

Submission History

Submit Date	Report URL	Comments
12-13-2023	https://public.s3.com/rule605/soho/	For 605 reports prior to Sept 2023: https://www.twosigma.com/businesses/securities/tss-disclosures/ execution-quality-statistics-including-rule-605-statements¬†

TRUIST SECURITIES, INC.

Information

Reporter ID: RHCO
Reporter Type: OTC Market Maker
Current Report URL: http://vrs.vista-one-solutions.com/sec605rule.aspx

Submission History

Submit Date	Report URL	Comments
05-13-2022	http://vrs.vista-one-solutions.com/sec605rule.aspx

THE VERTICAL TRADING GROUP, LLC

Information

Reporter ID: VERT
Reporter Type: OTC Market Maker
Current Report URL: http://disclosures.bxstech.com/vert/605/

Submission History

Submit Date	Report URL	Comments
08-02-2022	http://disclosures.bxstech.com/vert/605/

SUSQUEHANNA FINANCIAL GROUP, LLP

Information

Reporter ID: SUFI
Reporter Type: OTC Market Maker
Current Report URL: https://www.sig.com/disclosures/sfg-sec-rule-605-report/

Submission History

Submit Date	Report URL	Comments
09-01-2022	https://www.sig.com/disclosures/sfg-sec-rule-605-report/

StoneX Financial, Inc.

Information

Reporter ID: INTL
Reporter Type: OTC Market Maker
Current Report URL: https://public.s3.com/rule605/intl/

Submission History

Submit Date	Report URL	Comments
09-07-2022	https://public.s3.com/rule605/intl/

STIFEL NICOLAUS & COMPANY, INC

Information

Reporter ID: STFL
Reporter Type: OTC Market Maker
Current Report URL: https://public.s3.com/rule605/stfl/

Submission History

Submit Date	Report URL	Comments
05-03-2022	https://public.s3.com/rule605/stfl/	Prior to 5/3/2022 https://private.bestxstats.com/ftp/stifel_nicolaus/

STEPHENS, INC.

Information

Reporter ID: SPHN
Reporter Type: OTC Market Maker
Current Report URL: http://disclosures.bxstech.com/sphn

Submission History

Submit Date	Report URL	Comments
05-09-2022	http://disclosures.bxstech.com/sphn

SG Americas Securities, LLC

Information

Reporter ID: SGAS
Reporter Type: OTC Market Maker
Current Report URL: https://www.sgasdisclosure.com/en/order-handling/order-execution-routing-practices-sec-rule-605-606/

Submission History

Submit Date	Report URL	Comments
03-20-2019	https://www.sgasdisclosure.com/en/order-handling/order-execution-routing-practices-sec-rule-605-606/

ROBERT W. BAIRD & CO. INCORPORATED

Information

Reporter ID: BARD
Reporter Type: OTC Market Maker
Current Report URL: https://public.s3.com/rule605/bard/

Submission History

Submit Date	Report URL	Comments
09-23-2022	https://public.s3.com/rule605/bard/	Historical Reports : https://mta.ihsmarkit.com/app-v2/public-report-library/public-report-library-view/Robert%20W%20Baird%20Co%20Inc/219