For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
Rule Filing Status: Filed for Immediate Effectiveness
Rule change to temporarily pause assessment of the Trading Activity Fee for three months, for transactions from October 1, 2026 through December 31, 2026.
Rule Filing Status: Filed for Immediate Effectiveness
Rule change to temporarily pause assessment of the Trading Activity Fee for three months, for transactions from October 1, 2026 through December 31, 2026.
