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2025087741301 Mark J. Hudec CRD 1583095 AWC lp.pdf

Between September 2025 and October 2025, Hudec forged the initials of three customers on each of their brokerage account opening forms and forged the signature of another customer on an advisory account opening form. By forging customer initials and a signature, Hudec violated FINRA Rule 2010. For this violation, Hudec is suspended in all capacities for three months and fined $5,000.