SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No. 102533 / March 6, 2025 Admin. Proc. File No. 3-16424 In the Matter of the Application of LEK SECURITIES CORPORATION For Review of Disciplinary Action Taken by NEW YORK STOCK EXCHANGE, INC. OPINION OF THE COMMISSION REGISTERED SECURITIES EXCHANGE— REVIEW OF DISCIPLINARY PROCEEDINGS Member firm of registered securities exchange appeals from disciplinary action taken by exchange.

BEFORE THE NATIONAL ADJUDICATORY COUNCIL FINANCIAL INDUSTRY REGULATORY AUTHORITY In the Matter of Department of Enforcement, Complainant, vs. Robert R. Tweed, San Marino, CA, Respondent. DECISION Complaint No. 2015046631101r Dated: March 11, 2025. On remand from the Securities and Exchange Commission for redetermination of sanctions. Held, sanctions modified.

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No. 102537 / March 7, 2025 Admin. Proc. File No. 3-19896 In the Matter of the Application of SILVER LEAF PARTNERS, LLC For Review of Disciplinary Action Taken by FINRA OPINION OF THE COMMISSION REGISTERED SECURITIES ASSOCIATION — REVIEW OF DISCIPLINARY PROCEEDING FINRA member firm paid transaction-based compensation to non-members and failed to establish and implement effective systems to prevent such payments and to govern one of its business lines.