For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
| Designation Essentials | |
|---|---|
| Status | Currently offered and recognized by the issuing organization |
| Issuing Organization | Greater Institute of Financial Professionals |
| Qualification and Training Requirements | |
| Prerequisites | Required combination of education and experience prerequisites varies for three offered CRMO certification levels: Associate, Professional and Senior. |
| Designation Training Requirements | Online training courses; total credit requirement varies based on CRMO certification level. |
| Designation Exam Type | Proctored online or in-person final exams; total exam requirement varies based on CRMO certification level. |
| Continuing Education Requirements | 20 credits every two years |
| Verification and Complaints | |
| Online Designation Resource | Online at Member Directory |
| Investor Complaint Process | Online at Report Misconduct |
| Published List of Disciplined Designees | Online at Disciplined Individuals List |
