Between December 2022 and June 2023, Yang falsified three variable annuity applications and one fixed annuity application by providing false account numbers as funding sources for the annuities. Yang also accepted customer signatures from an individual who lacked authorization to sign the forms on behalf of the customer. Therefore, Yang violated FINRA Rules 2010 and 4511. For this conduct, Yang is suspended for six months and is fined $5,000.