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2024082376001 Robert Kyle Averwater CRD 5614514 AWC kes.pdf

Between September 2020 and March 2024, Averwater instructed two junior employees at Fifth Third to complete FINRA Regulatory Element continuing education, Firm Element continuing education, and firm-required learning courses on his behalf, in violation of FlNRA Rule 2010. For this violation, Averwater is suspended for four months in all capacities, fined $10,000, and required to complete 10 hours of continuing education.