2026090487401 Thomas Shelby Bridges CRD 3180557 AWC ks.pdf
Bridges refused to provide information and documents requested pursuant to FINRA
Rule 8210 in connection with an investigation into undisclosed payments that Bridges
made to a potential client and to a CIBC employee. As a result, Bridges violated FINRA
Rules 8210 and 2010 and is barred from associating with any FINRA member in all
capacities.