| FINRA.org

SR-FINRA-2026-021

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to temporarily pause assessment of the Trading Activity Fee (“TAF”) for three months, for transactions from October 1, 2026 through December 31, 2026.

SR-FINRA-2026-020

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to modify the implementation schedule of amendments adopted in SR-FINRA-2024-019, as modified in SR-FINRA-2025-007, with respect to the adjustment of FINRA fees to provide sustainable funding for FINRA’s regulatory mission. 
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