Anonymous Comment On Regulatory Notice 26-15
Dear Ms. Mitchell,
For the Public
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For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
Dear Ms. Mitchell,
Dear Ms. Mitchell,
Dear Ms. Mitchell,
Dear Ms. Mitchell,
Dear Ms. Mitchell,
Dear Ms. Mitchell,
Dear Ms. Mitchell,
Dear Ms. Mitchell,
Please forgive the following block of text which I am sure you will recieve many times over. I believe it is worded in technical details far better than I would be capable of clearly communicating. However, please do not disregard my agreement with those words. I am very concerned about the integrity of my stock market transactions and believe that more, not less, transparency and enforcement is required.
Dear Ms. Mitchell,
Dear Ms. Mitchell,