THE LEADERS GROUP, INC.
Information
- Reporter ID
- LEAD
- Reporter Type
- Broker-Dealer
- Current Report URL
- https://www.simplicity-investments.com
Submission History
| Submit Date | Report URL | Comments |
|---|---|---|
| 10-19-2026 | https://www.simplicity-investments.com |
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| Submit Date | Report URL | Comments |
|---|---|---|
| 10-19-2026 | https://www.simplicity-investments.com |
| Submit Date | Report URL | Comments |
|---|---|---|
| 10-16-2026 | https://www.citizensbank.com/corporate-finance/disclosures/citizens-jmp.aspx |
FINRA is seeking candidates to fill vacancies on the Small Firm Advisory Committee (SFAC). Two seats will be up for election, one representing the Midwest region and one representing the South region. Eligible individuals from small firms1 interested in serving on the SFAC must submit a Candidate Profile Form to FINRA's Corporate Secretary via email by November 19, 2026.