For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
| Submit Date | Report URL | Comments |
|---|---|---|
| 10-27-2026 | https://public.newrange.com/605/atomic |
Rule Filing Status: Approved
Rule change to adopt FINRA Rule 3290 (Outside Activities Requirements) and to delete existing FINRA Rules 3270 (Outside Business Activities of Registered Persons) and 3280 (Private Securities Transactions of an Associated Person).
| Submit Date | Report URL | Comments |
|---|---|---|
| 10-27-2026 | https://public.s3.com/rule605/jteq/ |
