2022076789701 Digital Brokerage Services LLC CRD 308213 AWC ks.pdf
From July to September 2022, DBS distributed certain retail communications regarding
its mobile application and crypto assets or crypto asset-related services that failed to
clearly disclose that the crypto assets were not offered through a registered broker-dealer
or that did not provide a fair and balanced presentation of the benefits and risks of the
products discussed. Therefore, DBS violated FINRA Rules 2210(d) and 2010 and is
censured and fined $85,000.