Jaime Arroyave Comment On Regulatory Notice 26-14
Dear Jennifer Mitchell,
I appreciate the opportunity to comment on FINRA's proposed amendments to Rule 2210.
For the Public
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For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
Dear Jennifer Mitchell,
I appreciate the opportunity to comment on FINRA's proposed amendments to Rule 2210.
| Submit Date | Report URL | Comments |
|---|---|---|
| 08-05-2026 | https://nms605.karngroup.com/8030bbe95645565351513d3d |
| Submit Date | Report URL | Comments |
|---|---|---|
| 08-05-2026 | https://nms605.karngroup.com/ec63c925516b464f53773d3d |
| Submit Date | Report URL | Comments |
|---|---|---|
| 08-05-2026 | https://nms605.karngroup.com/86897a555456564d56413d3d |
| Submit Date | Report URL | Comments |
|---|---|---|
| 08-04-2026 | https://www.virtu.com/about/transparency/rule-605-and-606-reporting/ |
| Submit Date | Report URL | Comments |
|---|---|---|
| 08-04-2026 | https://www.virtu.com/about/transparency/rule-605-and-606-reporting/ |
| Submit Date | Report URL | Comments |
|---|---|---|
| 08-04-2026 | https://www.virtu.com/about/transparency/rule-605-and-606-reporting/ |