For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
FINRA Rule 13402 (b) currently provides for disputes between associated persons or between associated persons and members that only a public arbitrator may serve as chairperson.
It is respectfully submitted that qualified nonpublic arbitrators should also be permitted to fill the chairperson position in such cases.