In March 2026, Respondent Cameryn Lindsay declined to produce information or documents as requested pursuant to FINRA Rule 8210. Accordingly, Respondent violated FINRA Rules 8210 and 2010 and consents to a bar from associating with any FINRA member in all capacities.

From June 30, 2020, through February 2023, Cambridge failed to reasonably supervise a registered representative’s Unit Investment Trust recommendations to achieve compliance with the Care Obligation of Regulation Best Interest. Cambridge therefore violated FINRA Rules 3110 and 2010. For these violations, the firm is censured and fined $200,000.