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FINRA Utility Menu

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FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.

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Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.

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EXPLORE THIS SECTION

24-02582.pdf

Read more about 24-02582.pdf

24-01853.pdf

Read more about 24-01853.pdf
Insight
Updated SLATE Participant Specifications

2022075862201 Michael Edwin Magruder CRD 4579211 AWC vr.pdf

Read more about 2022075862201 Michael Edwin Magruder CRD 4579211 AWC vr.pdf
Magruder violated FINRA Rules 8210 and 2010 by failing to provide information and documents requested pursuant to FINRA Rule 8210. As a result, he is barred from associating with any FINRA member in all capacities...
Insight
Alert: Treasury Names Three Mexico-Based Financial Institutions as a Primary Money Laundering Concern

FINRA Board of Governors Holds June Meeting

Read more about FINRA Board of Governors Holds June Meeting

June 18, 2025

Features

  • FINRA Board of Governors Holds June Meeting 
    The FINRA Board of Governors met in Washington and approved the following rule proposals: 

23-00535.pdf

Read more about 23-00535.pdf
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Fee Rebate for Member Firms

24-02644.pdf

Read more about 24-02644.pdf

24-01635.pdf

Read more about 24-01635.pdf

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