From July 2020 through June 2023, Dagostino recommended that retired and senior investors purchase speculative and low-priced securities. Such recommendations subjected the customers to a substantial risk of loss, which was inconsistent with their investment profiles and therefore not in their best interests. As a result, Dagostino willfully violated the Care Obligation under Rule 15l-1(a)(1) of the Securities Exchange Act of 1934 (Regulation BI or Reg BI) and violated FINRA Rule 2010, and he is suspended for 24 months and fined $25,000.