2022074793701 Wedbush Securities Inc. CRD 877 AWC lmp.pdf
Between June 2018 and December 2022, Wedbush violated Section 15(c)(3) of the
Securities Exchange Act of 1934, Exchange Act Rule 15c3-3 and FINRA Rule 2010 by
failing to maintain possession or control of customers' fully paid and excess margin
securities.