A. P. SECURITIES, INC.
15 WATERVIEW DR, CENTERPORT, NY 11721
Mailing Address: P. O. BOX 434, CENTERPORT, NY 11721
A.BRIDGE REALVEST SECURITIES CORPORATION
244 CAMBRIDGE OAKS, PARK RIDGE, NJ 07656
A.G. QUINTAL INVESTMENT COMPANY INC.
2177 ACUSHNET AVE., NEW BEDFORD, MA 02745-6316
A.G.P. / ALLIANCE GLOBAL PARTNERS
88 POST ROAD WEST, 2ND FLOOR, WESTPORT, CT 06880
A5 SECURITIES LLC
375 WEST END AVE UNIT 10D, NEW YORK, NY 10024
AAG CAPITAL, INC
2211 ASHLEY OAKS CIRCLE, WESLEY CHAPEL, FL 33544
AARDVARK SECURITIES LLC
550 W JACKSON BLVD., STE 1300, CHICAGO, IL 60661
ABACUS INTERNATIONAL CAPITAL CORP.
6 BOWERY, 4TH FLOOR, NEW YORK, NY 10013
ABACUS INVESTMENTS, INC.
S33 W35676 MEADOW TRAIL, DOUSMANS, WI 53118
Mailing Address: S33 W35676 MEADOW TRAIL, DOUSMAN, WI 53118
ABERDEEN FUND DISTRIBUTORS, LLC
1900 MARKET STREET, SUITE 200, PHILADELPHIA, PA 19103
ABG SUNDAL COLLIER INC.
140 BROADWAY, SUITE 4604, NEW YORK, NY 10005
ABG, LLC
725 FIFTH AVENUE, 24TH FLOOR, NEW YORK, NY 10022
ABN AMRO CAPITAL MARKETS (USA) LLC
250 PARK AVENUE, SUITE 911, NEW YORK, NY 10177
ABN AMRO CLEARING USA LLC
175 WEST JACKSON BLVD, STE 2050, CHICAGO, IL 60604
ABN AMRO SECURITIES (USA) LLC
303 GEORGE STREET, 3RD FLOOR, NEW BRUNSWICK, NJ 08901
ABRAHAM SECURITIES CORPORATION
3724 47TH STREET CT. NW, GIG HARBOR, WA 98335
ABSA SECURITIES U.S. INC.
610 FIFTH AVENUE, SUITE 405, NEW YORK, NY 10020
AC SUNSHINE SECURITIES LLC
200 E. ROBINSON STREET, SUITE 295, ORLANDO, FL 32801
ACA/PRUDENT INVESTORS PLANNING CORPORATION
290 ROUTE 22 WEST, SUITE 201, GREEN BROOK, NJ 08812
ACADEMY SECURITIES, INC.
622 3RD AVENUE, 12TH FLOOR, NEW YORK, NY 10017
ACALYX ADVISORS INC.
4440 PGA BLVD, SUITE 600, PALM BEACH GARDENS, FL 33410
ACC SECURITIES, LLC
14180 DALLAS PARKWAY, SUITE 350, DALLAS, TX 75254
ACCEPTUS CAPITAL CORP.
22 COUNTRY CLUB DRIVE, PORT WASHINGTON, NY 11050
ACCESS FINANCIAL GROUP, INC.
118 NORTH CLINTON ST-SUITE 450, CHICAGO, IL 60661
ACCESS INVESTMENTS, INC.
6440 AVONDALE DRIVE, SUITE 210, OKLAHOMA CITY, OK 73116
Mailing Address: 6440 AVONDAL DRIVE, SUITE 210, OKLAHOMA CITY, OK 73116-2000
ACCESS SECURITIES, LLC
30 BUXTON FARM ROAD STE 310, STAMFORD, CT 06905
ACCESSALPHA WORLDWIDE LLC
444 WEST LAKE STREET, SUITE 1700, CHICAGO, IL 60606
ACCORD CAPITAL PARTNERS LLC
240 STOCKTON STREET, 7TH FLOOR, SAN FRANCISCO, CA 94108-5324
ACCRUED EQUITIES INC.
150 BROADHOLLOW RD, SUITE PH 02, MELVILLE, NY 11747
ACE DIVERSIFIED CAPITAL, INC.
923 EAST VALLEY BLVD.,, SUITE 213, SAN GABRIEL,, CA 91776
ACF BD LLC
1925 CENTURY PARK EAST, SUITE 1360, LOS ANGELES, CA 90067
ACHELOUS PARTNERS, LLC
800 THIRD AVENUE FLOOR 21, NEW YORK CITY, NY 10022
Mailing Address: ACHELOUS PARTNERS, LLC, 800 THIRD AVENUE FLOOR 21, NEW YORK, NY 10022
ACKRELL CAPITAL, LLC
475 MARINA BLVD., SAN FRANCISCO, CA 94123
ACORNS SECURITIES, LLC
5300 CALIFORNIA AVENUE, IRVINE, CA 92617
ACP SECURITIES, LLC
1200 BRICKELL AVENUE, SUITE 1700, MIAMI, FL 33131
ACQUEST SECURITIES LLC
3039 ELLA LEE LANE, HOUSTON, TX 77019
Mailing Address: P.O. BOX 131605, HOUSTON, TX 77219
ACQUIOM FINANCIAL LLC
950 17TH STREET, STE 1400, DENVER, CO 80202
Mailing Address: 950 17TH STREET, STE 1400, DENVER, CO 80202
ACRISURE RE CORPORATE ADVISORY & SOLUTIONS, LLC
1 LIBERTY PLAZA, NEW YORK, NY 10006
ACS EXECUTION SERVICES, LLC
12 BROAD STREET, 2ND FLOOR, RED BANK, NJ 07701
ADELPHI STOCK BROKERS
40 CORNWALL LANE, SANDS POINT, NY 11050
Mailing Address: 40 CORNWALL LANE, SANDS POINT, NY 11050
ADP BROKER-DEALER, INC.
ONE ADP BOULEVARD, ROSELAND, NJ 07068-1786
Mailing Address: 71 HANOVER ROAD, MS - 580, FLORHAM PARK, NJ 07932
ADVANCED ADVISOR GROUP, LLC
1995 EAST RUM RIVER DRIVE S., CAMBRIDGE, MN 55008
Mailing Address: 1995 EAST RUM RIVER DRIVE S., CAMBRIDGE, MN 55008
ADVANCED STRATEGIES BROKER DEALER LLC
1308 DALLAS ROAD, CHATTANOOGA, TN 37405
ADVANTAGE SECURITIES LLC
141 WEST JACKSON BOULEVARD, SUITE 3900, CHICAGO, IL 60604
ADVENTIX GLOBAL MARKETS LLC
150 MOTOR PARKWAY, 4TH FLOOR, HAUPPAUGE, NY 11788
ADVISORS ASSET MANAGEMENT, INC.
18925 BASE CAMP ROAD, MONUMENT, CO 80132-0000
Mailing Address: 18925 BASE CAMP ROAD, MONUMENT, CO 80132
AE FINANCIAL SERVICES, LLC
2950 SW MCCLURE ROAD, SUITE B, TOPEKA, KS 66614
AEC TRANSACTION SERVICES LLC
28 WEST 44TH ST, SUITE 815, NEW YORK, NY 10036
AEG CAPITAL, LLC
200 W. MADISON STREET, SUITE 2410, CHICAGO, IL 60606
AEGIS CAPITAL CORP.
1345 AVENUE OF THE AMERICAS, 27TH FLOOR, NEW YORK, NY 10105
AEGIS INVESTMENTS, INC.
4915 WEST 35TH STREET, SUITE 100, ST LOUIS PARK, MN 55416
AEI SECURITIES, INC.
1300 WELLS FARGO PLACE, 30 SEVENTH STREET EAST, ST. PAUL, MN 55101-4901
AEL FINANCIAL SERVICES, LLC
2101 REXFORD ROAD, SUITE 310, CHARLOTTE, NC 28211
AERIS PARTNERS LLC
500 BOYLSTON STREET, 18TH FLOOR, BOSTON, MA 02116
AET INVESTMENT SERVICES, LLC
14 SCOTT AVENUE, SELDEN, NY 11784
AETHLON CAPITAL, L.L.C
1786 JAMES AVENUE SOUTH, MINNEAPOLIS, MN 55403
AFFILIATED BANKERS CAPITAL, L.L.C.
9901 BRODIE LANE, SUITE 160 #340, AUSTIN, TX 78748
AFW ASSOCIATES LLC
152 WEST 57TH STREET, 36TH FLOOR, NEW YORK, NY 10019
AGA SECURITIES, LLC
200 WINSLOW WAY WEST, SUITE 380, BAINBRIDGE ISLAND, WA 98110
AGC PARTNERS
99 HIGH STREET, FLOOR 22, BOSTON, MA 02110
AGECROFT PARTNERS, LLC
103 CANTERBURY ROAD, RICHMOND, VA 23221-3211
AGENTIS CAPITAL MARKETS US, LLC
1820-999 WEST HASTINGS STREET, VANCOUVER, BC, V6C 2W2 CANADA
AGES FINANCIAL SERVICES, LTD.
123 HAVEN STREET, SUITE 2, READING, MA 01867
AGILE TRADING TECHNOLOGIES, LLC
2 TOWN PLACE, STE 210, BRYN MAWR, PA 19010
AGM SECURITIES LLC
42 BROADWAY, SUITE 12-129, NEW YORK, NY 10004
AHANA MARKETS LLC
1510 WISCONSIN AVENUE NW, OFFICE 5, WASHINGTON, DC 20007
AIA SECURITIES LLC
2 VENTURE, SUITE 430, IRVINE, CA 92618
AIME CAPITAL MARKETS LLC
445 NORTHERN BLVD, STE 28, GREAT NECK, NY 11021
AIP CAPITAL MARKETS LLC
26123 MARINA DR, ROLLING HILLS ESTATES, CA 90274
AIRLINK MARKETS, LLC
27112 SE GRAND RIDGE DRIVE, ISSAQUAH, WA 98029
AKAR CAPITAL MANAGEMENT, INC.
8551 W. SUNRISE BLVD. #102A, PLANTATION, FL 33322
Mailing Address: 8551 W. SUNRISE BLVD #102A, PLANTATION, FL 33322
AKIN BAY COMPANY LLC
780 THIRD AVENUE, NEW YORK, NY 10017
AKUNA SECURITIES LLC
333 S. WABASH AVE., SUITE 2600, CHICAGO, IL 60604
ALAMO CAPITAL
201 N CIVIC DR, SUITE 180, WALNUT CREEK, CA 94596
ALANTRA, LLC
ONE FEDERAL STREET, SUITE 2202, BOSTON, MA 02110
ALBERT SECURITIES, LLC
126 E HALEY ST, SUITE A2, SANTA BARBARA, CA 93101
ALBRIGHT SECURITIES LLC
1101 WILSON BLVD., 6TH FLOOR, ARLINGTON, VA 22209
ALDERMAN & COMPANY CAPITAL, LLC
35 WARRINGTON ROUND, DANBURY, CT 06810
ALDWYCH SECURITIES LLC
208 HARBOR DRIVE, SUITE 204, STAMFORD, CT 06902
Mailing Address: 208 HARBOR DRIVE, SUITE 204, STAMFORD, CT 06902
ALEXANDER CAPITAL, L.P.
10 DRS JAMES PARKER BLVD, SUITE 202, RED BANK, NJ 07701
Mailing Address: 10 DRS JAMES PARKER BLVD, SUITE 201, RED BANK, NJ 07701
ALEXANDER INVESTMENT SERVICES CO.
909 LILY CREEK ROAD #101, LOUISVILLE, KY 40243-2808
ALIGHT FINANCIAL SOLUTIONS, LLC
320 SOUTH CANAL STREET, 50TH FLOOR, CHICAGO, IL 60606
ALIRA HEALTH TRANSACTION SERVICES, LLC
1 GRANT STREET, FRAMINGHAM, MA 01702-6758
ALKALI PARTNERS, LLC.
500 SW 116TH AVE., SUITE 273, BEAVERTON, OR 97229
ALL OPTIONS USA, LLC
114 W 7TH ST, SUITE 1200, AUSTIN, TX 78701
ALL TIME ATS
141 W JACKSON BLVD, SUITE 500, CHICAGO, IL 60604
ALLARIA SECURITIES, LLC
1110 BRICKELL AVENUE, SUITE 603, MIAMI, FL 33131
ALLEGHENY INVESTMENTS, LTD.
STONE QUARRY CROSSING, 811 CAMP HORNE ROAD, SUITE 100, PITTSBURGH, PA 15237
ALLEGRO SECURITIES LLC
231 SHARON DRIVE, SAN ANTONIO, TX 78216
ALLEN & COMPANY LLC
711 FIFTH AVENUE, NEW YORK, NY 10022
ALLEN C. EWING & CO.
8515 BAYMEADOWS WAY, UNIT 102, JACKSONVILLE, FL 32256
ALLEN, MOONEY & BARNES BROKERAGE SERVICES, LLC
135 S. MADISON STREET, THOMASVILLE, GA 31792
Mailing Address: POST OFFICE BOX 1116, THOMASVILLE, GA 31799
ALLIANCE-ONE INVESTMENTS, LLC
4000 N MINGO RD, TULSA, OK 74116
ALLIANCEBERNSTEIN INVESTMENTS, INC.
501 COMMERCE STREET, NASHVILLE, TN 37203
ALLIANT SECURITIES, INC. TURNER, NORD, KIENBAUM
695 NORTH LEGACY RIDGE DRIVE SUITE 300, LIBERTY LAKE, WA 99019
ALLIANZ LIFE FINANCIAL SERVICES, LLC
5701 GOLDEN HILLS DRIVE, MINNEAPOLIS, MN 55416-1297
Mailing Address: P O BOX 1117, MINNEAPOLIS, MN 55440-1117
ALLIED MILLENNIAL PARTNERS, LLC
THREE WORLD FINANCIAL CENTER, 200 VESEY STREET 24TH FL, NEW YORK, NY 10281
Mailing Address: THREE WORLD FINANCIAL CENTER, 200 VESEY STREET 24TH FL, NEW YORK, NY 10281
ALLIO MARKETS, LLC
107 SPRING ST., SEATTLE, WA 98104
ALLOCATIONS SECURITIES
3558 ROUND BARN BOULEVARD, SUITE 200 OFFICE 206, SANTA ROSA, CA 95403
ALLSPRING FUNDS DISTRIBUTOR, LLC
1415 VANTAGE PARK DRIVE, CHARLOTTE, NC 28203
Mailing Address: 100 HERITAGE RESERVE, FLOOR 1, MENOMONEE FALLS, WI 53051-4400
ALLSTATE FINANCIAL SERVICES, LLC
151 N 8TH STREET, SUITE 450, LINCOLN, NE 68508-1380
Mailing Address: PO BOX 83271, LINCOLN, NE 68501-3271
ALLY INVEST SECURITIES LLC
601 S TRYON STREET, SUITE 100, CHARLOTTE, NC 28202
Mailing Address: P.O. BOX 30248, CHARLOTTE, NC 28230
ALMAX FINANCIAL SOLUTIONS, LLC
12 VAN SYCKLES ROAD, CLINTON, NJ 08809
ALPACA SECURITIES LLC
42881 LAKE BABCOCK DR., SUITE 200, BABCOCK RANCH, FL 33982
ALPHA TRADING L.P.
10 ABBA EVEN BOULEVARD, HERZLIYA PITUACH, 4672528 ISRAEL
ALPHALEDGER MARKETS, INC.
19362 POWDER HILL PLACE, SUITE 104, POULSBO, WA 98370
Mailing Address: PO BOX 236, POULSBO, WA 98370
ALPHASOURCE CAPITAL SECURITIES LLC
35 WALKER AVENUE, EAST QUOGUE, NY 11942
Mailing Address: 35 WALKER AVENUE, NEW YORK, NY 11942
ALPINA CAPITAL, LLC
200 COLUMBINE STREET, SUITE 260, DENVER, CO 80206
ALPINE SECURITIES CORPORATION
39 EXCHANGE PLACE, SALT LAKE CITY, UT 84111
ALPS DISTRIBUTORS, INC.
1290 BROADWAY, SUITE 1000, DENVER, CO 80203
Mailing Address: PO BOX 328, DENVER, CO 80201-0328
ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC.
1290 BROADWAY, SUITE 1000, DENVER, CO 80203
Mailing Address: P.O. BOX 328, DENVER, CO 80201-0328
ALT FUND DISTRIBUTORS LLC
140 EAST 45TH STREET, SUITE 15 B, NEW YORK, NY 10017
Mailing Address: 140 EAST 45TH STREET, SUITE 15 B, NEW YORK, NY 10017
ALTACCESS SECURITIES COMPANY, L.P.
325 N. ST. PAUL STREET, 30TH FLOOR, DALLAS, TX 75201
ALTERNA SECURITIES, INC.
2800 POST OAK BLVD, SUITE 6300, HOUSTON, TX 77056
ALTERNATIVE ACCESS CAPITAL, LLC
900 LARKSPUR LANDING CIR, SUITE 100, LARKSPUR, CA 94939
ALTERNATIVE EXECUTION GROUP
111 W 41ST STREET, BAYONNE, NJ 07002
Mailing Address: 90 AVENUE B, BAYONNE, NJ 07002
ALTITUDE CAPITAL GROUP LLC
260 NEWPORT CENTER DRIVE, SUITE 100, NEWPORT BEACH, CA 92660
ALTO SECURITIES, LLC
500 11TH AVENUE N, SUITE 790, NASHVILLE, TN 37203
ALTRUIST FINANCIAL LLC
3030 S LA CIENEGA BLVD, CULVER CITY, CA 90232
ALTSOURCED SOLUTIONS, LLC
15033 SERENE SHORES LOOP, LAKEWOOD RANCH, FL 34211
Mailing Address: PO BOX 110097, LAKEWOOD RANCH, FL 34211
ALVAREZ & MARSAL SECURITIES, LLC
600 MADISON AVE, 8TH FLOOR, NEW YORK, NY 10022
Mailing Address: 600 MADISON AVE, 8TH FLOOR, NEW YORK, NY 10022
AMA SECURITIES LLC
484 PACIFIC STREET, 3RD FLOOR, STAMFORD, CT 06902
AMBIT AMERICA INC.
AMBIT AMERICA INC., 485 MADISON AVENUE, 15TH FLOOR, NEW YORK, NY 10022
AMD CAPITAL, LLC
2907 W. WILSON AVENUE, CHICAGO, IL 60625
AMERANT INVESTMENTS, INC.
220 ALHAMBRA CIRCLE, 2ND FLOOR, CORAL GABLES, FL 33134
AMERICAN ALTERNATIVE CAPITAL, LLC
3909 RESEARCH PARK DRIVE, SUITE 250, ANN ARBOR, MI 48108
AMERICAN CAPITAL PARTNERS, LLC
205 OSER AVE., HAUPPAUGE, NY 11788
AMERICAN CENTURY INVESTMENT SERVICES INC.
4500 MAIN STREET, KANSAS CITY, MO 64111
Mailing Address: P.O. BOX 410141, KANSAS CITY, MO 64141-0141
AMERICAN DISCOVERY ADVISORS, LLC
11150 SANTA MONICA BLVD, STE 1425, LOS ANGELES, CA 90025
AMERICAN ELM DISTRIBUTION PARTNERS, LLC
155 FLEET STREET, PORTSMOUTH, NH 03801
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
901 3RD AVENUE SOUTH, MINNEAPOLIS, MN 55402
Mailing Address: 5221 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN 55474
AMERICAN FIDELITY SECURITIES, INC.
9000 CAMERON PARKWAY, OKLAHOMA CITY, OK 73114-3701
Mailing Address: 9000 CAMERON PARKWAY, OKLAHOMA CITY, OK 73114
AMERICAN FINANCIAL ASSOCIATES, INC.
1700 NORTHAMPTON STREET, SUITE A, EASTON, PA 18042-1659
Mailing Address: 1700 NORTHAMPTON STREET, SUITE A, EASTON, PA 18042-1659
AMERICAN FUNDS & TRUSTS INCORPORATED
3030 SOUTH MAIN STREET, SUITE 100, SALT LAKE CITY, UT 84115-3554
AMERICAN FUNDSTARS
4695 MACARTHUR COURT, SUITE 560, NEWPORT BEACH, CA 92660
AMERICAN GLOBAL WEALTH MANAGEMENT, INC.
1600 PENNSYLVANIA AVE., MCDONOUGH, GA 30253
AMERICAN HERITAGE SECURITIES, INC.
50 S MAIN ST, SUITE 1210, AKRON, OH 44308-1831
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
664 S RIVERSHORE LANE, SUITE 150, EAGLE, ID 83616
Mailing Address: PO BOX 579, EAGLE, ID 83616
AMERICAN INVESTORS COMPANY
12667 ALCOSTA BLVD., SUITE 160, SAN RAMON, CA 94583
Mailing Address: P. O. BOX 1307, SAN RAMON, CA 94583
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
4250 VETERANS MEMORIAL HIGHWAY, 4TH FLOOR EAST, HOLBROOK, NY 11741
Mailing Address: 4250 VETERANS MEMORIAL HWY, 4TH FLOOR EAST, HOLBROOK, NY 11741
AMERICAN TRUST INVESTMENT SERVICES, INC.
1244 119TH STREET, WHITING, IN 46394-1003
AMERICAN VETERANS GROUP, PBC
324 S. SERVICE ROAD, SUITE 107, MELVILLE, NY 11747
AMERICAN WEALTH MANAGEMENT, INC.
3480 PRESTON RIDGE ROAD, ALPHARETTA, GA 30005
AMERIFLEX GROUP SECURITIES, INC.
8475 W. SUNSET ROAD, SUITE 102, LAS VEGAS, NV 89113
AMERIPRISE FINANCIAL SERVICES, LLC
707 2ND AVENUE SOUTH, MINNEAPOLIS, MN 55402
Mailing Address: 5221 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN 55474
AMERITAS INVESTMENT COMPANY, LLC
5900 "O" STREET, LINCOLN, NE 68510-2234
Mailing Address: PO BOX 5507, LINCOLN, NE 68505-0507
AMERIVET SECURITIES, INC.
1155 AVENUE OF THE AMERICAS, 14TH FLOOR, NEW YORK, NY 10036
AMG DISTRIBUTORS, INC.
680 WASHINGTON BLVD, SUITE 500, STAMFORD, CT 06901
AMPLIFY COMMUNITY INVESTMENT PARTNERS, LLC
1688 MERIDIAN AVENUE, SUITE 700, MIAMI BEACH, FL 33139
AMUNDI DISTRIBUTOR US, INC.
60 STATE STREET, BOSTON, MA 02109-1820
AMUNI FINANCIAL, INC.
720 SECOND AVE S., ST. PETERSBURG, FL 33701
Mailing Address: P.O. BOX 11749, ST. PETERSBURG, FL 33733-9680
ANALYST HUB SECURITIES, LLC
2301 S CAPITAL OF TEXAS HWY, STE. J-101, AUSTIN, TX 78746
Mailing Address: 2301 S. CAPITAL OF TEXAS HWY, STE. J-101, AUSTIN, TX 78746
ANCHIN CAPITAL LLC
3 TIMES SQUARE, 25TH FLOOR, NEW YORK, NY 10036
Mailing Address: 3 TIMES SQUARE, 25TH FLOOR, NEW YORK CITY, NY 10036
ANCHOR BAY SECURITIES, LLC
5780 FLEET STREET, SUITE 308, CARLSBAD, CA 92008
ANCORIS SECURITIES LLC
515 MADISON AVENUE, 22ND FLOOR, NEW YORK, NY 10022
ANDBANC BROKERAGE, LLC
201 S. BISCAYNE BOULEVARD, SUITE 1100, MIAMI, FL 33131
ANDERSON LENEAVE & CO.
6805 CARNEGIE BLVD., SUITE 210, CHARLOTTE, NC 28211
ANDES CAPITAL GROUP, LLC
205 WEST WACKER DRIVE, SUITE 610, CHICAGO, IL 60606
ANDREW GARRETT INC.
52 VANDERBILT AVE, STE 403, NEW YORK, NY 10017
Mailing Address: 52 VANDERBILT AVE, STE 1510, NEW YORK, NY 10017
ANGEL POND CAPITAL LLC
590 MADISON AVE, SUITE 2122, NEW YORK, NY 10022
ANICO FINANCIAL SERVICES, INC.
ONE MOODY PLAZA, SUITE 1463, GALVESTON, TX 77550
Mailing Address: ONE MOODY PLAZA SUITE 1463, GALVESTON, TX 77550
ANKURA CAPITAL ADVISORS, LLC
485 LEXINGTON AVENUE, 10TH FLOOR, NEW YORK, NY 10017
ANNEXUS SECURITIES, LLC
16767 N. PERIMETER DRIVE, SUITE 320, SCOTTSDALE, AZ 85260
ANOS CAPITAL, LLC
WEWORKS 4TH FLOOR 450 LEXINGTON AVENUE, 4TH FLOOR, NEW YORK, NY 10017
ANOVEST FINANCIAL SERVICES, INC.
3225 SHALLOWFORD ROAD, SUITE 220, MARIETTA, GA 30062
ANSLEY SECURITIES LLC
899 LONE PINE ROAD, BLOOMFIELD HILLS, MI 48302
ANTARCTICA ADVISORS, LLC
175 SW 7TH STREET, SUITE 1711, MIAMI, FL 33130
Mailing Address: 175 SW 7TH STREET, SUITE 1711, MIAMI, FL 33130
ANUBIS SECURITIES LLC
717 FIFTH AVENUE, 18TH FLOOR, NEW YORK, NY 10022
ANZ SECURITIES, INC.
277 PARK AVENUE, FLOOR 31, NEW YORK, NY 10172-0003
AON SECURITIES LLC
200 EAST RANDOLPH STREET, CHICAGO, IL 60601
APA SECURITIES, LLC
920 SYLVAN AVENUE, SUITE 240, ENGLEWOOD CLIFFS, NJ 07632
APEX CLEARING CORPORATION
ONE DALLAS CENTER, 350 N. ST. PAUL, SUITE 1300, DALLAS, TX 75201
APEXUS CAPITAL LLC
321 19TH STREET, SANTA MONICA, CA 90402-2409
APOLLO GLOBAL SECURITIES, LLC
9 WEST 57TH STREET, NEW YORK, NY 10019-2701
APSEC CAPITAL PARTNERS, LLC
700 SOUTH FLOWER SUITE 850, LOS ANGELES, CA 90017
Mailing Address: 700 SOUTH FLOWER SUITE 850, LOS ANGELES, CA 90017
APTO PARTNERS, LLC
5 COLD HILL ROAD SOUTH, SUITE 11, MENDHAM, NJ 07945
APW CAPITAL, INC.
100 ENTERPRISE DRIVE, SUITE 504, ROCKAWAY, NJ 07866
AQ TECHNOLOGY PARTNERS LLC
203 REDWOOD SHORES PARKWAY, SUITE 530, REDWOOD CITY, CA 94065
AQR INVESTMENTS, LLC
ONE GREENWICH PLAZA, SUITE 130, GREENWICH, CT 06830
AQUAS FINANCIAL, LLC
6700 COMANCHE TRAIL, AUSTIN, TX 78732
AQUEDUCT CAPITAL GROUP, LLC
2820 SELWYN AVENUE, SUITE 550, CHARLOTTE, NC 28209
AQUILA DISTRIBUTORS LLC
120 WEST 45TH STREET, SUITE 3600, NEW YORK, NY 10036
AQUILO PARTNERS, L.P.
601 CALIFORNIA STREET, SUITE 500, SAN FRANCISCO, CA 94108
ARBOR COURT CAPITAL, LLC
8000 TOWN CENTRE DRIVE, SUITE 400, BROADVIEW HEIGHTS, OH 44147
ARBOR RESEARCH & TRADING, LLC
22333 CLASSIC COURT, LAKE BARRINGTON, IL 60010
ARBUTUS SECURITIES, LLC
200 PARK AVENUE, 58TH FL, NEW YORK, NY 10166
ARC GROUP SECURITIES LLC
380 BRETANO WAY, GREENBRAE, CA 94904
ARCADIA SECURITIES, LLC
1370 AVENUE OF THE AMERICAS, 29TH FL, NEW YORK, NY 10019
ARCHER DISTRIBUTORS, LLC
6100 CHEVY CHASE DRIVE, SUITE 100, LAUREL, MD 20707
ARCHIPELAGO SECURITIES L.L.C.
353 NORTH CLARK STREET, SUITE #3200, CHICAGO, IL 60654
ARCHIPELAGO TRADING SERVICES, INC.
353 NORTH CLARK STREET, SUITE 3200, CHICAGO, IL 60654
ARCHSTONE CAPITAL, LLC
1401 NEW YORK AVENUE NW, SUITE 600, WASHINGTON, DC 20005
ARCOLA SECURITIES, INC.
1211 AVENUE OF THE AMERICAS, 41ST FLOOR, NEW YORK, NY 10036
ARCTIC SECURITIES LLC
45 ROCKEFELLER PLAZA, SUITE 1960, NEW YORK, NY 10124
Mailing Address: 45 ROCKEFELLER PLAZA, SUITE 1960, NEW YORK, NY 10111
ARCVIEW CAPITAL, LLC
159 20TH STREET, SUITE 1B-17, BROOKLYN, NY 11232
ARDEA PARTNERS LP
32 NASSAU STREET, SUITE 300, PRINCETON, NJ 08542
Mailing Address: 10 HUDSON YARDS, 40TH FLOOR, NEW YORK, NY 10001
ARDOUR CAPITAL INVESTMENTS, LLC
780 LONG BEACH BLVD, LONG BEACH, NY 11561
Mailing Address: 755 W PARK AVE, LONG BEACH, NY 11561
AREAM ADVISORS LLC
535 MISSION STREET, OFFICE 1720, SAN FRANCISCO, CA 94105
ARENA FINANCIAL SERVICES, LLC
405 LEXINGTON AVENUE, 59TH FLOOR, NEW YORK, NY 10174
Mailing Address: 405 LEXINGTON AVENUE, 59TH FLOOR, NEW YORK, NY 10174
ARENS SECURITIES
199 WATER STREET, 17TH FLOOR, NEW YORK, NY 10038
ARES MANAGEMENT CAPITAL MARKETS LLC
1800 AVENUE OF THE STARS, SUITE 1400, LOS ANGELES, CA 90067
ARES WEALTH MANAGEMENT SOLUTIONS, LLC
1200 17TH STREET, SUITE #2900, DENVER, CO 80202
ARETE RESEARCH LLC
1309 WALMSLEY AVE, DALLAS, TX 75208
ARETE WEALTH MANAGEMENT, LLC
1115 W FULTON MARKET, 3RD FLOOR, CHICAGO, IL 60607
ARIA CAPITAL ADVISORS, LLC
475 CENTRAL AVENUE, SUITE M1, ST. PETERSBURG, FL 33701
ARIEL DISTRIBUTORS, LLC
200 EAST RANDOLPH STREET, SUITE 2900, CHICAGO, IL 60601
ARK GLOBAL, LLC
125 FROELICH FARMS BLVD., WOODBURY, NY 11797
Mailing Address: 125 FROELICH FARMS BLVD., SUITE 6, WOODBURY, NY 11797
ARKADIOS CAPITAL
2827 PEACHTREE RD NE, SUITE 510, ATLANTA, GA 30305
ARKAP MARKETS, LLC
2827 PEACHTREE ROAD, SUITE 510, ATLANTA, GA 30305
ARKONIS CAPITAL LLC
7600 JERICHO TURNPIKE, SUITE 304, WOODBURY, NY 11797
ARLINGTON CAPITAL SERVICES, LLC
2000 MORRIS AVENUE, SUITE 1100, BIRMINGHAM, AL 35203
ARLINGTON SECURITIES, INC.
140 MARINE LANE, ST. LOUIS, MO 63146-2236
ARMORY SECURITIES, LLC
200 NORTH PACIFIC COAST HIGHWAY, SUITE 1525, EL SEGUNDO, CA 90245
ARMSTRONG SECURITIES LLC
711 3RD AVENUE, FLOOR 5, NEW YORK, NY 10017
Mailing Address: 53 FOREST AVENUE, 3RD FLOOR, OLD GREENWICH, CT 06870
ARQ SECURITIES
350 SUGARBOWL CIRCLE, WHITEFISH, MT 59937
ARROW INVESTMENTS, INC.
111 SOUTH RIDGE STREET, SUITE 201, RYE BROOK, NY 10573
ARTEMIS SECURITIES CLEARING, LLC
225 W. WACKER DRIVE, SUITE 1575, CHICAGO, IL 60606
ARTISAN PARTNERS DISTRIBUTORS LLC
875 E. WISCONSIN AVENUE, SUITE 800, MILWAUKEE, WI 53202
ARTIST CAPITAL LLC
20 WEST 55TH STREET, 11TH FLOOR, NEW YORK, NY 10019
ARVEST WEALTH MANAGEMENT
5201 VILLAGE PARKWAY, ROGERS, AR 72758
ASANTE CAPITAL GROUP ADVISORS LLC
4TH FLOOR, 25 OLD BURLINGTON STREET, LONDON, W1S 3AN ENGLAND
ASCENDANT FINANCIAL PARTNERS, LLC
317 AUSTRALIAN DRIVE, ROTONDA WEST, FL 33947
ASCENDIANT CAPITAL MARKETS, LLC
110 FRONT STREET, SUITE 300, JUPITER, FL 33477
Mailing Address: 4 PARK PLAZA, SUITE 1950, IRVINE, CA 92614
ASCENDIANT SECURITIES, LLC
110 FRONT STREET, SUITE 300, JUPITER, FL 33477
Mailing Address: 4 PARK PLAZA, SUITE 1950, IRVINE, CA 92614
ASCENSUS BROKER DEALER SERVICES, LLC
95 WELLS AVENUE, SUITE 160, NEWTON, MA 02459
ASHFORD SECURITIES LLC
14185 DALLAS PARKWAY, SUITE 780, DALLAS, TX 75254
ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION
437 MADISON AVENUE, SUITE 1904, NEW YORK, NY 10022
ASHTON STEWART & CO., INC.
1395 BRICKELL AVE, SUITE 800, MIAMI, FL 33131
ASHTON THOMAS SECURITIES, LLC
200 CANAL VIEW BLVD., STE. 204, ROCHESTER, NY 14623
ASL CAPITAL MARKETS INC.
600 SUMMER STREET, SUITE 402, STAMFORD, CT 06901
ASPEN ALPINE CAPITAL LLC
66 GRAND STREET, #5, NEW YORK, NY 10013-2263
ASSETMARK BROKERAGE, LLC
1655 GRANT STREET, 10TH FLOOR, CONCORD, CA 94520
ASSETPOINT FINANCIAL, LLC
1300 NORTH 17TH STREET, SUITE 1800, ARLINGTON, VA 22209-3810
ASSOCIATED INVESTMENT SERVICES, INC.
433 MAIN STREET, GREEN BAY, WI 54301-5114
Mailing Address: P.O. BOX 640, GREEN BAY, WI 54305-0640
ASSUREDPARTNERS FINANCIAL SERVICES
4600 W. CYPRESS, SUITE 405, TAMPA, FL 33607
ASTOR RIDGE N.A. LLP
60 RUMSON ROAD, RUMSON, NJ 07760
ASTORIA CAPITAL MARKETS, INC.
344A WILLIS AVE, MINEOLA, NY 11501
ASTRIS SECURITIES, LLC
1627 EYE STREET, NW, SUITE 1210, WASHINGTON, DC 20006
ATB CAPITAL MARKETS USA INC.
#410, 585 8TH AVENUE SW, CALGARY, T2P 1G1 CANADA
ATHENE SECURITIES, LLC
7700 MILLS CIVIC PARKWAY, WEST DES MOINES, IA 50266
ATIS, INC
9717 PRAIRIE AVENUE, HIGHLAND, IN 46322
ATLANTIC - PACIFIC CAPITAL, INC.
ONE DOCK STREET, SUITE 404, STAMFORD, CT 06902
ATLAS STRATEGIC ADVISORS, LLC
126 WEST 22 STREET, SUITE 9S, NEW YORK, NY 10011
ATLAS TECHNOLOGY GROUP LLC
530 LYTTON AVE., FLOOR 2, PALO ALTO, CA 94301
ATM EXECUTION LLC
599 LEXINGTON AVE, 21 FLOOR, NEW YORK, NY 10022
ATOMIC BROKERAGE LLC
107 GREENWICH STREET, 21ST FLOOR, NEW YORK, NY 10006
ATOMIC VAULTS SECURITIES, LLC
9736 RENNES LN, DELRAY BEACH, FL 33446
ATREYU TRADING
83 MORSE ST, MODULE 4, NORWOOD, MA 02062
AUDACITY CAPITAL PARTNERS LLC
26455 RIVERROCK WAY, SANTA CLARITA, CA 91350
Mailing Address: 10866 WILSHIRE BLVD, 4TH FLOOR, LOS ANGELES, CA 90024
AUERBACH GRAYSON & COMPANY LLC
20W 55TH STREET, NEW YORK, NY 10019
Mailing Address: 20W 55TH STREET, NEW YORK, NY 10019
AUFHAUSER SECURITIES, INC.
112 WEST 56TH STREET, NEW YORK, NY 10019-3841
AUGEO ADVISORS, LLC
10940 WILSHIRE BLVD., 16TH FLOOR, LOS ANGELES, CA 90024
AUGMENT CAPITAL, LLC
1204 SAN ANTONIO STREET, SECOND FLOOR, AUSTIN, TX 78701
AUGUSTAR DISTRIBUTORS, INC.
ONE FINANCIAL WAY, CINCINNATI, OH 45242
Mailing Address: P.O. BOX 237, CINCINNATI, OH 45201-0371
AURORA SECURITIES
2565 WEST MAPLE, TROY, MI 48084
AURUS ADVISORS, INC.
N. 822 FLORIDA A1A, SUITE 310, PONTE VEDRA BEACH, FL 32082
Mailing Address: 156 RETREAT PLACE, PONTE VEDRA BEACH, FL 32082
AUSDAL FINANCIAL PARTNERS, INC.
5187 UTICA RIDGE RD, DAVENPORT, IA 52807
AUSTIN ATLANTIC CAPITAL INC.
1 ALHAMBRA PLAZA, SUITE 100, CORAL GABLES, FL 33134
Mailing Address: 1 ALHAMBRA PLAZA, SUITE 100, MIAMI, FL 33134
AUSTIN GROWTH CAPITAL, LLC
1221 S MOPAC EXPY, SUITE 260, AUSTIN, TX 78746
AUTOMATED EQUITY FINANCE MARKETS, INC.
225 LIBERTY STREET, 10TH FLOOR, SUITE 1020, NEW YORK, NY 10281
AVALON SECURITIES, LTD.
530 FIFTH AVENUE, 9TH FLOOR, NEW YORK, NY 10036
Mailing Address: 276 WATER STREET, SUITE 650, NEW YORK, NY 10038
AVANT-GARDE TRADING SECURITIES
230 W. MONROE, SUITE 845, CHICAGO, IL 60606
AVANTAX INVESTMENT SERVICES, INC.
3200 OLYMPUS BLVD, SUITE 100, DALLAS, TX 75019
AVATAR SECURITIES, LLC
148 MADISON AVE, 5TH FLOOR, NEW YORK, NY 10016
AVENDUS CAPITAL, INC.
445 PARK AVENUE 19TH FLOOR, NEW YORK, NY 10022
AVENTURA SECURITIES, LLC
5550 GLADES ROAD, SUITE 535, BOCA RATON, FL 33431
AVENUE SECURITIES LLC
2601 S BAYSHORE DRIVE SUITE 1100, MIAMI, FL 33133
AVID CAPITAL ADVISORS LLC
1427 MOUNTAIN MEADOW, MCCALL, ID 83638
AVIDITI FINANCIAL, LLC
8117 PRESTON ROAD, SUITE 450, DALLAS, TX 75225
AVIOR CAPITAL MARKETS US, LLC
140 WEST STREET SANDTON, 11TH FLOOR, JOHANNESBURG, 2196 SOUTH AFRICA
Mailing Address: 630 FIFTH AVENUE, 45 ROCKEFELLER PLAZA SUITE 2335, NEW YORK, NY 10111
AVISEN WEALTH MANAGEMENT, INC.
3620 AMERICAN RIVER DRIVE, SUITE 145, SACRAMENTO, CA 95864-7256
AVM, L.P.
777 YAMATO ROAD, SUITE 300, BOCA RATON, FL 33431
AVONDALE PARTNERS, LLC
40 BURTON HILLLS BLVD., SUITE 450, NASHVILLE, TN 37215
Mailing Address: 40 BURTON HILLS BLVD., SUITE 450, NASHVILLE, TN 37215
AW SECURITIES
340 PALLADIO PKWY, SUITE 501, FOLSOM, CA 95630
AXCELUS FINANCIAL DISTRIBUTION COMPANY
1650 MARKET STREET, 8TH FLOOR, PHILADELPHIA, PA 19103
AXIA CAPITAL MARKETS, LLC
555 MADISON AVENUE, SUITE 11A, NEW YORK, NY 10022
AXIOM CAPITAL MANAGEMENT, INC.
350 FIFTH AVENUE, SUITE 6740, NEW YORK, NY 10118
AXIS CAPITAL USA, LLC
405 LEXINGTON AVENUE, SUITE 714, NEW YORK, NY 10174
AXOM PARTNERS LLC
3451 N. TRIUMPH BLVD, SUITE 100, LEHI, UT 84043
AXOS CLEARING LLC
15950 WEST DODGE ROAD, SUITE 300, OMAHA, NE 68118
AXOS INVEST LLC
9205 W RUSSELL ROAD, SUITE 400, LAS VEGAS, NV 89148
Last updated: 9/24/24