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Broker-Dealer Firms We Regulate - C

# A B C D E F G H I J K L M N O P Q R S T U V W X Y Z

C&C TRADING L.L.C.
35 MASON STREET, 4TH FLOOR, GREENWICH, CT 06830

C. L. KING & ASSOCIATES, INC.
NINE ELK STREET, ALBANY, NY 12207

C2M SECURITIES, LLC
7315 THREE CHOPT ROAD, RICHMOND, VA 23226

CABIN SECURITIES, INC.
6240 W 135TH STREET, SUITE 214, OVERLAND PARK, KS 66223

CABOT LODGE SECURITIES LLC
425 N MARTINGALE RD, SUITE 1220, SCHAUMBURG, IL 60173

CABRERA CAPITAL MARKETS, LLC
227 W. MONROE ST., SUITE 3000, CHICAGO, IL 60606

CABRILLO BROKER, L.L.C
C/O GURSEY SCHNEIDER, 16633 VENTURA BLVD. SUITE 1320, ENCINO, CA 91436
Mailing Address: 8895 TOWNE CENTRE DR., SUITE 105-619, SAN DIEGO, CA 92122

CACHE SECURITIES LLC
921 FRONT ST, 2ND FLOOR, SAN FRANCISCO, CA 94111

CADARET, GRANT & CO., INC.
100 MADISON STREET, SUITE 1300, SYRACUSE, NY 13202

CADMAN SECURITIES, LLC
2 SANDWEDGE LANE, ISLE OF PALMS, SC 29451

CADZ SECURITIES INC
309 BONTONA AVENUE, FT LAUDERDALE, FL 33301

CAHN CAPITAL CORP.
820 SECOND AVENUE, 13C, NEW YORK, NY 10017

CAIS CAPITAL LLC
527 MADISON AVENUE, 2ND FLOOR, NEW YORK, NY 10022

CALAMAR FINANCIAL GROUP, LLC
3949 FOREST PARKWAY, SUITE 300, WHEATFIELD, NY 14120

CALAMOS FINANCIAL SERVICES LLC
2020 CALAMOS COURT, NAPERVILLE, IL 60563-2787

CALDWELL SUTTER CAPITAL, INC.
30 LIBERTY SHIP WAY #3225, SAUSALITO, CA 94965-3324
Mailing Address: PO BOX 190, SAUSALITO, CA 94966-0190

CALTON & ASSOCIATES, INC.
2701 N ROCKY POINT DRIVE, SUITE 1000, TAMPA, FL 33607

CAMBRIA CAPITAL, LLC
488 E. WINCHESTER ST, SUITE 200, SALT LAKE CITY, UT 84107

CAMBRIDGE INTERNATIONAL PARTNERS LLC
780 THIRD AVENUE - 11TH FLOOR, NEW YORK, NY 10017-2024

CAMBRIDGE INTERNATIONAL SECURITIES, LLC
90 POST ROAD EAST, 2ND FLOOR, WESTPORT, CT 06880

CAMBRIDGE INVESTMENT RESEARCH, INC.
1776 PLEASANT PLAIN RD., FAIRFIELD, IA 52556-8757

CAMDEN FINANCIAL SERVICES
4913 BATEMAN ROAD, KELLER, TX 76244

CAMPBELL FINANCIAL SERVICES, LLC
2850 QUARRY LAKE DRIVE, BALTIMORE, MD 21209

CAMPBELL LUTYENS & CO. INC.
630 FIFTH AVE., 36TH FLOOR, NEW YORK, NY 10111

CAMPFIRE CAPITAL
81 CAMPFIRE RD, CHAPPAQUA, NY 10514

CANACCORD GENUITY LLC
535 MADISON AVENUE, NEW YORK, NY 10022
Mailing Address: 99 HIGH STREET, BOSTON, MA 02110

CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC.
1133 MELVILLE STREET, SUITE 1100, VANCOUVER, V6E 4E5 CANADA
Mailing Address: PMB 2300, 250 H STREET, BLAINE, WA 98230-4018

CANAM INVESTOR SERVICES, LLC
48 WALL STREET, 24TH FLOOR, NEW YORK, NY 10005

CANDEAL SECURITIES, LLC
396 SCHOOLHOUSE ROAD, STUYVESANT, NY 12173
Mailing Address: P O BOX 63245, PHILADELPHIA, PA 19114

CANDLEWOOD SECURITIES, LLC
600 SUPERIOR AVE. E, SUITE 1800, CLEVELAND, OH 44114

CANNON SECURITIES, INC.
649 SOUTH MILLEDGE AVE., SUITE 6, ATHENS, GA 30605
Mailing Address: 649 SOUTH MILLEDGE AVE, SUITE 6, ATHENS, GA 30605

CANTOR FITZGERALD & CO.
110 EAST 59TH STREET, 4TH FLOOR, NEW YORK, NY 10022

CAPACUITY SECURITIES, INC.
300 INTERNATIONAL PKWY, #350, LAKE MARY, FL 32746

CAPCONNECT+ EMARKETS
340 NORTH WESTLAKE BLVD.,, SUITE 160, WESTLAKE VILLAGE, CA 91362

CAPE SECURITIES INC.
1600 PENNSYLVANIA AVENUE, MCDONOUGH, GA 30253

CAPELLA SECURITIES LLC
42 BROADWAY, SUITE 12-129, NEW YORK, NY 10004

CAPFINANCIAL SECURITIES, LLC.
4208 SIX FORKS ROAD, SUITE 1700, RALEIGH, NC 27609

CAPITAL & ESTATE MANAGEMENT, INC.
7143 MARINER BLVD., SPRING HILL, FL 34609

CAPITAL BROKERAGE CORPORATION
11011 WEST BROAD STREET, BUILDING 2, GLEN ALLEN, VA 23060

CAPITAL CITY SECURITIES, LLC
3789 ATTUCKS DR, POWELL, OH 43065

CAPITAL CLIENT GROUP, INC.
333 S. HOPE ST. 55TH FL., LOS ANGELES, CA 90071

CAPITAL CONNECT, LLC
191 SILVER MOSS DRIVE, VERO BEACH, FL 32963

CAPITAL DYNAMICS BROKER DEALER LLC
444 MADISON AVENUE, NEW YORK, NY 10022

CAPITAL HILL GROUP, INC.
43 RAINEY STREET, # 3201, AUSTIN, TX 78701

CAPITAL INSTITUTIONAL SERVICES, INC.
1700 PACIFIC AVE., SUITE 1100, DALLAS, TX 75201

CAPITAL INVESTMENT BROKERAGE, INC.
100 E. SIX FORKS ROAD, STE 200, RALEIGH, NC 27609
Mailing Address: P.O. BOX 32249, RALEIGH, NC 27622

CAPITAL INVESTMENT GROUP, INC.
100 E. SIX FORKS ROAD, STE 200, RALEIGH, NC 27609
Mailing Address: P.O. BOX 32249, RALEIGH, NC 27622

CAPITAL MANAGEMENT OF THE CAROLINAS, LLC
1520 SOUTH BOULEVARD, SUITE 230, CHARLOTTE, NC 28203

CAPITAL MANAGEMENT PARTNERS, INC.
1100 NORTH FOURTH STREET, SUITE 141, FAIRFIELD, IA 52556
Mailing Address: 1100 NORTH 4TH STREET, SUITE 141, FAIRFIELD, IA 52556

CAPITAL MANAGEMENT SECURITIES, INC.
7900 XERXES AVE S. #500, MINNEAPOLIS, MN 55431-1120
Mailing Address: 7900 XERXES AVENUE S #500, MINNEAPOLIS, MN 55431-1120

CAPITAL ONE SECURITIES, INC.
201 ST. CHARLES AVENUE, SUITE 1830, NEW ORLEANS, LA 70170

CAPITAL PORTFOLIO MANAGEMENT, INC.
9515 DEERECO ROAD, SUITE 1010, TIMONIUM, MD 21093

CAPITAL RESEARCH BROKERAGE SERVICES, LLC
15 S. RAYMOND AVENUE, SUITE 200, PASADENA, CA 91105

CAPITAL SYNERGY PARTNERS
2860 MICHELLE DRIVE, SUITE 150, IRVINE, CA 92606

CAPITALA SECURITIES, LLC
4201 CONGRESS STREET, SUITE 360C, CHARLOTTE, NC 28209

CAPITOL SECURITIES MANAGEMENT, INC.
4050 INNSLAKE DRIVE, SUITE 250, GLEN ALLEN, VA 23060

CAPLIGHT MARKETS LLC
531 HOWARD STREET, 4TH FLOOR, SAN FRANCISCO, CA 94105

CAPLINK SECURITIES, INC
200 PIER AVENUE, SUITE 123, HERMOSA BEACH, CA 90254

CAPSTONE PARTNERS
176 FEDERAL STREET, 3RD FLOOR, BOSTON, MA 02110

CAPULENT LLC
4144 N 44TH STREET, STE 3, PHOENIX, AZ 85018

CARDINAL INVESTMENTS, INC.
1600 NORTH BELT WEST, BELLEVILLE, IL 62226-5923

CARILLON FUND DISTRIBUTORS, INC.
880 CARILLON PARKWAY, ST. PETERSBURG, FL 33716

CARL M. HENNIG, INC.
206 NORTH MAIN STREET, OSHKOSH, WI 54901

CARL MARKS SECURITIES LLC
900 THIRD AVENUE, 33RD FLOOR, NEW YORK, NY 10022
Mailing Address: 900 THIRD AVENUE, 33RD FLOOR, NEW YORK, NY 10022

CARLETON MCKENNA ADVISORS, LLC
1801 EAST 9TH ST. SUITE 1425, CLEVELAND, OH 44114-3199

CARNEGIE, INC.
20 WEST 55TH STREET, NEW YORK, NY 10019-5373

CARNES CAPITAL CORPORATION
8889 PELICAN BAY BOULEVARD, SUITE 500, NAPLES, FL 34108-7512

CAROFIN, LLC
100 ELKS CLUB RD., BREVARD, NC 28712

CAROLINA FINANCIAL SECURITIES, LLC
100 ELKS CLUB RD., BREVARD, NC 28712
Mailing Address: PO BOX 1076, BREVARD, NC 28712

CAROLINAS INVESTMENT CONSULTING LLC
5605 CARNEGIE BOULEVARD - SUITE 400, CHARLOTTE, NC 28209

CARR, RIGGS & INGRAM CAPITAL ADVISORS, L.L.C.
7035 HALCYON PARK DRIVE, MONTGOMERY, AL 36117

CARREDEN GROUP, INC.
1100 MORAGA WAY, SUITE 209, MORAGA, CA 94556

CARSON GROUP BROKERAGE, LLC
14600 BRANCH ST, OMAHA, NE 68154

CARTER CAPITAL CORPORATION
99 HARBOR ROAD, THE TIDE MILL BUILDING, SOUTHPORT, CT 06890

CARTER, TERRY & COMPANY, INC.
3060 PEACHTREE ROAD SUITE 1200, ATLANTA, GA 30305

CARTY, HARDING, & HEARN, INC.
6263 POPLAR AVENUE, SUITE 800, MEMPHIS, TN 38119
Mailing Address: P.O. BOX 17527, MEMPHIS, TN 38187-0527

CARVER EDISON CAPITAL, LLC
200 VARICK STREET, #508, NEW YORK, NY 10014

CARY STREET PARTNERS
901 EAST BYRD STREET, SUITE 1001, RICHMOND, VA 23219

CASCADE INVESTMENT GROUP, INC.
444 E. PIKES PEAK AVENUE, SUITE 200, COLORADO SPRINGS, CO 80903

CASCADE PARTNERS BD, LLC
1000 TOWN CENTER, SUITE 1100, SOUTHFIELD, MI 48075

CASCADIA CAPITAL, LLC
1000 2ND AVENUE, SUITE 1200, SEATTLE, WA 98104

CASEY SECURITIES LLC
100 DRAKES LANDING ROAD, BUILDING 100A - 2ND FLOOR SUITE 210, GREENBRAE, CA 94904

CASGRAIN & COMPANY (USA) LIMITED
1200 MCGILL COLLEGE AVENUE, 21ST FLOOR, MONTREAL QUEBEC, H3B 4G7 CANADA
Mailing Address: 1200 MCGILL COLLEGE AVENUE, 21ST FLOOR, MONTREAL, QUEBEC, H3B 4G7 CANADA

CASH APP INVESTING LLC
400 SW 6TH AVENUE, 11TH FLOOR, PORTLAND, OR 97204

CASSEL SALPETER & CO., LLC
801 BRICKELL AVENUE, SUITE 1900, MIAMI, FL 33131

CASTLE HILL CAPITAL PARTNERS, INC.
216 EAST 45TH STREET, SUITE 1301, NEW YORK, NY 10017

CASTLE PLACEMENT, LLC
1460 BROADWAY, NEW YORK, NY 10036

CASTLEOAK SECURITIES, LP
200 VESEY STREET, FL 04, NEW YORK, NY 10281
Mailing Address: 200 VESEY ST, FL 04, NEW YORK, NY 10281

CATAPULT ADVISORS LLC
201 SPEAR STREET, SUITE 1188, SAN FRANCISCO, CA 94105

CATHAY SECURITIES, INC.
40 WALL STREET, SUITE 3600, NEW YORK, NY 10005

CAUSEWAY SECURITIES LLC
2100 MANCHESTER RD., BUILDING A #501-2B, WHEATON, IL 60187
Mailing Address: 2100 MANCHESTER RD. BUILDING A, #501-2B, WHEATON, IL 60187

CAVANAL HILL DISTRIBUTORS, INC,
ONE WILLIAMS CENTER, 15TH FLOOR, TULSA, OK 74172

CAVU SECURITIES LLC
777 THIRD AVENUE, SUITE 2102, NEW YORK, NY 10017

CAYMUS SECURITIES LLC
2727 PACES FERRY RD SE, BUILDING 1, SUITE 1650, ATLANTA, GA 30339

CBC SECURITIES, INC.
250 HAMMOND POND PARKWAY, UNIT 1412N, NEWTON, MA 02467

CBIZ FINANCIAL SOLUTIONS, INC.
5959 ROCKSIDE WOODS BLVD N, SUITE 600, CLEVELAND, OH 44131

CBOE FIXED INCOME MARKETS, LLC
17 STATE STREET, 31ST FLOOR, NEW YORK, NY 10004

CBOE TRADING, INC.
8050 MARSHALL DRIVE, SUITE 120, LENEXA, KS 66214

CBRE CAPITAL ADVISORS, INC.
2100 MCKINNEY AVENUE, SUITE 900, DALLAS, TX 75201

CC CAPITAL ADVISORS, INC.
1 WARD PARKWAY, KANSAS CITY, MO 64112
Mailing Address: P.O. BOX 410889, KANSAS CITY, MO 64141

CC SECURITIES, LLC
3 LANDMARK SQUARE, 5TH FLOOR, STAMFORD, CT 06901

CCA CAPITAL LLC
ONE BOSTON PLACE, 201 WASHINGTON ST., SUITE 3825, BOSTON, MA 02108

CCM SECURITIES, LLC
440 S. LASALLE STREET, SUITE 900, CHICAGO, IL 60605

CCO CAPITAL, LLC
2398 EAST CAMELBACK RD, 4TH FLOOR, PHOENIX, AZ 85016

CCS TRANSACTIONS, LLC
150 SOUTH FIFTH STREET, SUITE 2700, MINNEAPOLIS, MN 55402

CDS1 SECURITIES LLC
100 CHURCH ST, STE: 853, NEW YORK, NY 10007
Mailing Address: 100 CHURCH, STE: 853, NEW YORK, NY 10007

CDX ADVISORS
485 LEXINGTON AVE, SUITE 400, NEW YORK, NY 10017

CEA ATLANTIC ADVISORS, LLC
101 EAST KENNEDY BOULEVARD; SUITE 3300, TAMPA, FL 33602

CEDAR POINT CAPITAL, LLC
7300 METRO BLVD, SUITE 360, EDINA, MN 55439

CEIBA FINANCIAL, LLC
1831 LEXINGTON DR., FULLERTON, CA 92835

CELADON FINANCIAL GROUP LLC
89 HEADQUARTERS PLAZA NORTH PMB 1483, MORRISTOWN, NJ 07960

CENTAURUS FINANCIAL, INC.
2300 E. KATELLA AVENUE, SUITE #200, ANAHEIM, CA 92806

CENTENNIAL SECURITIES COMPANY, INC.
3075 CHARLEVOIX DRIVE SE, GRAND RAPIDS, MI 49546

CENTERBOARD SECURITIES, LLC
9430 RESEARCH BLVD., SUITE 120, AUSTIN, TX 78759

CENTERPOINT M&A ADVISORS, INC.
21550 OXNARD STREET, SUITE 960, WOODLAND HILLS, CA 91367

CENTERVIEW PARTNERS LLC
31 WEST 52ND STREET, 22ND FLOOR, NEW YORK, NY 10019

CENTRAL STATES CAPITAL MARKETS, LLC
4200 W 83RD STREET, SUITE 101, PRAIRIE VILLAGE, KS 66208

CERES SECURITIES, LLC
806 HOWARD ST, SUITE 200, SOUTH BEND, IN 46617

CEROS FINANCIAL SERVICES, INC.
1445 RESEARCH BOULEVARD, SUITE 530, ROCKVILLE, MD 20850

CETERA ADVISOR NETWORKS LLC
2301 ROSECRANS AVE #5100, EL SEGUNDO, CA 90245

CETERA ADVISORS LLC
5299 DTC BLVD #800, GREENWOOD VILLAGE, CO 80111
Mailing Address: 400 FIRST STREET SOUTH, SUITE 300, SAINT CLOUD, MN 56301

CETERA FINANCIAL SPECIALISTS LLC
1450 AMERICAN LANE, 6TH FLOOR, SUITE #650, SCHAUMBURG, IL 60173

CETERA INVESTMENT SERVICES LLC
400 FIRST ST. S. SUITE 300, ST. CLOUD, MN 56301
Mailing Address: P.O. BOX 283, ST. CLOUD, MN 56302-0283

CF GLOBAL TRADING, LLC
60 EAST 42ND STREET, SUITE 1455, NEW YORK, NY 10165

CF SECURED, LLC
110 EAST 59TH STREET, 4TH FLOOR, NEW YORK, NY 10022

CFD INVESTMENTS, INC.
2704 S GOYER RD, KOKOMO, IN 46902
Mailing Address: P.O. BOX 2244, KOKOMO, IN 46904-2244

CFS SECURITIES, INC.
1000 BRIDGEPORT AVENUE, SUITE 308, SHELTON, CT 06484

CG COMPASS (USA) LLC
590 MADISON AVE, 33RD FLOOR, NEW YORK, NY 10022

CGA SECURITIES, LLC
2 VILLAGE SQUARE, SUITE 255, BALTIMORE, MD 21210

CGIS SECURITIES LLC
990 BISCAYNE BLVD, SUITE 0-901, MIAMI, FL 33132

CGS INTERNATIONAL SECURITIES USA, INC.
104 WEST 40TH STREET, SUITE 1810, NEW YORK, NY 10018

CHAFFE SECURITIES, INC.
201 ST. CHARLES AVENUE, SUITE 1410, NEW ORLEANS, LA 70170-1410

CHAMPLAIN ADVISORS, LLC
2205 CHURCH STREET, SUITE 305, CHRISTIANSTED, VI 00820
Mailing Address: P.O. BOX 24290, CHRISTIANSTED, VI 00824-0290

CHAPIN, DAVIS
1411 CLARKVIEW ROAD, BALTIMORE, MD 21209

CHARDAN CAPITAL MARKETS LLC
1 PENNSYLVANIA PLAZA, SUITE 4800, NEW YORK, NY 10119

CHARLES RIVER BROKERAGE, LLC
700 DISTRICT AVE, 4TH FLOOR, BURLINGTON, MA 01803

CHARLES SCHWAB & CO., INC.
3000 SCHWAB WAY, WESTLAKE, TX 76262-8104
Mailing Address: 3000 SCHWAB WAY, SF211MN-08-330, WESTLAKE, TX 76262-8104

CHARLES TOWNE SECURITIES, LLC
123 ISLAND PARK DRIVE, CHARLESTON, SC 29492

CHATHAM FINANCIAL SECURITIES LLC
515 WEST 33RD STREET, 67TH FLOOR, NEW YORK, NY 10001

CHATSWORTH SECURITIES LLC
95 EAST PUTNAM AVENUE, GREENWICH, CT 06830

CHAUNER SECURITIES, INC.
666 DUNDEE ROAD, SUITE 903, NORTHBROOK, IL 60062-2735
Mailing Address: 666 DUNDEE ROAD, SUITE 903, NORTHBROOK, IL 60062-2735

CHELSEA FINANCIAL SERVICES
242 MAIN STREET, STATEN ISLAND, NY 10307

CHERRY TREE & ASSOCIATES, LLC
301 CARLSON PARKWAY, SUITE103, MINNETONKA, MN 55305
Mailing Address: 301 CARLSON PARKWAY, SUITE 103, MINNETONKA, MN 55305

CHERTOFF CAPITAL, LLC
1399 NEW YORK AVENUE, N.W., SUITE 1100, WASHINGTON, DC 20005

CHESSIECAP SECURITIES, INC.
7911 SHERWOOD AVENUE, TOWSON, MD 21204

CHESTNUT PARTNERS, INC.
ONE FINANCIAL CENTER, 24TH FLOOR, BOSTON, MA 02111

CHEVAL CAPITAL, INC.
620 OAKLAND TER, ALEXANDRIA, VA 22302

CHICKASAW SECURITIES, LLC
6075 POPLAR AVENUE, SUITE 720, MEMPHIS, TN 38119

CHILIAN PARTNERS, L.P.
421 CHILEAN AVENUE, PALM BEACH, FL 33480
Mailing Address: P. O. BOX 2685, PALM BEACH, FL 33480

CHIMERA SECURITIES, LLC
27 UNION SQUARE WEST, 4TH FLOOR, NEW YORK, NY 10003

CHINA ECAPITAL PARTNERS, LLC
144 MASTERPIECE, IRVINE, CA 92618

CHINA RENAISSANCE SECURITIES (US) INC.
295 MADISON AVENUE, 18TH  FLOOR, NEW YORK, NY 10017

CHIRON SECURITIES LLC
1301 MCKINNEY SUITE 2800, HOUSTON, TX 77010

CHOICETRADE
65 MILLTOWN ROAD, SUITE 2B, EAST BRUNSWICK, NJ 08816
Mailing Address: 151 SAN FRANCISCO STREET, SUITE 200, SAN JUAN, PR 00901

CHRISTIAN FINANCIAL SERVICES LLC
24602 SORRENTO LANE, CEDAREDGE, CO 81413
Mailing Address: P.O. BOX 781, CEDAREDGE, CO 81413

CHURCHILL CAPITAL USA, INC.
10 EAST 53RD STREET, 17TH FLOOR, NEW YORK, NY 10022

CHURCHILL FINANCIAL, LLC
312 WHITTINGTON PARKWAY, SUITE 201, LOUISVILLE, KY 40222

CHURCHILL STATESIDE SECURITIES, LLC
203 N LASALLE ST, SUITE 2100, CHICAGO, IL 60601

CIBC WORLD MARKETS CORP.
300 MADISON AVENUE, SIXTH FLOOR, NEW YORK, NY 10017

CIC MARKET SOLUTIONS, INC.
520 MADISON AVE, NEW YORK, NY 10022

CICADA SECURITIES
289 GREENWICH AVE, FLOOR 2, GREENWICH, CT 06830

CICC US SECURITIES, INC.
280 PARK AVENUE, 32ND FLOOR, NEW YORK, NY 10017

CIG SECURITIES
ONE TOWNE SQUARE, SUITE 1850, SOUTHFIELD, MI 48076

CIGNA BENEFITS FINANCING, INC.
900 COTTAGE GROVE RD., WILDE BUILDING-A4COL, BLOOMFIELD, CT 06002
Mailing Address: 900 COTTAGE GROVE RD, WILDE BUILDING-A4COL, BLOOMFIELD, CT 06002

CIM SECURITIES, LLC
3100 NJ STATE ROUTE 138, SUITE 3, WALL TOWNSHIP, NJ 07719

CIMAS, LLC
30 SOUTH PEARL STREET, 9TH FLOOR, ALBANY, NY 12207

CINCAP INVESTMENT GROUP, LLC
455 DELTA AVE., SUITE 207, CINCINNATI, OH 45226

CION SECURITIES, LLC
100 PARK AVENUE, 25TH FLOOR, NEW YORK, NY 10017

CITADEL CLEARING LLC
200 SOUTH BISCAYNE BLVD, SUITE 3300, MIAMI, FL 33131

CITADEL SECURITIES INSTITUTIONAL LLC
200 SOUTH BISCAYNE BLVD, SUITE 3300, MIAMI, FL 33131

CITADEL SECURITIES LLC
200 SOUTH BISCAYNE BLVD, 33RD FLOOR, MIAMI, FL 33131

CITCO SECURITIES INC.
20 TORONTO STREET, 10TH FLOOR, TORONTO, ONTARIO, M5C 2B8 CANADA
Mailing Address: 151 YONGE STREET, 8TH FLOOR, TORONTO, ONTARIO, M5C 2W7 CANADA

CITI PRIVATE ALTERNATIVES, LLC
388 GREENWICH STREET, 29TH FLOOR, NEW YORK, NY 10013

CITIC SECURITIES INTERNATIONAL USA, LLC
1155 AVENUE OF THE AMERICAS, 17TH FLOOR, NEW YORK, NY 10036

CITICORP SECURITIES SERVICES, INC.
390 - 388 GREENWICH STREET, 388 GREENWICH STREET, NEW YORK, NY 10013
Mailing Address: REGISTRATION DEPARTMENT, 540 CROSSPOINT PARKWAY, GETZVILLE, NY 14068

CITIGROUP GLOBAL MARKETS INC.
388 GREENWICH STREET, TOWER BUILDING, NEW YORK, NY 10013
Mailing Address: REGISTRATION DEPARTMENT, 540 CROSSPOINT PARKWAY, GETZVILLE, NY 14068

CITIZENS JMP SECURITIES, LLC
600 MONTGOMERY STREET, SUITE 1100, SAN FRANCISCO, CA 94111

CITIZENS SECURITIES, INC.
ONE CITIZENS BANK WAY, JCB135, JOHNSTON, RI 02919
Mailing Address: 200 STATION DRIVE, MWS414, WESTWOOD, MA 02090

CITY CAPITAL ADVISORS, LLC
444 NORTH MICHIGAN AVENUE, SUITE 3200, CHICAGO, IL 60611

CITY NATIONAL SECURITIES, INC.
555 SOUTH FLOWER STREET, 11TH FLOOR, LOS ANGELES, CA 90071

CJS SECURITIES, INC.
50 MAIN STREET, SUITE 325, WHITE PLAINS, NY 10606

CLARENDON INSURANCE AGENCY, INC.
230 3RD AVE, 6TH FLOOR, WALTHAM, MA 02451

CLARION PARTNERS SECURITIES, LLC
230 PARK AVENUE, 12TH FLOOR, NEW YORK, NY 10169-0005

CLARKSONS SECURITIES, INC
1230 AVENUE OF THE AMERICAS, #1603, NEW YORK, NY 10020

CLASS VI SECURITIES, LLC
255 FILLMORE STREET, SUITE 500, DENVER, CO 80206

CLEANSOURCE SECURITIES
1447 SOUTH TRYON STREET, SUITE 301, CHARLOTTE, NC 28203

CLEAR STREET LLC
4 WORLD TRADE CENTER, 150 GREENWICH STREET, 45TH FLOOR, NEW YORK, NY 10007

CLEARCREEK SECURITIES, LLC
1165 DELAWARE STREET, SUITE 130, DENVER, CO 80204

CLEARFP SECURITIES, LLC
15573 BANGY ROAD, SUITE 270, LAKE OSWEGO, OR 97035

CLEARINGBID MARKETS, INC.
SIX LANDMARK SQUARE, SUITE 403, STAMFORD, CT 06901

CLEARLIST LLC
40 WALL STREET, 38TH FLOOR, NEW YORK, NY 10005

CLEARLIST SECURITIES LLC
40 WALL STREET, 38TH FLOOR, NEW YORK, NY 10005

CLEARPOOL EXECUTION SERVICES, LLC
17 STATE STREET, 38TH FLOOR, NEW YORK, NY 10004

CLEARVIEW TRADING ADVISORS, INC.
10 GLENWOOD ROAD, SUITE 904, TENAFLY, NJ 07670
Mailing Address: 10 GLENWOOD ROAD, TENAFLY, NJ 07670

CLEVELAND RESEARCH COMPANY LLC
1375 E 9TH STREET, SUITE 2700, CLEVELAND, OH 44114
Mailing Address: 1375 E 9TH STREET, SUITE 2700, CLEVELAND, OH 44144

CLICK CAPITAL MARKETS
9835 E BELL ROAD, SUITE 110, SCOTTSDALE, AZ 85260
Mailing Address: PO BOX 21154, MESA, AZ 85277

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC
220 S. SIXTH STREET, SUITE 300, MINNEAPOLIS, MN 55402-4505

CLSA AMERICAS, LLC
1155 AVENUE OF THE AMERICAS, 17TH FLOOR, NEW YORK, NY 10036

CMD GLOBAL PARTNERS, LLC
123 N WACKER DR, SUITE 1375, CHICAGO, IL 60606

CMG SECURITIES LLC
90 NEW MONTGOMERY STREET, SUITE 1410, SAN FRANCISCO, CA 94105
Mailing Address: 90 NEW MONTGOMERY STREET, SAN FRANCISCO, CA 94105

CNL SECURITIES CORP.
450 SOUTH ORANGE AVENUE, ORLANDO, FL 32801
Mailing Address: P.O BOX 4920, ORLANDO, FL 32802-4920

CNR SECURITIES, LLC
400 PARK AVENUE, 3RD FLOOR, NEW YORK, NY 10022

COADY DIEMAR PARTNERS, LLC
270 LAFAYETTE, SUITE 204, NEW YORK, NY 10012

COBALT CAPITAL, INC.
801 INTERNATIONAL PARKWAY, SUITE 500 PMB #5242, LAKE MARY, FL 32746
Mailing Address: 250 INTERNATIONAL PARKWAY, SUITE 270, LAKE MARY, FL 32746

COBRA TRADING, INC.
3008 E HEBRON PKWY, BLDG 400, CARROLLTON, TX 75010

CODA MARKETS, INC.
1000 SKOKIE BLVD., SUITE LL33, WILMETTE, IL 60091
Mailing Address: PO BOX 2326, 2326, GLENVVIEW, IL 60025

COGNITIVE CAPITAL, LLC
141 W JACKSON, # 1620, CHICAGO, IL 60604

COHEN & STEERS SECURITIES, LLC
1166 AVENUE OF THE AMERICAS, 30TH FLOOR, NEW YORK, NY 10036

COINBASE CAPITAL MARKETS CORP
55 HUDSON YARDS, 4TH FL, NEW YORK, NY 10001

COINSHARES CAPITAL LLC
437 MADISON AVENUE, 28TH FLOOR, NEW YORK, NY 10022

COINZOOM SECURITIES, LLC
4640 S. HOLLADAY VILLAGE PLAZA, SUITE #206, SALT LAKE CITY, UT 84117

COIT CAPITAL SECURITIES LLC
238 FRANCISCO STREET, SAN FRANCISCO, CA 94133

COKER & PALMER
1667 LELIA DRIVE, JACKSON, MS 39216

COLCHESTER PARTNERS LLC
53 STATE STREET, SUITE 1304, BOSTON, MA 02109
Mailing Address: 53 STATE STREET, SUITE 1304, BOSTON, MA 02109

COLDSTREAM SECURITIES, INC.
ONE 100TH AVENUE NE SUITE 102, BELLEVUE, WA 98004

COLLAGE VENTURE PARTNERS, LLC
929 ALTON ROAD, SUITE 500, MIAMI BEACH, FL 33139

COLLECTABLE SECURITIES
1201 BROADWAY, STE 301, NEW YORK, NY 10001
Mailing Address: WILCREST DRIVE, 3200, HOUSTON, TX 77042

COLLIERS SECURITIES LLC
90 SOUTH SEVENTH STREET, SUITE 4300, MINNEAPOLIS, MN 55402-4108

COLONIAL SECURITIES, INC.
80 BOWERY, ROOM 603, NEW YORK, NY 10013-4689

COLONNADE ISLAND LLC
7000 BAHIA BEACH BLVD., LAS VENTANAS II-314, RIO GRANDE, PR 00745-2900
Mailing Address: 7000 BAHIA BEACH BLVD., APT. 314, RIO GRANDE, PR 00745-2900

COLONNADE SECURITIES LLC
600 CLEVELAND STREET, SUITE 272, CLEARWATER, FL 33755

COLORADO FINANCIAL SERVICE CORPORATION
188 INVERNESS DRIVE WEST, SUITE 100, CENTENNIAL, CO 80112

COLUMBIA CAPITAL SECURITIES, INC.
2121 AVENUE OF THE STARS, SUITE 800, LOS ANGELES, CA 90067

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
290 CONGRESS STREET, BOSTON, MA 02210
Mailing Address: 290 CONGRESS STREET, BX 29 20661, BOSTON, MA 02210

COLUMBIA WEST CAPITAL, LLC
14624 N. SCOTTSDALE ROAD, SUITE 124, SCOTTSDALE, AZ 85254

COMCAP HOLDINGS LLC
954 AVE. PONCE DE LEON STE 205, SAN JUAN, PR 00907
Mailing Address: 11816 INWOOD RD PMB 7024, DALLAS, TX 75244

COMERICA SECURITIES
411 W LAFAYETTE BLVD, DETROIT, MI 48226
Mailing Address: 411 W LAFAYETTE BLVD, MAIL CODE 3291, DETROIT, MI 48226

COMHAR CAPITAL MARKETS, LLC
1000 SKOKIE BOULEVARD, SUITE LL33, WILMETTE, IL 60091
Mailing Address: PO BOX 2326, GLENVIEW, IL 60025

COMMERCE BROKERAGE SERVICES, INC.
8000 FORSYTH BLVD, SUITE 1200, CLAYTON, MO 63105-1707

COMMERCE ONE FINANCIAL INC.
6800 JERICHO TURNPIKE, SUITE 104W, SYOSSET, NY 11791

COMMERCE SECURITIES CORPORATION
710 NO. POST OAK RD., SUITE 400, HOUSTON, TX 77024

COMMERCE STREET CAPITAL, LLC
1445 ROSS AVE. SUITE 2700, DALLAS, TX 75202
Mailing Address: 1445 ROSS AVE. SUITE 2700, DALLAS, TX 75202

COMMERZ MARKETS LLC
225 LIBERTY STREET, NEW YORK, NY 10281

COMMONFUND SECURITIES, INC.
15 OLD DANBURY ROAD, WILTON, CT 06897

COMMONGOOD SECURITIES LLC
181 W STOVIN AVE, WINTER PARK, FL 32789
Mailing Address: P.O. BOX 791, WINTER PARK, FL 32789

COMMONWEALTH ADVISORS, INC.
1017 MUMMA ROAD, SUITE 302, LEMOYNE, PA 17043

COMMONWEALTH AUSTRALIA SECURITIES LLC
599 LEXINGTON AVENUE, 30TH FL, NEW YORK, NY 10022

COMMONWEALTH FINANCIAL NETWORK
29 SAWYER ROAD, WALTHAM, MA 02453-3483

COMMONWEALTH PHARMA SECURITIES
2016 OCEAN STREET, MARSHFIELD, MA 02050

COMPAK SECURITIES, INC.
1801 DOVE STREET, NEWPORT BEACH, CA 92660

COMPASS POINT RESEARCH & TRADING, LLC
1055 THOMAS JEFFERSON STREET, NW, SUITE 303, WASHINGTON, DC 20007

COMPASS SECURITIES CORPORATION
50 BRAINTREE HILL PARK, SUITE 105, BRAINTREE, MA 02184-8734

COMPOSER SECURITIES LLC
8901 N NEW RIVER CANAL RD., APT. 15, PLANTATION, FL 33324

COMSTOCK PARTNERS, L.L.C.
5003 RUBIO AVENUE, LOS ANGELES, CA 91436-1122

CONCORDE INVESTMENT SERVICES, LLC
3909 RESEARCH PARK DRIVE, SUITE 200, ANN ARBOR, MI 48108

CONCOURSE FINANCIAL GROUP SECURITIES, INC.
2801 HIGHWAY 280 SOUTH, BIRMINGHAM, AL 35223

CONDUENT SECURITIES, LLC
100 CAMPUS DRIVE, SUITE 200E, FLORHAM PARK, NJ 07932

CONFIDENTIAL MANAGEMENT FINANCIAL SERVICES, INC.
1700 WEST BIG BEAVER, SUITE 320, TROY, MI 48084

CONFIGURE PARTNERS SECURITIES, LLC
3344 PEACHTREE ROAD NE, SUITE 1500, ATLANTA, GA 30326

CONNAUGHT (U.S.) LLC
2 SOHO PLACE, LONDON, W1D 3BG UNITED KINGDOM

CONNERS & CO., INC.
5080 WOOSTER ROAD, SUITE 300, CINCINNATI, OH 45226

CONNING INVESTMENT PRODUCTS, INC.
ONE FINANCIAL PLAZA, 755 MAIN STREET, HARTFORD, CT 06103-2627
Mailing Address: ONE FINANCIAL PLAZA, HARTFORD, CT 06103-2627

CONSELLO FINANCIAL LLC
590 MADISON AVENUE, 26TH FLOOR, NEW YORK, NY 10022

CONSENSUS SECURITIES LLC
100 RIVER RIDGE DRIVE, SUITE 202, NORWOOD, MA 02062

CONSOLIDATED FINANCIAL INVESTMENTS, INC.
222 NORTH MERAMEC AVENUE, CLAYTON, MO 63105-3702

CONSTELLATION
2 14TH STREET, APT 722, HOBOKEN, NJ 07030

CONTINENTAL INVESTORS SERVICES, INC.
1330 BROADWAY STREET, LONGVIEW, WA 98632-7552
Mailing Address: P.O. BOX 888, LONGVIEW, WA 98632-7552

COOK PINE SECURITIES LLC
2 SOUND VIEW DRIVE, 2ND FLOOR, GREENWICH, CT 06830

COOPER MALONE MCCLAIN, INC.
7701 E. KELLOGG, SUITE 700, WICHITA, KS 67207-1706
Mailing Address: P.O. BOX 781684, WICHITA, KS 67278-1684

COOPERATIVE SECURITIES
20701 COOPERATIVE WAY, DULLES, VA 20166

COORDINATED CAPITAL SECURITIES, INC.
229 S MAIN STREET, FORT ATKINSON, WI 53538

COPPER FINANCIAL
9777 RIDGE DR., SUITE 360, LENEXA, KS 66219

CORE FINANCIAL, LLC
1086 N. FOURTH STREET - SUITE 108, COLUMBUS, OH 43201

COREBRIDGE CAPITAL SERVICES, INC.
30 HUDSON STREET, 16TH FLOOR, JERSEY CITY, NJ 07302

CORECAP INVESTMENTS, LLC
27777 FRANKLIN ROAD, SUITE 700, SOUTHFIELD, MI 48034

CORINTHIAN PARTNERS, L.L.C.
570 LEXINGTON AVENUE, SUITE 1600, NEW YORK, NY 10022

CORMARK SECURITIES (USA) LIMITED
ROYAL BANK PLAZA, NORTH TOWER, 200 BAY STREET, SUITE 1800, TORONTO, ONTARIO, M5J 2J2 CANADA

CORNERSTONE FINANCIAL SERVICES, INC.
119 N BROADWAY STREET, SUITE 102, GREENFIELD, IN 46140

CORONADO INVESTMENTS, LLC
17630 EL VUELO, RANCHO SANTA FE, CA 92067
Mailing Address: PO BOX 5005 - PMB 147, RANCHO SANTA FE, CA 92067

CORPORATE FINANCE SECURITIES, INC.
23461 SOUTH POINTE, SUITE 180, LAGUNA HILLS, CA 92653

CORPORATE FUEL SECURITIES LLC
10 EAST 40TH STREET, SUITE 3210, NEW YORK, NY 10016

CORPORATE INVESTMENTS GROUP, INC.
238 W CERMAK ROAD, SUITE 3A, CHICAGO, IL 60616

CORPORATE PARTNERS & CO. LLC
1270 AVE OF THE AMERICAS, SUITE 300, NEW YORK, NY 10020
Mailing Address: 1270 AVE OF THE AMERICAS, SUITE 300, NEW YORK, NY 10111

CORRELL CO. INVESTMENT SERVICES CORP.
9655 SOUTH 78TH AVENUE, HICKORY HILLS, IL 60457-2211

CORSAIR ADVISORS LLC
550 MADISON AVENUE, 27TH FLOOR, NEW YORK, NY 10022

COUNTRY CAPITAL MANAGEMENT COMPANY
1711 GENERAL ELECTRIC ROAD, BLOOMINGTON, IL 61704
Mailing Address: P.O. BOX 2222, BLOOMINGTON, IL 61702-2222

COURTLANDT SECURITIES CORPORATION
3960 HOWARD HUGHES PARKWAY, SUITE 500, LAS VEGAS, NV 89169
Mailing Address: P.O. BOX 71678, LAS VEGAS, NV 89169

COVA CAPITAL PARTNERS LLC
6851 JERICHO TPKE, SUITE 205, SYOSSET, NY 11791

COVENTRY SECURITIES, LLC
7111 VALLEY GREEN ROAD, FORT WASHINGTON, PA 19034

COVIEW CAPITAL, INC.
780 THIRD AVENUE, SUITE 1501, NEW YORK, NY 10017

COVINGTON ASSOCIATES, LLC
99 SUMMER STREET, 2ND FLOOR, BOSTON, MA 02110

COWEN AND COMPANY
599 LEXINGTON AVENUE, 20TH FLOOR, NEW YORK, NY 10022

CP INVESTMENTS, LLC
2000 AVENUE OF THE STARS, 11TH FLOOR, LOS ANGELES, CA 90067-4700

CPS FINANCIAL & INSURANCE SERVICES, INC.
2860 MICHELLE DRIVE, SUITE 150, IRVINE, CA 92606

CRAFT CAPITAL MANAGEMENT LLC
377 OAK STREET LOWER CONCOURSE STE C2, GARDEN CITY, NY 11530

CRAIG-HALLUM CAPITAL GROUP LLC
222 SOUTH NINTH ST, STE 350, MINNEAPOLIS, MN 55402

CRB SECURITIES, LLC
2115 LINWOOD AVENUE, 4TH FLOOR, FORT LEE, NJ 07024

CRC-IB
220 E42ND STREET, 35TH FLOOR, NEW YORK, NY 10017

CREAND SECURITIES
777 BRICKELL AVENUE, SUITE 1201, MIAMI, FL 33131

CREATIS CAPITAL LLC
23 SALT SPRAY LANE, CAPE ELIZABETH, ME 04107

CREATIVEONE SECURITIES, LLC
6330 SPRINT PARKWAY, SUITE 400, OVERLAND PARK, KS 66211

CREDICORP CAPITAL LLC
1111 BRICKELL AVENUE, SUITE 2825, MIAMI, FL 33131

CREDIT AGRICOLE SECURITIES (USA) INC.
1301 AVENUE OF THE AMERICAS - 9TH FLOOR, NEW YORK, NY 10019

CREDIT SUISSE SECURITIES (USA) LLC
11 MADISON AVENUE, NEW YORK, NY 10010
Mailing Address: 11 MADISON AVENUE, 11TH FLOOR, NEW YORK, NY 10010

CREEKSTONE CAPITAL
1211 NATCHEZ RD, FRANKLIN, TN 37069

CRESAP, INC.
259 N. RADNOR-CHESTER RD. STE. 140, RADNOR, PA 19087

CRESCENDO MARKETS LLC
85 BROAD STREET, NEW YORK, NY 10004

CRESCENT SECURITIES GROUP, INC.
4975 PRESTON PARK BLVD. SUITE 820, PLANO, TX 75093

CRESTA WESTHALL LLP
14 HANOVER SQUARE, LONDON, W1S 1HN UK

CREWE CAPITAL
650 S MAIN ST, SUITE 777, SALT LAKE CITY, UT 84101

CREWS & ASSOCIATES, INC.
521 PRESIDENT CLINTON AVENUE, SUITE 800, LITTLE ROCK, AR 72201-1729
Mailing Address: P.O. BOX 1696, LITTLE ROCK, AR 72203-1696

CRITICALPOINT PARTNERS LLC
2101 ROSECRANS AVENUE, SUITE 4255, EL SEGUNDO, CA 90245

CRITO CAPITAL LLC
8 WRIGHT STREET, SUITE 107, WESTPORT, CT 06880

CROFT & BENDER, LP
4401 NORTHSIDE PARKWAY, SUITE 395, ATLANTA, GA 30327

CRONUS PARTNERS LLC
2 ELMWOOD DRIVE, SOUTHPORT, CT 06890
Mailing Address: P.O. BOX 103, SOUTHPORT, CT 06890

CROSS CURRENT CAPITAL, INC.
14 SCOTT AVENUE, SELDEN, NY 11784

CROSS POINT CAPITAL LLC
809 BROADWAY, FL 8, NEW YORK, NY 10003

CROSSMARK DISTRIBUTORS, INC.
15375 MEMORIAL DRIVE, SUITE 200, HOUSTON, TX 77079

CROSSTREE CAPITAL SECURITIES, LLC
5411 SKYCENTER DRIVE, SUITE 625, TAMPA, FL 33607

CROW HOLDINGS SECURITIES, L.L.C.
3819 MAPLE AVENUE, DALLAS, TX 75219

CROWDSTREET CAPITAL LLC
98 SAN JACINTO BLVD., SUITE 400, AUSTIN, TX 78701

CROWDVEST SECURITIES LLC
21 SOVEREIGN WAY, HUTCHINSON ISLAND, FL 34949

CRUSH SECURITIES LLC
17296 HAMPTON BLVD., BOCA RATON, FL 33496

CRUTCHFIELD SECURITIES, L.L.C.
5599 SAN FELIPE STREET, SUITE 555, HOUSTON, TX 77056

CSCA CAPITAL ADVISORS, LLC
300 PARK AVENUE, STUDIO SUITE 203, NEW YORK, NY 10022

CSP SECURITIES, LP
13355 NOEL ROAD, SUITE 1600, DALLAS, TX 75240

CTC, LLC
425 S. FINANCIAL PLACE, 4TH FLOOR, CHICAGO, IL 60605

CTL SECURITIES LLC
521 FIFTH AVE, 17TH FLOOR, NEW YORK, NY 10175-1799

CU INVESTMENT SOLUTIONS LLC
8500 W. 110TH STREET, SUITE 650, OVERLAND PARK, KS 66210

CUATRO CAPITAL SECURITIES LLC
1959 CALLE LOIZA, SUITE 203, SAN JUAN, PR 00911

CUE CAPITAL LIMITED PARTNERSHIP
2000 S. BAYSHORE DRIVE, SUITE 9, MIAMI, FL 33133

CULTIVATE CAPITAL GROUP, LLC
859 MADISON AVENUE, BRIDGEWATER, NJ 08807

CULVERT CAPITAL LLC
4901 FOREST AVE, SUITE C, DOWNERS GROVE, IL 60515

CUMBERLAND SECURITIES LLC
540 W. MADISON ST., CHICAGO, IL 60540

CUNA BROKERAGE SERVICES, INC.
2000 HERITAGE WAY, WAVERLY, IA 50677

CURRENT CAPITAL SECURITIES LLC
950 THIRD AVE - 26TH FLOOR, NEW YORK, NY 10022

CURTIS POINT CAPITAL
6 DRIFTWOOD LANE, WESTON, MA 02493
Mailing Address: 6 DRIFTWOOD, WESTON, MA 02493

CURVATURE SECURITIES LLC
39 MAIN STREET, CHATHAM, NJ 07928

CUSHMAN & WAKEFIELD SECURITIES, INC.
1290 AVENUE OF THE AMERICAS, 7TH FLOOR, NEW YORK, NY 10104

CUSO FINANCIAL SERVICES, L.P.
10150 MEANLEY DRIVE, 1ST FLOOR, SAN DIEGO, CA 92131

CUTTER & COMPANY, INC.
15415 CLAYTON ROAD, BALLWIN, MO 63011

CV SECURITIES LLC
810 N TUMBLEWEED TR, AUSTIN, TX 78733

CVC FUNDING, LLC
712 FIFTH AVENUE, SUITE 45B2, NEW YORK, NY 10019

CVCAPITAL SECURITIES, LLC
505 HAMILTON AVENUE, SUITE 330, PALO ALTO, CA 94301

CW SECURITIES, LLC
8870 CEDAR SPRINGS LANE, SUITE 208, KNOXVILLE, TN 37923

CWS INVESTMENTS
14 CORPORATE PLAZA, SUITE 210, NEWPORT BEACH, CA 92660

CYPRESS ASSOCIATES
52 VANDERBILT AVENUE, SUITE 501, NEW YORK, NY 10017

Last updated: 11/21/24