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Broker-Dealer Firms We Regulate - K

# A B C D E F G H I J K L M N O P Q R S T U V W X Y Z

K CAPITAL LLC
805 THIRD AVENUE, FLOOR 14, NEW YORK, NY 10022

K. W. CHAMBERS & CO.
7800 FORSYTH, 5TH FLOOR, CLAYTON, MO 63105

KA ASSOCIATES, LLC
2121 AVENUE OF THE STARS, 9TH FLOOR, LOS ANGELES, CA 90067

KAHN BROTHERS LLC
555 MADISON AVENUE, SUITE 1303, NEW YORK, NY 10022-3301

KAL CAPITAL MARKETS LLC
3738 BAYER AVENUE SUITE 103, LONG BEACH, CA 90808

KALORAMA CAPITAL, LLC
1718 22ND ST NW, WASHINGTON, DC 20008

KAPITALL GENERATION, LLC
301 CONGRESS AVE., SUITE 2200, AUSTIN, TX 78701

KARMEQ, LLC
318 WESTLAKE CENTER, SUITE 203, DALY CITY, CA 94015
Mailing Address: 50 CALIFORNIA STREET SUITE 1500, SAN FRANCISCO, CA 94111

KAUFMAN & COMPANY, LLC
100 FRANKLIN STREET, STE. 403, BOSTON, MA 02110

KAYAN SECURITIES, INC.
3470 WILSHIRE BLVD, # 626, LOS ANGELES, CA 90010-3917

KBD SECURITIES, LLC
470 PARK AVENUE SOUTH, NEW YORK, NY 10016

KBFG SECURITIES AMERICA INC.
1370 AVENUE OF THE AMERICAS, SUITE 2700, NEW YORK, NY 10019

KBS CAPITAL MARKETS GROUP LLC
800 NEWPORT CENTER DRIVE, SUITE 600, NEWPORT BEACH, CA 92660

KCD FINANCIAL, INC.
3061 ALLIED STREET, SUITE B, GREEN BAY, WI 54304

KCOE CAPITAL LLC
2725 NW 24TH AVE., CAMAS, WA 98607

KCR CAPITAL, LLC
LAKEWOOD-GREEN MOIUNTAIN BUILDING, 12340 WEST ALAMEDA PARKWAY, SUITE 211, LAKEWOOD, CO 80228
Mailing Address: LAKEWOOD-GREEN MOUNTAIN BUILDING, 12340 WEST ALAMEDA PARKWAY, SUITE 211, LAKEWOOD, CO 80228

KEEFE, BRUYETTE & WOODS, INC.
787 7TH AVENUE, NEW YORK, NY 10019
Mailing Address: 787 7TH AVENUE, 4TH FLOOR, NEW YORK, NY 10019

KEEL POINT CAPITAL, LLC
100 CHURCH STREET, SUITE 500, HUNTSVILLE, AL 35801

KELSON CAPITAL LLC
2 RAVENGLASS DRIVE, 2ND FLOOR, STAMFORD, CT 06903

KEMA PARTNERS LLC
309 LAVERNE AVE., MILL VALLEY, CA 94941

KENMAR SECURITIES, LLC
845 THIRD AVENUE, SUITE 1703, NEW YORK, NY 10022
Mailing Address: PO BOX 5537, NEW YORK, NY 10185-5537

KENNEDY LEWIS CAPITAL MARKETS LLC
225 LIBERTY STREET, 42ND FLOOR, NEW YORK, NY 10281

KENSINGTON CAPITAL CORP.
4910 13TH AVE., BROOKLYN, NY 11219-3100

KEPLER CAPITAL MARKETS, INC.
12 EAST 49TH STREET, 31ST FLOOR, NEW YORK, NY 10017
Mailing Address: 12 EAST 49TH STREET, SUITE 3107, NEW YORK, NY 10017

KERSHNER SECURITIES, LLC
1825-B KRAMER LANE, SUITE 200, AUSTIN, TX 78758-4281

KESTRA INVESTMENT SERVICES, LLC
5707 SOUTHWEST PARKWAY, BUILDING 2, SUITE 400, AUSTIN, TX 78735

KEY INVESTMENT SERVICES LLC
4900 TIEDEMAN ROAD, OH-01-49-0215, BROOKLYN, OH 44144

KEYBANC CAPITAL MARKETS INC.
127 PUBLIC SQUARE, CLEVELAND, OH 44114

KEYSTONE CAPITAL MARKETS
20 PACIFICA, SUITE 450, IRVINE, CA 92618

KEYSTONE GLOBAL
390 NORTH BROADWAY, 3RD FLOOR, JERICHO, NY 11753

KEZAR TRADING, LLC
99 SUMMER STREET, SUITE 1700, BOSTON, MA 02110

KIDRON CAPITAL SECURITIES LLC
152 WEST 57TH STREET, 37TH FL, NEW YORK, NY 10019

KILEY PARTNERS, INC.
16 BEL GIORNO COURT, HENDERSON, NV 89011
Mailing Address: 35 E HORIZON RIDGE PKWY, STE 110, BOX 3039, HENDERSON, NV 89002

KIMELMAN & BAIRD, LLC
800 THIRD AVENUE, SUITE 2300, NEW YORK, NY 10022

KINECTA FINANCIAL & INSURANCE SERVICES
21440 VICTORY BOULEVARD, WOODLAND HILLS, CA 91367

KINETICS FUNDS DISTRIBUTOR LLC
470 PARK AVENUE SOUTH, 8TH FLOOR, NEW YORK, NY 10016

KINGFISHER SECURITIES, LLC
80 S. EIGHTH STREET, SUITE 900, MINNEAPOLIS, MN 55402

KINGSROCK SECURITIES LLC
900 THIRD AVENUE, SUITE 100, NEW YORK, NY 10022

KINGSWOOD CAPITAL PARTNERS, LLC
11440 W. BERNARDO CT., SUITE 300, SAN DIEGO, CA 92127
Mailing Address: 175 COUNTRY CLUB DRIVE BLDG 400, SUITE D, STOCKBRIDGE, GA 30281

KIPLING CAPITAL, INC.
100 SHORELINE HWY. 200-B, MILL VALLEY, CA 94941

KIPPSDESANTO & COMPANY
1675 CAPITAL ONE DR., SUITE 1200, MCLEAN, VA 22102

KISKI SECURITIES LLC
1330 AVENUE OF THE AMERICAS, SUITE 23A, NEW YORK, NY 10019

KITTLE CAPITAL MARKETS, LLC
310 E 96TH STREET, SUITE 400, INDIANAPOLIS, IN 46240

KKR CAPITAL MARKETS LLC
30 HUDSON YARDS, NEW YORK, NY 10001

KNOWN GROWTH LLC
31 HUDSON YARDS, 11TH FLOOR, NEW YORK, NY 10001

KOEHLER FINANCIAL, LLC
5764 JAMES DRIVE, STEVENSVILLE, MI 49127

KOPENTECH CAPITAL MARKETS LLC
10880 WILSHIRE BOULEVARD, SUITE 1101, LOS ANGELES, CA 90024

KOREA INVESTMENT & SECURITIES AMERICA, INC.
1350 AVENUE OF THE AMERICAS, SUITE 1602, NEW YORK, NY 10019

KOREFUSION CAPITAL LLC
1467 FUNSTON STREET, SAN FRANCISCO, CA 94122

KOTAK MAHINDRA, INC.
PENN1, 1 PENNSYLVANIA PLAZA, SUITE 1720, NEW YORK, NY 10119

KOVACK SECURITIES INC.
6451 N. FEDERAL HWY., SUITE 1201, FT. LAUDERDALE, FL 33308

KPG CAPITAL PARTNERS, LLC
2078 PROSPECTOR AVENUE, UNIT 11, PARK CITY, UT 84060

KPMG CORPORATE FINANCE LLC
200 E. RANDOLPH STREET, SUITE 5500, CHICAGO, IL 60601-6436

KR SECURITIES, LLC
600 PRETTY BROOK ROAD, PRINCETON, NJ 08540
Mailing Address: P.O. BOX 7787, PRINCETON, NJ 08543-7787

KRAMBO CORPORTION
120 EAST LIBERTY STREET, SUITE 270, ANN ARBOR, MI 48104

KROLL SECURITIES LLC
167 N. GREEN ST., FLOOR 12, CHICAGO, IL 60607

KURT SALMON CAPITAL ADVISORS, LLC
3340 PEACHTREE ROAD NE, SUITE 2225, ATLANTA, GA 30326

KUYKENDALL & SCHNEIDER, INC.
8009 GENOA AVENUE, LUBBOCK, TX 79424

KW SECURITIES CORPORATION
732 SMITHTOWN BYPASS, SUITE 203, SMITHTOWN, NY 11787
Mailing Address: 732 SMITHTOWN BYPASS, SMITHTOWN, NY 11787

KWM SECURITIES LLC
500 N. FRANKLIN TPKE, SUITE 104, RAMSEY, NJ 07446

Last updated: 12/29/24