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Broker-Dealer Firms We Regulate - U

# A B C D E F G H I J K L M N O P Q R S T U V W X Y Z

U. S. BOSTON CAPITAL CORPORATION
LINCOLN NORTH, LINCOLN, MA 01773
Mailing Address: 55 OLD BEDFORD ROAD, SUITE 202, LINCOLN, MA 01773

U.S. BANCORP ADVISORS, LLC
800 N BRAND BLVD., 16TH FLOOR, GLENDALE, CA 91203

U.S. BANCORP INVESTMENTS, INC.
60 LIVINGSTON AVENUE, EP-MN-WN3C, SAINT PAUL, MN 55107
Mailing Address: 60 LIVINGSTON AVENUE, EP-MN-WN3C, SAINT PAUL, MN 55107

U.S. BROKERAGE, INC.
17 E KOSSUTH ST, COLUMBUS, OH 43206

U.S. INVESTORS, INC.
3033 WILSON BLVD, SUITE 700, ARLINGTON, VA 22201
Mailing Address: P.O. BOX 1168, STAUNTON, VA 24402-1168

U.S. SECURITIES, INTL. CORP.
120 BROADWAY, SUITE 1017, NEW YORK, NY 10271
Mailing Address: 120 BROADWAY, NEW YORK, NY 10271

U.S. STERLING SECURITIES, INC.
1393 VETERANS MEMORIAL HIGHWAY UNIT 412N, HAUPPAUGE, NY 11788

UBS ASSET MANAGEMENT (US) INC.
787 7TH AVENUE, NEW YORK, NY 10019

UBS FINANCIAL SERVICES INC.
1200 HARBOR BOULEVARD, WEEHAWKEN, NJ 07086
Mailing Address: 315 DEADERICK STREET, 3RD FL, COMPLIANCE DEPARTMENT, NASHVILLE, TN 37238

UBS FUND SERVICES (USA) LLC
10 STATE HOUSE SQUARE, 12TH FLOOR, HARTFORD, CT 06103-3604

UBS SECURITIES LLC
1285 AVENUE OF THE AMERICAS, NEW YORK, NY 10019
Mailing Address: 1000 HARBOR BOULEVARD, WEEHAWKEN, NJ 07086

UCAP AMERICAS
1221 BRICKELL AVENUE, SUITE 2040, MIAMI, FL 33131

UHLMANN PRICE SECURITIES, LLC
5202 OLD ORCHARD ROAD, SUITE 250, SKOKIE, IL 60077

UHY CAPITAL GROUP, LLC
27725 STANSBURY BLVD, SUITE 385, FARMINGTON HILLS, MI 48334

ULLICO INVESTMENT COMPANY, LLC
8403 COLESVILLE RD., 13 FLOOR, SILVER SPRING, MD 20910

ULTIMUS FUND DISTRIBUTORS, LLC
225 PICTORIA DRIVE, SUITE 450, CINCINNATI, OH 45246

UMB DISTRIBUTION SERVICES, LLC
235 W. GALENA STREET, MILWAUKEE, WI 53212

UMB FINANCIAL SERVICES, INC.
928 GRAND AVENUE, KANSAS CITY, MO 64106

UMERGENCE LLC
1006 S. MAIN ST., PLANTSVILLE, CT 06479
Mailing Address: 1224 MILL STREET, BUILDING B, EAST BERLIN, CT 06023

UNEST SECURITIES, LLC
5161 LANKERSHIM BLVD., #250, NORTH HOLLYWOOD, CA 91601

UNICREDIT CAPITAL MARKETS LLC
15O EAST 42ND STREET, NEW YORK, NY 10017-4679
Mailing Address: 150 EAST 42ND STREET, NEW YORK, NY 10017-4679

UNION CAPITAL COMPANY
6083 E. GRANT ROAD, TUCSON, AZ 85712

UNION SQUARE ADVISORS LLC
1 EMBARCADERO CENTER, SUITE 950, SAN FRANCISCO, CA 94111

UNITED BROKERAGE SERVICES, INC
514 MARKET STREET, PARKERSBURG, WV 26101
Mailing Address: P. O. BOX 1508, PARKERSBURG, WV 26102-1508

UNITED CAPITAL MARKETS, INC.
2665 S. BAYSHORE DR., PHE 1, MIAMI, FL 33133

UNITED FIRST PARTNERS LLC
3 COLUMBUS CIRCLE, SUITE 1730, NEW YORK, NY 10019

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
7333 E. DOUBLETREE RANCH ROAD #120, SCOTTSDALE, AZ 85258-2023
Mailing Address: P.O. BOX 5750, SCOTTSDALE, AZ 85261-5750

UNIVERSAL FINANCIAL SERVICES INC.
CALLE 1 LOTE 10, METRO OFFICE PARK, GUAYNABO, PR 00968
Mailing Address: PO BOX 2171, SAN JUAN, PR 00922-2171

UNIVEST SECURITIES, LLC
75 ROCKEFELLER PLAZA, SUITE 1838, NEW YORK, NY 10019
Mailing Address: 75 ROCKEFELLER PLAZA, NEW YORK, NY 10019

UNLU SECURITIES INC.
250 PARK AVENUE, SUITE 7077, NEW YORK, NY 10177

UOB GLOBAL EQUITY SALES LLC
592 FIFTH AVENUE, SUITE 602, NEW YORK, NY 10036

UOB KAY HIAN (U.S.) INC.
3207 DOVETAIL MEWS, MISSISSAUGA, ONTARIO, L5L 5K4 CANADA

UPHORIZON, LLC
10250 CONSTELLATION BLVD, SUITE 2300, LOS ANGELES, CA 90067

UPMARKET SECURITIES LLC
1525 MCCARTHY BOULEVARD, #1000, MILPITAS, CA 95035

US ARMA PARTNERS LP
810 SEVENTH AVENUE, SUITE 2005, NEW YORK, NY 10019
Mailing Address: PO BOX 452, TUALATIN, OR 97062

US CAPITAL GLOBAL SECURITIES, LLC
1 FERRY BUILDING, SUITE 201, SAN FRANCISCO, CA 94111

US TIGER SECURITIES, INC.
437 MADISON AVE, 27TH FLOOR, NEW YORK, NY 10022

USA FINANCIAL SECURITIES LLC
6020 EAST FULTON, ADA, MI 49301

USAA INVESTMENT SERVICES COMPANY
9800 FREDERICKSBURG ROAD, SAN ANTONIO, TX 78288-0227

USCA SECURITIES LLC
4444 WESTHEIMER, SUITE G500, HOUSTON, TX 77027

USI SECURITIES, INC.
95 GLASTONBURY BLVD., SUITE 102, GLASTONBURY, CT 06033

USP SECURITIES CORPORATION
14201 DALLAS PARKWAY, INTERNATIONAL PLAZA, DALLAS, TX 75254

USQ SECURITIES LLC
403 E. 90TH STREET, #1RW, NEW YORK, NY 10128

USREM SECURITIES LLC
750 LEXINGTON AVENUE, LCTN #07-139, NEW YORK, NY 10022

USRP EQUITIES, LLC
99 WOOD AVENUE SOUTH, ISELIN, NJ 08830
Mailing Address: 99 WOOD AVENUE SOUTH, ISELIN, NJ 08830

Last updated: 11/21/24