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Broker-Dealer Firms We Regulate - E

# A B C D E F G H I J K L M N O P Q R S T U V W X Y Z

E&J SECURITIES CORP.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 77 WATER STREET, SUITE 1604, NEW YORK, NY 10005
Mailing Address: C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 77 WATER STREET, SUITE 1604, NEW YORK, NY 10005

E. E. POWELL & COMPANY INC.
200 NORTHPOINTE CIRCLE, SUITE 304, SEVEN FIELDS, PA 16046

E.K. WALLACE SECURITIES LLC
25 WEST 13TH STREET, APT. 1AN, NEW YORK, NY 10011

E.L.K. CAPITAL ADVISORS, LLC
200 ROBIN DRIVE, SARASOTA, FL 34236
Mailing Address: 200 ROBIN DRIVE, SARASOTA, FL 34236

EAGLE POINT SECURITIES LLC
600 STEAMBOAT ROAD, SUITE 202, GREENWICH, CT 06830

EARLYBIRDCAPITAL, INC.
ONE HUNTINGTON QUADRANGLE, SUITE 1C15, MELVILLE, NY 11747
Mailing Address: 1 HUNTINGTON QUADRANGLE, 1C15, MELVILLE, NY 11747

EAST WEST MARKETS, LLC
5001 SPRING VALLEY ROAD, SUITE 400W, DALLAS, TX 75244

EAST WIND SECURITIES, LLC
810 SEVENTH AVENUE, 35TH FLOOR, NEW YORK, NY 10019

EASTDIL SECURED ADVISORS LLC
100 WILSHIRE BLVD, SUITE 1500, SANTA MONICA, CA 90401

EASTERLY SECURITIES LLC
138 CONANT STREET, SUITE 100, BEVERLY, MA 01915

EASTGATE SECURITIES, LLC
40 WALL STREET, SUITE 2931, NEW YORK, NY 10005
Mailing Address: 40 WALL STREET, SUITE 2931, NEW YORK, NY 10005

EATON VANCE DISTRIBUTORS, INC.
ONE POST OFFICE SQUARE, BOSTON, MA 02109
Mailing Address: 1300 THAMES STREET, C/O NORTH AMERICAN REGISTRATION, BALTIMORE, MD 21231

EBH SECURITIES, INC.
6525 E. 82ND ST. SUITE 209, INDIANAPOLIS, IN 46250
Mailing Address: 6525 E. 82ND ST SUITE 209, INDIANAPOLIS, IN 46250

EBISU SECURITIES INC.
340 NORTH WESTLAKE BLVD.,, SUITE 160, WESTLAKE VILLAGE, CA 91362

EC SECURITIES LLC
40 EXCHANGE PLACE, SUITE 402, NEW YORK, NY 10005

ECHELON CAPITAL
1208 NORTH ARDMORE AVENUE, MANHATTAN BEACH, CA 90266

EDDID SECURITIES USA INC.
40 WALL STREET, SUITE 1606, NEW YORK, NY 10005

EDELMAN & CO., LTD.
627 EAST BAY POINT ROAD, BAYSIDE, WI 53217
Mailing Address: 333 WEST BROWN DEER ROAD, MILWAUKEE, WI 53217

EDEN GLOBAL CAPITAL PARTNERS LLC
445 PARK AVENUE, 5TH FLOOR, NEW YORK, NY 10022

EDG CAPITAL LLC
1775 PROSPECTOR AVENUE, PARK CITY, UT 84060

EDGELINE CAPITAL, LLC.
11726 SAN VICENTE BLVD., SUITE 610, LOS ANGELES, CA 90049

EDGEMONT CAPITAL PARTNERS, L.P.
787 7TH AVENUE, 49TH FLOOR, NEW YORK, NY 10019

EDGEPOINT CAPITAL ADVISORS LLC
2000 AUBURN DRIVE, SUITE 330, BEACHWOOD, OH 44122
Mailing Address: 2000 AUBURN DRIVE, SUITE 330, BEACHWOOD, OH 44122

EDGEWATER CAPITAL, LLC
6 HUTTON CENTRE DRIVE, #860, SANTA ANA, CA 92707

EDWARD JONES
12555 MANCHESTER ROAD, ST. LOUIS, MO 63131-3710

EDWARD WOLFE LLC
11710 PLAZA AMERICA DRIVE, SUITE 2000, RESTON, VA 20190

EFG CAPITAL INTERNATIONAL
701 BRICKELL AVE, 9TH FLOOR & SUITE 1350, MIAMI, FL 33131-2867

EGWELE SECURITIES LLC
155 NORTH WACKER DRIVE, SUITE 4250, CHICAGO, IL 60606

EHCP CORPORATE FINANCE, LLC
3350 RIVERWOOD PARKWAY, SUITE 2150, ATLANTA, GA 30339

EIG GLOBAL ENERGY PARTNERS CAPITAL MARKETS, LLC
600 NEW HAMPSHIRE AVE NW, SUITE 1200, WASHINGTON, DC 20037

ELARA SECURITIES, INC.
950 THIRD AVE, SUITE 1900 #2, NEW YORK, NY 10022

ELE WEALTH SOLUTIONS, INC.
18700 W. 10 MILE ROAD, STE 100, SOUTHFIELD, MI 48075

ELEQUIN SECURITIES LLC
1333 BROADWAY, SUITE 500, NEW YORK, NY 10018

ELEVATION, LLC
6836 CARNEGIE BOULEVARD, SUITE 240, CHARLOTTE, NC 28211

ELM CAPITAL USA LIMITED
7TH FLOOR, SOUTHWEST HOUSE, 11A REGENT STREET, ST JAMES, LONDON, SW1Y 4LR UNITED KINGDOM

ELMCORE SECURITIES LLC
500 W MADISON STREET, SUITE 1000, CHICAGO, IL 60661

ELSEWARE FINANCIAL SERVICES LLC
37 W 39TH ST #1004, NEW YORK, NY 10018

EM SECURITIES LLC
C/O CAA EVOLUTION, 405 LEXINGTON AVENUE, 19TH FLOOR, NEW YORK, NY 10174

EMERSON EQUITY LLC
155 BOVET ROAD, SUITE 725, SAN MATEO, CA 94402

EMPIRE ASSET MANAGEMENT COMPANY
29 BROADWAY, 12TH FLOOR, NEW YORK, NY 10006

EMPIRE INVESTMENT INC.
136-20 38TH AVE., SUITE 9E, FLUSHING, NY 11354

EMPIRE STATE FINANCIAL, INC.
20 W. PARK AVE., SUITE 207, LONG BEACH, NY 11561

EMPIRIC DISTRIBUTORS, INC.
500 N CAPITAL OF TEXAS HWY, BUILDING 8, SUITE 150, AUSTIN, TX 78746

EMPIRICAL RESEARCH PARTNERS LLC
551 FIFTH AVENUE, SUITE 1800, NEW YORK, NY 10176

EMPOWER FINANCIAL SERVICES, INC.
8515 E ORCHARD ROAD, GREENWOOD VILLAGE, CO 80111
Mailing Address: 8525 EAST ORCHARD ROAD, 2T3, GREENWOOD VILLAGE, CO 80111-5002

ENCLAVE CAPITAL LLC
301 YAMATO ROAD, SUITE 2198, BOCA RATON, FL 33431

ENCOMPASS MORE INVESTMENTS, LLC
390 DIABLO ROAD, SUITE #100, DANVILLE, CA 94526

ENDEAVOR CAPITAL
30 BROAD STREET, SUITE 1419, NEW YORK, NY 10004

ENERECAP PARTNERS, LLC
1718 PEACHTREE STREET, NW, SUITE 900, ATLANTA, GA 30309

ENERGY CAPITAL SOLUTIONS LLC
2651 NORTH HARWOOD, SUITE 410, DALLAS, TX 75201

ENERGY DOMAIN SECURITIES, LLC
1301 W. 7TH STREET, SUIT 102, FORT WORTH, TX 76102
Mailing Address: 1301 W. 7TH STREET, SUITE 102, FORT WORTH, TX 76102

ENERGY SHARES, LLC.
301 N. LAKE AVE, SUITE 950, PASADENA, CA 91101

ENERGYNET.COM, LLC.
1902 WASHINGTON AVENUE, SUITE A, HOUSTON, TX 77007

ENGLAND SECURITIES, LLC
1000 LOUISIANA STREET, SUITE 6550, HOUSTON, TX 77002

ENTERPRISE EQUITIES, INC.
70 CORPORATE CENTER, 11000 BROKEN LAND PARKWAY , SUITE 700, COLUMBIA, MD 21044

ENTORO SECURITIES, LLC
720 N POST OAK RD, SUITE 499, HOUSTON, TX 77024

ENVERRA CAPITAL LLC
2101 L STREET NW, SUITE 300, WASHINGTON, DC 20037

ENVESTNET SECURITIES, INC.
1000 CHESTERBROOK BLVD, SUITE 250, BERWYN, PA 19312

ENVOY SECURITIES
1422 S TRYON ST, STE 300, CHARLOTTE, NC 28203

EP SECURITIES, LLC
275 MADISON AVE, SUITE 1901, NEW YORK, NY 10016

EPIC CAPITAL SECURITIES
1951 NW 19TH STREET, SUITE 203, BOCA RATON, FL 33431

EQTE BROKERAGE LLC
FIVE RADNOR CORPORATE CENTER, 100 MATSONFORD ROAD, SUITE 250, RADNOR, PA 19087

EQUAPATH CAPITAL, LLC
8899 NW 18TH TERRACE, DORAL, FL 33172

EQUIFINANCIAL LLC
1717 NORTH BAYSHORE DRIVE, SUITE 208, MIAMI, FL 33132

EQUILEND
225 LIBERTY STREET, 10TH FLOOR, SUITE 1020, NEW YORK, NY 10281

EQUILIBRIUM CAPITAL SERVICES, LLC
411 NW PARK AVE, SUITE 401, PORTLAND, OR 97209

EQUITABLE ADVISORS, LLC
1345 AVENUE OF THE AMERICAS, NEW YORK, NY 10105
Mailing Address: 1345 AVENUE OF THE AMERICAS, 3RD FLOOR, NEW YORK, NY 10105

EQUITABLE DISTRIBUTORS, LLC
8501 IBM DRIVE, SUITE 150, CHARLOTTE, NC 28262
Mailing Address: 1345 AVENUE OF THE AMERICAS, NEW YORK, NY 10105

EQUITEQ SECURITIES LLC
460 PARK AVENUE SOUTH, SUITE 1102, NEW YORK, NY 10016

EQUITY SERVICES, INC.
ONE NATIONAL LIFE DRIVE, MONTPELIER, VT 05604

EQUITY SHIFT, INC.
434 FAYETTEVILLE STREET, SUITE 1150, RALEIGH, NC 27601

EQUITYBEE SECURITIES, LLC
955 ALMA STREET., SUITE A, PALO ALTO, CA 94301

EQUITYZEN SECURITIES LLC
30 BROAD STREET,, SUITE 1200, NEW YORK, NY 10004

EQUUS FINANCIAL CONSULTING LLC
78 PINE ST., SUITE 101, NEW CANAAN, CT 06840

ERG SECURITIES (US) LLC
50 WASHINGTON STREET, SUITE 921, NORWALK, CT 06854

ERNST & YOUNG CAPITAL ADVISORS, LLC
ONE MANHATTAN WEST, NEW YORK, NY 10001

ERNST & YOUNG CORPORATE FINANCE (CANADA) INC.
100 ADELAIDE STREET WEST, EY TOWER, TORONTO, ONTARIO, M5H 0B3 CANADA
Mailing Address: 100 ADELAIDE STREET WEST, EY TOWER, PO BOX 1, TORONTO, ONTARIO, M5H 0B3 CANADA

ERNST CAPITAL SECURITIES, LLC
101 S. REID STREET, SUITE 209, SIOUX FALLS, SD 57103

ERUDITE TRADING LLC
800 BRICKELL AVENUE, SUITE 200-201, MIAMI, FL 33131

ESF EQUITY, LP
1201 PUERTA DEL SOL, SUITE 320, SAN CLEMENTE, CA 92673

ESL INVESTMENT SERVICES, LLC
225 CHESTNUT STREET, ROCHESTER, NY 14604

ESSEX SECURITIES LLC
95 CHRISTOPHER COLUMBUS DR, SUITE 16-11, JERSEY CITY, NJ 07302
Mailing Address: PO BOX 3602, JERSEY CITY, NJ 07303-3602

ETC BROKERAGE SERVICES, LLC
5430 LBJ FREEWAY, SUITE 320, DALLAS, TX 75240
Mailing Address: 1 EQUITY WAY, WESTLAKE, OH 44145

ETICO PARTNERS, LLC
19 RAILROAD PL, STE 202, SARATOGA SPRINGS, NY 12866

ETORO USA SECURITIES INC.
221 RIVER STREET, 9TH FLOOR, HOBOKEN, NJ 07030

EULAV SECURITIES LLC
7 TIMES SQUARE, SUITE 1606, NEW YORK, NY 10036

EUREKA CAPITAL MARKETS, LLC
52 VANDERBILT AVENUE, SUITE 902, NEW YORK, NY 10017

EUREKACAP PARTNERS, INC.
10 BRANTFORD CT, MARLBORO, NJ 07746

EURO-AMERICAN EQUITIES, INC.
10995 TITUS RD, LEAVENWORTH, WA 98826

EUROCONSULT CAPITAL, LLC
23 BERKELEY SQUARE, LONDON, W1J 6HE UNITED KINGDOM
Mailing Address: 885 THIRD AVENUE, FLOOR 34, NEW YORK, NY 10022

EUROLINK SECURITIES LLC
1 RADISSON PLAZA - SUITE 701, NEW ROCHELLE, NY 10801

EURONEXT MARKET SERVICES LLC
180 MAIDEN LANE, 15TH FLOOR, NEW YORK, NY 10038

EUROPEAN FAMILY OFFICE INSTITUTE LLC.
2299 NW 4TH AVE, BOCA RATON, FL 33431

EUROSCOPE CAPITAL, LLC
9036 JACKSON LN, GREAT FALLS, VA 22066

EVERCORE GROUP L.L.C.
55 EAST 52ND STREET, NEW YORK, NY 10055
Mailing Address: 55 EAST 52ND STREET, NEW YORK, NY 10055

EVERGREEN ADVISORS CAPITAL, LLC
10440 LITTLE PATUXENT PARKWAY, 12TH FLOOR, COLUMBIA, MD 21044
Mailing Address: 10440 LITTLE PATUXENT PARKWAY, COLUMBIA, MD 21044

EVERLAKE DISTRIBUTORS, LLC
3100 SANDERS ROAD, SUITE 303, NORTHBROOK, IL 60062

EVOLUTION CAPITAL ADVISORS, LLC
1201 3RD AVE, STE 2200, SEATTLE, WA 98101

EXCELERATION CAPITAL LLC
2911 TURTLE CREEK BLVD., SUITE300, DALLAS, TX 75219
Mailing Address: 3225 TURTLE CREEK BLVD., SUITE 704, DALLAS, TX 75219

EXCELSIOR EQUITIES
6795 EAST TENNESSEE AVENUE, SUITE 210, DENVER, CO 80224

EXCHANGERIGHT SECURITIES, LLC
1055 E. COLORADO BLVD., SUITE 310, PASADENA, CA 91106

EXECUTIVE SERVICES SECURITIES, LLC
3445 PEACHTREE ROAD NE, SUITE 200, ATLANTA, GA 30326-1156

EXEMPLAR CAPITAL, LLC
265 FRANKLIN STREET, SUITE 1702, BOSTON, MA 02110

EXOS SECURITIES LLC
31 EAST 32ND STREET, THIRD FLOOR, NEW YORK, NY 10016

EZE CASTLE TRANSACTION SERVICES LLC
50 MILK STREET, 7TH FLOOR, BOSTON, MA 02109

Last updated: 12/29/24