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Broker-Dealer Firms We Regulate - I

# A B C D E F G H I J K L M N O P Q R S T U V W X Y Z

I-BANKERS SECURITIES, INC.
1200 N FEDERAL HWY, SUITE 215, BOCA RATON, FL 33432

I5EQUITY
1700 MONTGOMERY STREET, SUITE 108, SAN FRANCISCO, CA 94111
Mailing Address: 1700 MONTGOMERY ST, SUITE 108, SAN FRANCISCO, CA 94111

IA GLOBAL CAPITAL LLC
101 PARK AVENUE, 38TH FLOOR, NEW YORK CITY, NY 10178
Mailing Address: 244 MADISON AVENUE, #385, NEW YORK CITY, NY 10016

IA SECURITIES (USA) INC.
26 WELLINGTON STREET EAST, SUITE 700, TORONTO, ONTARIO, M5E 1S2 CANADA

IAFF-FC INVESTMENTS LLC
1750 NEW YORK AVENUE NW, SUITE 300, WASHINGTON, DC 20006

IASG ALTERNATIVES, LLC
141 WEST JACKSON BLVD, SUITE 1940, CHICAGO, IL 60604

IB CAPITAL LLC
1483 ASHFORD AVE, APT 501, SAN JUAN, PR 00907

IBKR SECURITIES SERVICES LLC
THREE PICKWICK PLAZA, 2ND FLOOR, GREENWICH, CT 06830

IBN FINANCIAL SERVICES, INC.
404 OLD LIVERPOOL RD, LIVERPOOL, NY 13088
Mailing Address: P.O. BOX 2365, LIVERPOOL, NY 13089

ICA, LLC
102 WOODMONT BLVD., SUITE 130, NASHVILLE, TN 37205

ICAPITAL MARKETS LLC
60 EAST 42ND STREET, 26TH FLOOR, NEW YORK, NY 10165

ICBA SECURITIES
775 RIDGE LAKE BLVD., SUITE 190, MEMPHIS, TN 38120

ICBC STANDARD SECURITIES INC.
1185 AVENUE OF THE AMERICAS, SUITE 1505, NEW YORK, NY 10036

ICD SECURITIES INC.
7301 SW 57TH COURT, SUITE 400, MIAMI, FL 33143

ICE BONDS SECURITIES CORPORATION
1345 AVENUE OF THE AMERICAS, 8TH FLOOR, NEW YORK, NY 10105
Mailing Address: 1345 AVENUE OF THE AMERICAS, 6TH FLOOR, NEW YORK, NY 10105

ICE SECURITIES EXECUTION & CLEARING, LLC
1345 6TH AVENUE, 8TH FLOOR, NEW YORK, NY 10105
Mailing Address: 1345 6TH AVENUE, 6TH FLOOR, NEW YORK, NY 10105

ICG CAPITAL SECURITIES, LLC
201 SOUTH COLLEGE STREET, SUITE 1610, CHARLOTTE, NC 28244

ICICI SECURITIES INC.
1120 AVENUE OF THE AMERICAS, 4TH FLOOR, NEW YORK, NY 10036

ICM CAPITAL MARKETS, LLC
199 WATER STREET, NEW YORK, NY 10038
Mailing Address: 228 PARK AVENUE SOUTH, PMB 44954, NEW YORK, NY 10003-1502

ICON CAPITAL GROUP, LLC
5 UPPER NEWPORT PLAZA, SUITE 200, NEWPORT BEACH, CA 92660

ICR CAPITAL LLC
761 MAIN AVENUE, NORWALK, CT 06851-1080

IDB CAPITAL CORP.
1114 AVENUE OF THE AMERICAS, NEW YORK, NY 10036

IDX MARKETS, LLC
270 LAFAYETTE STREET, SUITE 1000, NEW YORK, NY 10012

IEX DAP LLC
3 WORLD TRADE CENTER, 175 GREENWICH STREET, 58TH FLOOR, NEW YORK, NY 10007

IEX SERVICES LLC
3 WORLD TRADE CTR, 175 GREENWICH STREET, 58TH FLOOR, NEW YORK, NY 10007

IF SECURITIES LLC
899 W. CYPRESS CREEK, 7TH FLOOR, FORT LAUDERDALE, FL 33309

IFAST SECURITIES US CORPORATION
18 SOUTH 2ND STREET, #126, SAN JOSE, CA 95113
Mailing Address: 10 COLLYER QUAY, #26-01 OCEAN FINANCIAL CENTRE, SINGAPORE, 049315 SINGAPORE

IFM (US) SECURITIES, LLC
114 WEST 47TH STREET, 19TH FLOOR, NEW YORK, NY 10036

IFP SECURITIES, LLC
3030 NORTH ROCKY POINT DRIVE WEST,, SUITE 700, TAMPA, FL 33607

IHT SECURITIES, LLC
123 N. WACKER DR., SUITE 2300, CHICAGO, IL 60606

IIFL CAPITAL INC.
1120 AVENUE OF THE AMERICAS, SUITE # 4030, NEW YORK, NY 10036

IM GLOBAL US DISTRIBUTORS LLC
2301 ROSECRANS AVENUE, SUITE 2150, EL SEGUNDO, CA 90245

IMC EXECUTION SERVICES
233 S WACKER DRIVE, #4300, CHICAGO, IL 60606

IMC FINANCIAL MARKETS
233 SOUTH WACKER DRIVE, #4300, CHICAGO, IL 60606

IMC SECURITIES LLC
233 SOUTH WACKER DRIVE, #4300, CHICAGO, IL 60606

IMPACTU.INVESTMENTS, LLC
125 FROEHLICH FARM BLVD., WOODBURY, NY 11797

IMPERIAL CAPITAL, LLC
10100 SANTA MONICA BLVD., SUITE 2400, LOS ANGELES, CA 90067

IMPERII SECURITIES LLC
580 CALIFORNIA STREET, SUITE 1200, SAN FRANCISCO, CA 94104

IMPROVED CORPORATE FINANCE LLC
42 BROADWAY, 42, NEW YORK, NY 10004

IMST DISTRIBUTORS, LLC
THREE CANAL PLAZA, THIRD FLOOR, PORTLAND, ME 04101
Mailing Address: THREE CANAL PLAZA, SUITE 100, PORTLAND, ME 04101

INCAPITAL DISTRIBUTORS LLC
25 SE 4TH AVENUE, SUITE 400, DELRAY BEACH, FL 33483
Mailing Address: 200 S. WACKER DRIVE, SUITE 3400, CHICAGO, IL 60606

INCENTRUM SECURITIES, LLC
410 PARK AVENUE, NEW YORK, NY 10022

INCLINE ADVISORS
655 TYNER WAY, INCLINE VILLAGE, NV 89451

INDEPENDENCE CAPITAL CO., INC.
5579 PEARL ROAD, SUITE 100, PARMA, OH 44129

INDEPENDENCE POINT SECURITIES LLC
101 GREENWICH STREET, SUITE 1202, NEW YORK, NY 10006

INDEPENDENT BROKERAGE SOLUTIONS LLC
485 MADISON AVENUE, 15TH FLOOR, NEW YORK, NY 10022

INDEPENDENT FINANCIAL GROUP, LLC
12671 HIGH BLUFF DRIVE, SUITE 200, SAN DIEGO, CA 92130

INDEPENDENT INVESTMENT BANKERS, CORP.
11801 DOMAIN BLVD, 3RD FLOOR, AUSTIN, TX 78758
Mailing Address: 2900 NORTH QUINLAN PARK RD., SUITE# 240-235, AUSTIN, TX 78732

INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC
1633 BROADWAY, 28TH FLOOR, NEW YORK, NY 10019

INEO CAPITAL, LLC
3765 STEWART AVENUE, MIAMI, FL 33133

INFINITY CAPITAL SECURITIES, LLC
201 NW 10TH STREET, SUITE 200, OKLAHOMA CITY, OK 73103

INFINITY FINANCIAL SERVICES
212 9TH STREET, SUITE 202, OAKLAND, CA 94607
Mailing Address: 212 9TH STREET, SUITE 202, OAKLAND, CA 94607

ING FINANCIAL MARKETS LLC
1133 AVENUE OF THE AMERICAS, NEW YORK, NY 10036

INGALLS & SNYDER, LLC
1 ROCKEFELLER PLAZA, 7TH FLOOR, NEW YORK, NY 10020

INLAND SECURITIES CORPORATION
2901 BUTTERFIELD ROAD, OAK BROOK, IL 60523

INLET SECURITIES, LLC
122 FAULKNER ST, NEW SMYRNA BEACH, FL 32168

INNER CIRCLE SPORTS LLC
3013 YAMATO ROAD SUITE B12-339, BOCA RATON, FL 33434

INNOVATION CAPITAL, LLC
2255 GLADES ROAD SUITE 324A, BOCA RATON, FL 33431

INNOVATION PARTNERS LLC
5950 FAIRVIEW ROAD, SUITE 140, CHARLOTTE, NC 28210

INSIGHT SECURITIES, INC.
600 CENTRAL AVE, SUITE 293, HIGHLAND PARK, IL 60035

INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC
PARQUE LAS AMERICAS 1, 235 FEDERICO COSTA STREET-SUITE 101, SAN JUAN, PR 00918
Mailing Address: P.O. BOX 70263, SAN JUAN, PR 00936-8263

INSIGNEO SECURITIES, LLC
1221 BRICKELL AVE, 27TH FLOOR, MIAMI, FL 33131

INSPEREX LLC
25 SE 4TH AVENUE, SUITE 400, DELRAY BEACH, FL 33483
Mailing Address: 200 SOUTH WACKER DRIVE, SUITE 3400, CHICAGO, IL 60606

INSTINET, LLC
WORLDWIDE PLAZA,, 309 WEST 49TH STREET, NEW YORK, NY 10019

INSTITUTIONAL BOND NETWORK, LLC
463 PENNSFIELD PLACE, SUITE 201, THOUSAND OAKS, CA 91360

INSTITUTIONAL CASH DISTRIBUTORS, LLC
16475 BORDEAUX DRIVE, RENO, NV 89511

INSTITUTIONAL SECURITIES CORPORATION
3500 OAK LAWN AVE, SUITE 400, DALLAS, TX 75219

INSURANCE ADVISORY PARTNERS LLC
1270 AVENUE OF THE AMERICAS, SUITE 1803, NEW YORK, NY 10020

INTE SECURITIES LLC
7000 W PALMETTO PARK ROAD, SUITE 503, BOCA RATON, FL 33433

INTEGRAL FINANCIAL LLC
10054 PASADENA AVE., CUPERTINO, CA 95014

INTEGRAL WEALTH SECURITIES LLC
200 VESEY ST., 24TH FLOOR, NEW YORK, NY 10281

INTEGRATED FINANCIAL PLANNING SERVICES
KARLSTRASSE 20, HEIDELBERG, 69117 GERMANY
Mailing Address: KARLSTRASSE 20, HEIDELBERG 69117, 69117 GERMANY

INTEGRIS SECURITIES, LLC
1099 18TH STREET, SUITE 2750, DENVER, CO 80202

INTEGRITY ALLIANCE, LLC.
4135 NW URBANDALE DR, URBANDALE, IA 50322

INTEGRITY BROKERAGE, LLC
720 SENECA ST STE 107, SEATTLE, WA 98101
Mailing Address: 453 S SPRING ST STE 400 PMB 285, LOS ANGELES, CA 90013

INTEGRITY FUNDS DISTRIBUTOR, LLC
1 NORTH MAIN STREET, MINOT, ND 58703-3189
Mailing Address: PO BOX 500, MINOT, ND 58702-0500

INTEGRITY INVESTMENTS, INC.
333 S TAMIAMI TRAIL SUITE 388, VENICE, FL 34285

INTELLIGENT CROSS LLC
SOUNDVIEW PLAZA, 1266 E MAIN STREET, SUITE 700R, STAMFORD, CT 06902

INTELLIVEST SECURITIES, INC.
1540 CHASE COURT, RIVERDALE, GA 30296-2610

INTER&CO SECURITIES LLC
501 BRICKELL KEY DRIVE, SUITE 201, MIAMI, FL 33131

INTERACTIVE BROKERS CORP.
PICKWICK PLAZA, GREENWICH, CT 06830
Mailing Address: TWO PICKWICK PLAZA, GREENWICH, CT 06830

INTERACTIVE BROKERS LLC
PICKWICK PLAZA, GREENWICH, CT 06830
Mailing Address: ONE PICKWICK PLAZA, GREENWICH, CT 06830

INTERCAM SECURITIES, INC.
1221 BRICKELL AVENUE, SUITE 200, MIAMI, FL 33131

INTERCAROLINA FINANCIAL SERVICES, INC.
3300 BATTLEGROUND AVENUE SUITE 202, GREENSBORO, NC 27410-2447

INTERCOASTAL CAPITAL MARKETS, INC.
200 EAST PALMETTO PARK ROAD, SUITE 108, BOCA RATON, FL 33432

INTERNATIONAL ASSETS ADVISORY, LLC
111 NORTH ORANGE AVENUE, SUITE 1000, ORLANDO, FL 32801

INTERNATIONAL MONEY MANAGEMENT GROUP, INC.
110 CHANNEL MARKER WAY SUITE #101, GRASONVILLE, MD 21638

INTERNATIONAL RESEARCH SECURITIES, INC.
2550 PACIFIC AVE.,, FLOOR 800, DALLAS, TX 75226
Mailing Address: 2550 PACIFIC AVE., FLOOR 800, DALLAS, TX 75226

INTERVEST INTERNATIONAL EQUITIES CORPORATION
1980 DOMINION WAY - SUITE 202, COLORADO SPRINGS, CO 80918

INTESA SANPAOLO IMI SECURITIES CORP.
1 WILLIAM STREET, NEW YORK, NY 10004

INTREPID INVESTMENT BANKERS LLC
11755 WILSHIRE BLVD., SUITE 2150 AND 2200, LOS ANGELES, CA 90025

INTREPID PARTNERS, LLC
712 FIFTH AVENUE, 31ST FLOOR, NEW YORK, NY 10019

INVERNESS SECURITIES, LLC
6060 PARKLAND BLVD, STE 200, CLEVELAND, OH 44124

INVESCO CAPITAL MARKETS, INC.
11 GREENWAY PLAZA, SUITE 1000, HOUSTON, TX 77046

INVESCO DISTRIBUTORS, INC.
11 GREENWAY PLAZA, SUITE 1000, HOUSTON, TX 77046-1173

INVESTEC SECURITIES (US) LLC
10 EAST 53RD STREET, 22ND FLOOR, NEW YORK, NY 10022
Mailing Address: 10 EAST 53RD STREET, 22ND FLOOR, NEW YORK, NY 10022

INVESTMENT DISTRIBUTORS, INC.
2801 HIGHWAY 280 SOUTH, BIRMINGHAM, AL 35223

INVESTMENT NETWORK, INC.
4639 WHIPPLE AVE NW, CANTON, OH 44718

INVESTMENT PLACEMENT GROUP
501 WEST BROADWAY, SUITE 1350, SAN DIEGO, CA 92101
Mailing Address: 501 WEST BROADWAY, SUITE 1350, SAN DIEGO, CA 92101

INVESTMENT PLANNERS, INC.
226 W. ELDORADO STREET, DECATUR, IL 62522
Mailing Address: P.O. BOX 170, DECATUR, IL 62525-0170

INVESTMENT SECURITY CORPORATION
24009 VENTURA BLVD., SUITE 101, CALABASAS, CA 91302

INVESTMENT VISA CONSULTANTS, LLC
2679 GLEN EAGLES RD, LAKE OSWEGO, OR 97034

INVESTMENTS FOR YOU, INC.
1040 N. MAPLE STREET, MARYSVILLE, OH 43040

INVESTORLINK CAPITAL MARKETS, LLC
5526 LONG LANE, DOYLESTOWN, PA 18902

INVESTORS BROKERAGE OF TEXAS, LTD.
225 SOUTH 5TH ST., WACO, TX 76701

INVESTX MARKETS LLC
19 FULTON STREET, SUITE 300, NEW YORK, NY 10038
Mailing Address: 19 FULTON STREET, SUITE 300, NEW YORK, NY 10038

INVEX, LLC.
2 ALHAMBRA PLAZA, SUITE PH II, CORAL GABLES, FL 33134

INVICTA CAPITAL LLC
527 CEDAR WAY, SUITE 101, OAKMONT, PA 15139

INX SECURITIES, LLC
252 BRADLEY COURT, HOLLAND, PA 18966

IOA SECURITIES, LLC
1855 W STATE ROAD 434 SUITE 267, LONGWOOD, FL 32750

IRC SECURITIES LLC
420 LEXINGTON AVENUE, SUITE 300, NEW YORK, NY 10170

ISAAK BOND INVESTMENTS, INC.
3900 S WADSWORTH BLVD, STE 590, LAKEWOOD, CO 80235-2224

ITAU BBA USA SECURITIES, INC.
599 LEXINGTON AVENUE, 34TH FLOOR, NEW YORK, NY 10022

ITAU INTERNATIONAL SECURITIES INC.
200 S. BISCAYNE BLVD., SUITE 2200, MIAMI, FL 33131

ITINERANT-GPS US, LLC
201 SHIPYARD WAY, SUITE F, NEWPORT BEACH, CA 92663

IUR SECURITIES LLC
999 BRICKELL AVENUE, SUITE 410, MIAMI, FL 33131
Mailing Address: MICHELIN HOUSE, 81 FULHAM ROAD, LONDON, SW3 6RD UNITED KINGDOM

IVP CAPITAL, LLC
337 NOYAC PATH, WATER MILL, NY 11976

IWPF SECURITIES LLC
2222 PONCE DE LEON BLVD, SUITE 5-113, CORAL GABLES, FL 33134

Last updated: 12/29/24