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Broker-Dealer Firms We Regulate - R

# A B C D E F G H I J K L M N O P Q R S T U V W X Y Z

R. F. LAFFERTY & CO., INC.
40 WALL STREET, 29TH FLOOR, NEW YORK, NY 10005

R. SEELAUS & CO., LLC
26 MAIN STREET, SUITE 300, CHATHAM, NJ 07928

R.J. O'BRIEN SECURITIES, LLC
222 SOUTH RIVERSIDE PLAZA, SUITE 1200, CHICAGO, IL 60606
Mailing Address: 222 SOUTH RIVERSIDE PLAZA, SUITE 1200, CHICAGO, IL 60606

R.M. DUNCAN SECURITIES, INC.
10201 W MARKHAM ST, SUITE 219, LITTLE ROCK, AR 72205

R.M. STARK & CO., INC.
730 S FEDERAL HWY, LAKE WORTH BEACH, FL 33460-4955

R.W. SMITH & ASSOCIATES, LLC
111 TOWN SQUARE PLACE, STE 1500, JERSEY CITY, NJ 07310

R.W.PRESSPRICH & CO.
445 PARK AVENUE, SUITE 16D, NEW YORK, NY 10022

RA CAPITAL ADVISORS LLC
11988 EL CAMINO REAL, SUITE 350, SAN DIEGO, CA 92130

RABO SECURITIES USA, INC.
245 PARK AVENUE, NEW YORK, NY 10167-0062

RACE ROCK CAPITAL LLC
7 WAINWRIGHT ROAD, UNIT #99, WINCHESTER, MA 01890

RADIUS SECURITIES LLC
42 BROADWAY, SUITE 12-129, NEW YORK, NY 10004

RAINE SECURITIES LLC
65 EAST 55TH STREET, 24TH FLOOR, NEW YORK, NY 10022

RAINMAKER SECURITIES, LLC
11411 SMATHERS CIR, CORAL GABLES, FL 33156
Mailing Address: PO BOX 66738, #86647, SAINT LOUIS, MO 63166

RAINMAKERS PARTNERS, LLC
9800 WILSHIRE BLVD., BEVERLY HILLS, CA 90212-1804

RANCE KING SECURITIES CORP.
3737 E. BROADWAY, LONG BEACH, CA 90803-6104

RAPID EXECUTION SERVICES, LLC
440 S. LASALLE STREET, SUITE 1525, CHICAGO, IL 60605

RAPTOR PARTNERS LLC
ONE NORTH SHORE CENTER, 12 FEDERAL ST., SUITE 201, PITTSBURGH, PA 15212-5700

RAYMOND JAMES & ASSOCIATES, INC.
880 CARILLON PARKWAY, ST. PETERSBURG, FL 33716

RAYMOND JAMES (USA) LTD.
925 WEST GEORGIA STREET - 2100, VANCOUVER, B.C., V6C 3L2 CANADA

RAYMOND JAMES FINANCIAL SERVICES, INC.
880 CARILLON PARKWAY, ST. PETERSBURG, FL 33716

RB INTERNATIONAL MARKETS (USA) LLC
1177 AVE. OF THE AMERICAS, 5TH FLOOR, NEW YORK, NY 10036

RBC CAPITAL MARKETS, LLC
200 VESEY ST., NEW YORK, NY 10281
Mailing Address: 250 NICOLLET MALL, SUITE 1600, MINNEAPOLIS, MN 55401

RBC CMA LLC
WALKERS CORPORATE (BVI) LIMITED, 171 MAIN STREET, PO BOX 92 ROAD TOWN, TORTOLA,, FOREIGN BRITISH VIRGIN ISLANDS
Mailing Address: 3 WORLD FINANCIAL CENTER, 200 VESEY STREET - 14TH FLOOR, NEW YORK, NY 10281

RC PRIVATE SECURITIES, LLC
1511 BALTIMORE AVENUE, SUITE 300, KANSAS CITY, MO 64108

RCM SECURITIES
318 W ADAMS ST, FLOOR 10, CHICAGO, IL 60606

RCX CAPITAL GROUP, LLC
2002 TIMBERLOCH PLACE, SUITE 200, THE WOODLANDS, TX 77380

REAGAN SECURITIES, INC.
3495 PIEDMONT ROAD, NE, BUILDING 10, SUITE 920, ATLANTA, GA 30305

REALCADRE LLC
300 PARK AVENUE, 15TH FLOOR, NEW YORK, NY 10022

REALIZED FINANCIAL, INC.
400 W. 15TH ST., SUITE 700, AUSTIN, TX 78701

REALTA EQUITIES, INC.
12636 HIGH BLUFF DRIVE, SUITE 300, SAN DIEGO, CA 92130
Mailing Address: 1201 N. ORANGE STREET, SUITE 729, WILMINGTON, DE 19801

REALTYX, LLC
62 POST ROAD WEST, WESTPORT, CT 06880

RED MOUNTAIN SECURITIES LLC
10250 CONSTELLATION BLVD, 23RD FLOOR, LOS ANGELES, CA 90067

REDBIRD BD LLC
667 MADISON AVE, 16TH FLOOR, NEW YORK, NY 10065

REDBRIDGE GLOBAL MARKETS, LLC
712 MAIN STREET, SUITE 1820, HOUSTON, TX 77002

REDBRIDGE SECURITIES LLC
7700 WINDROSE AVE, SUITE G300, FLOOR 3, PLANO, TX 75024

REDBURN ATLANTIC
461 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10017

REDE PARTNERS (AMERICAS) LLC
1270 AVENUE OF THE AMERICAS, SUITE 408, NEW YORK, NY 10020

REDI GLOBAL TECHNOLOGIES LLC
28 LIBERTY STREET, 58TH FLOOR, NEW YORK, NY 10005
Mailing Address: 28 LIBERTY STREET, 58TH FLOOR, ATTN MMALONEY, NEW YORK, NY 10005

REDMONT CAPITAL MARKETS LLC
820 SHADES CREEK PARKWAY, SUITE 1200, BIRMINGHAM, AL 35209

REDROCK TRADING PARTNERS, LLC
2605 WALTON WAY, AUGUSTA, GA 30904

REDSWAN MARKETS, LLC
4201 MAIN ST, SUITE 300, HOUSTON, TX 77002

REDTAIL CAPITAL MARKETS, LLC
6983 HAWK WOODS COURT, WEST BLOOMFIELD, MI 48323

REEF RESOURCES, LLC
140 LAKESIDE AVENUE, SUITE 100, SEATTLE, WA 98122

REEF SECURITIES, INC.
1901 N CENTRAL EXPRESSWAY, SUITE 400, RICHARDSON, TX 75080-3558

REGAL SECURITIES, INC.
950 MILWAUKEE AVE., SUITE 102, GLENVIEW, IL 60025
Mailing Address: 950 MILWAUKEE AVE., SUITE 102, GLENVIEW, IL 60025-3766

REGIMENT SECURITIES, LLC.
420 N. WABASH AVENUE, CHICAGO, IL 60611
Mailing Address: 420 N. WABASH AVENUE, 430, CHICAGO, IL 60611

REGIONAL BROKERS, INC.
2510 LOCKLEIGH ROAD, JAMISON, PA 18929
Mailing Address: POST OFFICE BOX 855, RICHBORO, PA 18954

REGIONAL INVESTMENT SERVICES, INC.
9100 CONROY WINDERMERE ROAD, SUITE 200, OFFICE 223, WINDERMERE, FL 34786

REGIONS SECURITIES LLC
1180 W PEACHTREE STREET, NW, SUITE 1400, ATLANTA, GA 30309

REGISTER FINANCIAL ASSOCIATES, INC.
3500 LENOX ROAD, SUITE 1700, ATLANTA, GA 30326

REGULUS FINANCIAL GROUP, LLC
2687 44TH STREET, SE, SUITE 101, KENTWOOD, MI 49512

REHMANN FINANCIAL NETWORK, LLC
4086 LEGACY PARKWAY, LANSING, MI 48911

REID & RUDIGER LLC
40 WALL STREET, STE 1708, NEW YORK, NY 10005
Mailing Address: 40 WALL STREET, STE 706, NEW YORK, NY 10005

RELIANCE CAPITAL MANAGEMENT ADVISORS LLC
18 TERRACE AVE - MIRAMAR, HALF MOON BAY, CA 94019

REMSENBURG CAPITAL, LLC
5 GODFREY LANE, BX 52, REMSENBURG, NY 11960

RENAISSANCE INSTITUTIONAL MANAGEMENT LLC
800 THIRD AVENUE, NEW YORK, NY 10022

RENAISSANCE MACRO SECURITIES, LLC
9 OLD KING'S HIGHWAY S, 3RD FL, DARIEN, CT 06820

RENCAP SECURITIES, INC.
750 LEXINGTON AV., 6TH FLOOR - SUITE 123, NEW YORK, NY 10022

REPUBLIC PARTNERS, LLC
2000 NORTH RACINE AVENUE, SUITE 4700, CHICAGO, IL 60614-4045

RESEARCH CAPITAL USA INC.
199 BAY STREET, SUITE 4500, COMMERCE COURT WEST, TORONTO, M5L 1G2 CANADA

RESOLUTE INVESTMENT DISTRIBUTORS, INC.
220 EAST LAS COLINAS BLVD. STE. 1200, IRVING, TX 75039

RETIREMENT PLAN ADVISORS SERVICES, LLC
29 E. MADISON ST, SUITE 500, CHICAGO, IL 60602
Mailing Address: 3121 EMERALD LANE, SUITE 500, JEFFERSON CITY, MO 65109

REVA CAPITAL MARKETS LLC
3 COLUMBUS CIRCLE, 15TH FLOOR, NEW YORK, NY 10019
Mailing Address: 3 COLUMBUS CIRCLE, 16TH FLOOR, NEW YORK, NY 10019

REVERE MERCHANT SECURITIES, LLC
560 LEXINGTON AVENUE 16TH FLOOR, NEW YORK, NY 10022

REVERE SECURITIES LLC
560 LEXINGTON AVENUE, 16TH FLOOR, NEW YORK, NY 10022

REVL SECURITIES, LLC
1921 WALNUT STREET, 2ND FLOOR, PHILADELPHIA, PA 19103

REVOLUT SECURITIES INC.
107 GREENWICH STREET, 20TH FLOOR, NEW YORK, NY 10006

REYNOLDS ADVISORY PARTNERS,LLC
3131 E ALAMEDA AVENUE, UNIT 1308, DENVER, CO 80206
Mailing Address: 100 FILLMORE STREET, SUITE 500, DENVER, CO 80206

RFQ-HUB AMERICAS LLC
1633 BROADWAY, 41ST FL, NEW YORK, NY 10019

RFS PARTNERS
1125 17TH STREET, SUITE 2550, DENVER, CO 80202-1805

RHODES SECURITIES, INC.
306 WEST 7TH STREET, SUITE 1000, FT WORTH, TX 76102
Mailing Address: 306 WEST 7TH STREET, SUITE 1000, FORT WORTH, TX 76102

RHONE GROUP ADVISORS LLC
630 FIFTH AVENUE, SUITE 3110, NEW YORK, NY 10111

RIALTO MARKETS LLC
42 BROADWAY, SUITE 12-129, NEW YORK, NY 10004

RICE FINANCIAL PRODUCTS COMPANY
4235 HILLSBORO PIKE, SUITE 300, NASHVILLE, TN 37215
Mailing Address: 3 COLUMBUS CIRCLE, 15TH FL, NEW YORK, NY 10019

RICE, VOELKER, LLC
625 GIROD ST SUITE B, MANDEVILLE, LA 70448

RICHARD BROTHERS SECURITIES
50 DONALD B. DEAN DRIVE, SUITE ONE, SOUTH PORTLAND, ME 04106

RICHARD JAMES & ASSOCIATES, INC.
2 ROOSEVELT AVE., STE 102, SYOSSET, NY 11791

RICHARDS MERRILL WEALTH MANAGEMENT
612 WEST MAIN STREET, THE M BUILDING SUITE 201, SPOKANE, WA 99201

RIDGEVIEW CAPITAL, LLC
723 W PACIFIC AVENUE, SUITE 100, SALT LAKE CITY, UT 84104

RIEDL FIRST SECURITIES COMPANY OF KANSAS
1841 N. ROCK ROAD COURT, SUITE 400, WICHITA, KS 67206-4213

RINCON SECURITIES GROUP LLC
3027 TOWNSGATE ROAD, SUITE 230, WESTLAKE VILLAGE, CA 91361

RISE FINANCIAL SERVICES, LLC
653 COLLINS AVENUE, MIAMI BEACH, FL 33139

RIVERSOURCE DISTRIBUTORS, INC.
707 SECOND AVENUE SOUTH, MINNEAPOLIS, MN 55474
Mailing Address: 5229 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN 55474

RIVINGTON SECURITIES, LLC
609 MAIN STREET, SUITE 3900, HOUSTON, TX 77002

RKCA, INC.
1077 CELESTIAL STREET, CINCINNATI, OH 45202

RM SECURITIES, LLC
100 S CLINTON AVENUE, #2432, ROCHESTER, NY 14604

RMB SECURITIES (USA) INC.
75 ROCKEFELLER PLAZA, SUITE 23A, NEW YORK, NY 10019

RMK CAPITAL
BROOKFIELD PLACE, 200 VESEY ST, 24TH FLOOR, NEW YORK, NY 10281
Mailing Address: BROOKFIELD PLACE, 200 VESEY ST, 24TH FLOOR, NEW YORK, NY 10281

RNR SECURITIES, L.L.C.
1802 HEMPSTEAD TPKE, EAST MEADOW, NY 11554-1032

ROBERT A. STANGER & COMPANY, INC.
1129 BROAD STREET, SUITE 201, SHREWSBURY, NJ 07702

ROBERT BLUM MUNICIPALS, INC.
376 17TH AVENUE, SAN FRANCISCO, CA 94121

ROBERT W. BAIRD & CO. INCORPORATED
777 E. WISCONSIN AVENUE, MILWAUKEE, WI 53202
Mailing Address: P.O. BOX 672, MILWAUKEE, WI 53201

ROBERTS & RYAN, INC.
39 BROADWAY, STE 610, NEW YORK, NY 10006-3003
Mailing Address: 39 BROADWAY, STE 610, NEW YORK, NY 10006-3003

ROBERTSON STEPHENS CAPITAL MARKETS, LLC
455 MARKET STREET, STE. 1450, SAN FRANCISCO, CA 94105-2442

ROBINHOOD FINANCIAL, LLC
500 COLONIAL CENTER PARKWAY, SUITE 100, LAKE MARY, FL 32746

ROBINHOOD SECURITIES, LLC
500 COLONIAL CENTER PARKWAY, SUITE 100, LAKE MARY, FL 32746

ROBOTTI SECURITIES, LLC
125 PARK AVENUE, SUITE 1607, NEW YORK, NY 10017

ROBUS CAPITAL PARTNERS LLC
301 RECINTO SUR STREET, STE 202, SAN JUAN, PR 00901

ROC GLOBAL LLC
535 FIFTH AVENUE, 4TH FLOOR, NEW YORK, NY 10017

ROCKDALE SECURITIES, LLC
1123 BROADWAY, SUITE 1200, NEW YORK, NY 10010

ROCKEFELLER FINANCIAL LLC
45 ROCKEFELLER PLAZA, FLOOR 5, NEW YORK, NY 10111

ROCKET DOLLAR CAPITAL, LLC
10900 STONELAKE BLVD, BUILDING 2, SUITE 100, AUSTIN, TX 78759

ROCKFLEET FINANCIAL SERVICES, INC
420 LEXINGTON AVENUE, SUITE 1402, NEW YORK, NY 10170

ROCKLAND SECURITIES, LLC
87 BEECHWOOD ROAD, SUMMIT, NJ 07901

RODMAN & RENSHAW, LLC
600 LEXINGTON AVENUE, NEW YORK, NY 10022

ROGAN & ASSOCIATES, INC.
200 9TH AVENUE. NORTH, SUITE 100, SAFETY HARBOR, FL 34695-3500

ROMANO BROTHERS AND COMPANY
1560 SHERMAN AVENUE, SUITE 1300, EVANSTON, IL 60201

RONDEIVU SECURITIES, LLC
354 PEQUOT AVENUE, SOUTHPORT, CT 06890

RONDOUT PARTNERS, LLC
617 BERME ROAD, HIGH FALLS, NY 12440

ROOSEVELT & CROSS, INCORPORATED
55 BROADWAY, 22ND FL, NEW YORK, NY 10006

ROSE & CO. CAPITAL ADVISORS, LLC
610 5TH AVENUE, SUITE 308, NEW YORK, NY 10020

ROSELAINE SECURITIES LLC
1515 PALISADES DRIVE, SUITE K, PACIFIC PALISADES, CA 90272

ROSENBLATT SECURITIES INC.
40 WALL STREET, 59TH FLOOR, NEW YORK, NY 10005

ROTH CAPITAL PARTNERS, LLC
888 SAN CLEMENTE, SUITE 400, NEWPORT BEACH, CA 92660

ROTHSCHILD & CO US INC.
1251 AVENUE OF THE AMERICAS, NEW YORK, NY 10020

ROTHSCHILD INVESTMENT LLC
311 S. WACKER DRIVE, SUITE 5900, CHICAGO, IL 60606-6618

ROW ASSOCIATES, LLC
1222 16TH AVENUE SOUTH, SUITE 21, NASHVILLE, TN 37212

ROYAL TREASURE SECURITIES LLC
132 W 31ST STREET, 9TH FLOOR, #921, NEW YORK, NY 10001

ROYCE FUND SERVICES, LLC
745 5TH AVENUE, NEW YORK, NY 10151

RPP SECURITIES
100 PARK AVENUE, 16TH FLOOR, NEW YORK, NY 10017

RQD* CLEARING, LLC
ONE WORLD TRADE CENTER, SUITE 47M, NEW YORK, NY 10007

RSP INVESTMENTS, LLC
2550 M STREET NW, SUITE 321, WASHINGTON, DC 20037

RUBICON CAPITAL ADVISORS
10 PEMBROKE PLACE, BALLSBRIDGE, DUBLIN 4, D04 V1W6 IRELAND

RUBINBROWN CORPORATE FINANCE, LLC
7676 FORSYTH BOULEVARD,, SUITE 2100, ST. LOUIS, MO 63105

RUCKER CAPITAL PARTNERS, LLC
6 MOUNT DRIVE, PERRINEVILLE, NJ 08535

RUFFER LLC
300 PARK AVENUE, SUITE 1710, NEW YORK, NY 10022

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
1301 SECOND AVENUE, 18TH FLOOR, SEATTLE, WA 98101

RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC
1301 SECOND AVENUE, 18TH FLOOR, SEATTLE, WA 98101

RYAN TAX CAPITAL, LLC
ROCKEFELLER CENTER, 600 FIFTH AVE, 9TH FLOOR, NEW YORK, NY 10020

Last updated: 11/21/24