Dear whom it may concern,
We the people are sick and tired of over zealous politicians that really only care about their own corrupt financial dealings attempting to limit ours "for our protection". We will ask for "protection" if that's what we wish our lawmakers to actually do. People shouldn't have political figures attempting to block them
I wish to state my strongest objection to what I perceive to be an overt attempt by power-hungry control freaks in the federal government relating to limiting access to investment opportunities in, among other vehicles, inverse and leveraged funds. This is nothing more than a solution in search of a problem, in my view, and is a dangerous step toward government control of the marketplace.
The
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Through this Notice, NASD announces the results of the contested election for membership on the District Committee for District 1. Four candidates were seeking to fill the three open seats on the District Committee
I understand that you through FINRA Regulatory Notice #22-08 are considering legislation that would likely eliminate my ability to buy leveraged funds, inverse funds, and other public investments. I oppose these restrictions on my right to invest. I should be able to consider risks and determine what public investments are appropriate for my family, not a regulatory body. In todays financial
I disagree with the proposed rule in FINRA Regulatory Notice #22-08. 1. I should be able to invest in public securities as an individual investor, including leveraged and inverse funds without any barriers. 2. Brokerages can provide disclaimers, notices, and education to individuals however, these should not be a condition for investment or used as a barrier to entry. 3. Regulatory oversight
Hello FINRA,
I oppose the proposed restrictions on my rights to invest. While I appreciate your concern for the safety of my investments, I am fully aware of the risks involved when purchasing leveraged or inverse funds.
Leverage is a useful financial tool used by almost every financial institute in America, and I don't see any reason why I should be barred from using it.
Leverage can be
To Whom It May Concern:
I am opposed to any limits on what I, or other American citizens, can invest in. While I appreciate the need for education and careful analysis, it is up to me to do my due diligence and make the final decision.
Certain types of investments should not be reserved only for people with high net worth or specific financial experience.
Instead of limiting my ability to invest
I am not a child or mentally deficient so I find it disturbing that FINRA regulators feel that I need a nanny to oversee my financial decisions. Wealthy investors have access to advanced financial instruments not accessible to regular investors like myself. Leveraged and inverse funds somewhat even the playing field for retail investors. When the market becomes volatile I can hedge my investments
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On April 11, 1994, The Nasdaq Stock Market, Inc., began operation of the Fixed Income Pricing SystemSM (FIPS®) for members trading highyield bonds. FIPS was created to facilitate the over-the-counter (OTC) trading of high
America stands for "Freedom." These regulations are unjust to your average blue color worker.
Most of us are full time employee workers don't have access to 401k's or Pensions. Companies these days simply don't offer them like the used to. Instead we get the one and only option of utilizing the IRA for retirement.
WhATs ThE BiG DeAL?
- 401k's