To Whom It May Concern:
I am opposed to any limits on what I, or other American citizens, can invest in. While I appreciate the need for education and careful analysis, it is up to me to do my due diligence and make the final decision.
Certain types of investments should not be reserved only for people with high net worth or specific financial experience.
Instead of limiting my ability to invest, please focus on making the details related to investing clearer and in terms that the average person can understand. Most company information is so full of legalese that the actual investment information can be hard to find.
Also, focus on teaching financial literacy in schools and make sure no one graduates from high school without knowing how to invest and how to analyze a stock. That would be of much more value than limitations on what investments I can make.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Letha Stewart Comment On Regulatory Notice 22-08
To Whom It May Concern:
I am opposed to any limits on what I, or other American citizens, can invest in. While I appreciate the need for education and careful analysis, it is up to me to do my due diligence and make the final decision.
Certain types of investments should not be reserved only for people with high net worth or specific financial experience.
Instead of limiting my ability to invest, please focus on making the details related to investing clearer and in terms that the average person can understand. Most company information is so full of legalese that the actual investment information can be hard to find.
Also, focus on teaching financial literacy in schools and make sure no one graduates from high school without knowing how to invest and how to analyze a stock. That would be of much more value than limitations on what investments I can make.