FINRA.org will undergo scheduled maintenance Sunday, Nov. 1, from 8 p.m. to Monday, Nov. 2, 4 a.m. ET, with a brief five-minute outage during this window.
2019063570502_Logan_5366984_Court_of_Appeals_jhjr.pdf
United States Court of Appeals FOR THE DISTRICT OF COLUMBIA CIRCUIT No. 24-1095 September Term, 2024 FILED ON: DECEMBER 27, 2024 MATTHEW LOGAN, APPELLANT v. UNITED STATES SECURITIES AND EXCHANGE COMMISSION, APPELLEE On Petition for Review of an Order of the Securities and Exchange Commission
22-01490(5).pdf
Other
23-02636(3).pdf
Order to Confirm
22-01490(6).pdf
Other
INTELLIGENT CROSS LLC
Information
- Reporter ID
- INCR
- Reporter Type
- Alternative Trading System
- Current Report URL
- https://www.imperativex.com/incr-rule-605-reports
Submission History
| Submit Date | Report URL | Comments |
|---|---|---|
| 10-14-2026 | https://www.imperativex.com/incr-rule-605-reports |
2022075203301 Vistia Capital, LLC CRD 311342 AWC lp.pdf
From June 2021 through at least January 2023, Vistia’s business focused on
recommending private placements of securities to retail customers. During this period,
two of the firm’s registered representatives disclosed seven outside business activities,
including three that related to business relationships with issuers of the firm’s private
placement offerings.