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2020068985002 Virtu Americas, LLC CRD 149823 AWC lp.pdf

From March 2020 until August 2022, Virtu failed to establish and maintain a supervisory system, including written supervisory procedures (WSPs), reasonably designed to achieve compliance with the firm’s limit order display obligations. As a result, Virtu violated FINRA Rules 3110 and 2010. For these violations, Virtu is censured and fined $100,000, of which $20,000 shall be paid to FINRA.