MOSAIC ATS
Information
- Reporter ID
- MOAT
- Reporter Type
- Alternative Trading System
- Current Report URL
- https://public.s3.com/rule605/moat
Submission History
| Submit Date | Report URL | Comments |
|---|---|---|
| 09-03-2026 | https://public.s3.com/rule605/moat |
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
| Submit Date | Report URL | Comments |
|---|---|---|
| 09-03-2026 | https://public.s3.com/rule605/moat |
Features |
| Designation Essentials | |
|---|---|
| Status | Currently offered and recognized by the issuing organization |
| Issuing Organization | Institute of Business & Finance |
| Qualification and Training Requirements | |
| Prerequisites | Candidate must have a bachelor's degree or one year of financial services work experience. |
| Designation Training Requirements | Online, self-study course, including written case study |
| Designation Exam Type | Online, proctored, closed-book exams |
| Continuing Education Requirements | 30 hours every two years |
| Verification and Complaints | |
| Online Designation Resource | Online at Find an Advisor |
| Investor Complaint Process | Submit complaints via mail to Executive Director, Institute of Business & Finance, 10531 4S Commons Drive, Suite 166-559, San Diego, CA 92127 |
| Published List of Disciplined Designees | None |