FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. ANA MARIA DIMCO (CRD No. 6264698), Respondent. Disciplinary Proceeding No. 2024081608301 Hearing Officer–MPD DEFAULT DECISION October 9, 2025 Respondent is barred from associating with any FINRA member firm in any capacity for improperly using the funds of her member firm employer, in violation of FINRA Rule 2010.

From April to November 2022, IFG permitted a registered representative to continue associating with the firm during the period of his suspension when he was statutorily disqualified. Accordingly, IFG violated Article III, Section 3(b) ofFINRA's By-Laws and FINRA Rules 8311 and 2010. For these violations, IFG is censured and fined $100,000.