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XP INVESTMENTS US, LLC
Information
- Reporter ID
- XPUS
- Reporter Type
- Broker-Dealer
- Current Report URL
- http://disclosures.bxstech.com/xpus/605/
Submission History
| Submit Date | Report URL | Comments |
|---|---|---|
| 09-29-2026 | http://disclosures.bxstech.com/xpus/605/ |
2025088674601 Rudy Anguiano CRD 5188950 AWC ks.pdf
From July 2023 to August 2025, Anguiano converted a total of $1,731,000 from two LPL
customers in violation of FINRA Rules 2150(a) and 2010. As a result, Anguiano is barred
from associating with any FINRA member in all capacities.