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Robert W. Larsen Comment On Regulatory Notice 25-05

May 13, 2025

Ms. Jennifer Piorko Mitchell

Office of the Corporate Secretary

FINRA

1700 K Street

Washington, D.C. 20006

Re: Request for Comment on Regulatory Notice 25-05

Dear Ms. Mitchell,

I am a member of a Registered Investment Advisory firm and a registered representative of an unaffiliated FINRA member firm. I appreciate the opportunity to comment on the newly proposed Rule 3290 as set forth in FINRA Regulatory Notice 25-05.