CITADEL SECURITIES, LLC

Information

Reporter ID: CDRG
Reporter Type: OTC Market Maker
Current Report URL: https://www.finra.org/filing-reporting/regulation-nms/sec-rule-605-reports

Submission History

Submit Date	Report URL	Comments
07-01-2026	https://www.finra.org/filing-reporting/regulation-nms/sec-rule-605-reports
07-01-2026	https://www.citadelsecurities.com/rule-605-606-statements/
11-27-2019	http://www.citadelsecurities.com/rule-605-606-statements/

CANTOR, FITZGERALD & CO.

Information

Reporter ID: CANT
Reporter Type: Broker-Dealer
Current Report URL: https://nam11.safelinks.protection.outlook.com/?url=https%3A%2F%2Fdisclosure.bxstech.com%2Fcant%2F605%2F&data=05%7C02%7CScott.Solowey%40cantor.com%7C4cd190bd87ec45462fc908ded21ca4eb%7Ccfeb5f5e839a44b8ab4647157d8f1241%7C0%7C0%7C639179218007842206%7CUnknown%7CTWFpbGZsb3d8eyJFbXB0eU1hcGkiOnRydWUsIlYiOiIwLjAuMDAwMCIsIlAiOiJXaW4zMiIsIkFOIjoiTWFpbCIsIldUIjoyfQ%3D%3D%7C0%7C%7C%7C&sdata=Fdb1SLRIe%2FJSjvXizTPgTFSZZ43u2igROQb10IaK8vc%3D&reserved=0

Submission History

Submit Date	Report URL	Comments
07-17-2026	https://nam11.safelinks.protection.outlook.com/?url=https%3A%2F%2Fdisclosure.bxstech.com%2Fcant%2F605%2F&data=05%7C02%7CScott.Solowey%40cantor.com%7C4cd190bd87ec45462fc908ded21ca4eb%7Ccfeb5f5e839a44b8ab4647157d8f1241%7C0%7C0%7C639179218007842206%7CUnknown%7CTWFpbGZsb3d8eyJFbXB0eU1hcGkiOnRydWUsIlYiOiIwLjAuMDAwMCIsIlAiOiJXaW4zMiIsIkFOIjoiTWFpbCIsIldUIjoyfQ%3D%3D%7C0%7C%7C%7C&sdata=Fdb1SLRIe%2FJSjvXizTPgTFSZZ43u2igROQb10IaK8vc%3D&reserved=0
08-25-2015	http://disclosures.bxstech.com/cant/	disclosures.bxstech.com/cant/

Canaccord Genuity Inc.

Information

Reporter ID: CSTI
Reporter Type: OTC Market Maker
Current Report URL: http://vrs.vista-one-solutions.com/sec605rule.aspx

Submission History

Submit Date	Report URL	Comments
09-01-2015	http://vrs.vista-one-solutions.com/sec605rule.aspx

CANACCORD GENUITY INC.

Information

Reporter ID: ADAM
Reporter Type: OTC Market Maker
Current Report URL: http://vrs.vista-one-solutions.com/sec605rule.aspx

Submission History

Submit Date	Report URL	Comments
09-01-2015	http://vrs.vista-one-solutions.com/sec605rule.aspx	Prior to 9/30/07 the website was

C. L. KING & ASSOCIATES, INC.

Information

Reporter ID: KING
Reporter Type: OTC Market Maker
Current Report URL: https://www.fisglobal.com/en/ptc/rule-605

Submission History

Submit Date	Report URL	Comments
09-08-2022	https://www.fisglobal.com/en/ptc/rule-605

BTIG, LLC

Information

Reporter ID: BTIG
Reporter Type: Broker-Dealer
Current Report URL: https://public.s3.com/rule605/btig/

Submission History

Submit Date	Report URL	Comments
06-24-2026	https://public.s3.com/rule605/btig/	Reporter Type changed from OTC Market Maker to Broker-Dealer.
08-13-2015	https://public.s3.com/rule605/btig/

BofA Securities, Inc.

Information

Reporter ID: MLCO
Reporter Type: OTC Market Maker
Current Report URL: https://www.bofaml.com/en-us/content/best_execution.html

Submission History

Submit Date	Report URL	Comments
12-11-2019	https://www.bofaml.com/en-us/content/best_execution.html	Reports prior to 10/2019 https://www.ml.com/legal.html#tag2

BMO CAPITAL MARKETS

Information

Reporter ID: BMOC
Reporter Type: OTC Market Maker
Current Report URL: https://vrs.vista-one-solutions.com/sec605rule.aspx

Submission History

Submit Date	Report URL	Comments
08-02-2016	https://vrs.vista-one-solutions.com/sec605rule.aspx

BERNSTEIN, SANFORD C & CO., LLC

Information

Reporter ID: BERN
Reporter Type: OTC Market Maker
Current Report URL: https://vrs.vista-one-solutions.com/sec605rule.aspx

Submission History

Submit Date	Report URL	Comments
08-27-2019	https://vrs.vista-one-solutions.com/sec605rule.aspx

BARCLAYS CAPITAL INC.

Information

Reporter ID: LEHM
Reporter Type: OTC Market Maker
Current Report URL: https://vrs.vista-one-solutions.com/sec605rule.aspx

Submission History

Submit Date	Report URL	Comments
10-06-2015	https://vrs.vista-one-solutions.com/sec605rule.aspx	Prior to 4/13/09, data can be found at www.marketsystems.com

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