For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
This comprehensive webinar series is designed to help your firm maximize the value of FINRA's Report Center. The Report Center provides firms with secure access to data and reports that help detect potential compliance problems early, offering report cards that cover a variety of topics and rulesets.
Join this webinar for an overview of the Customer Information Request that was sent to firms through FINRA Gateway on Oct. 7. FINRA staff will discuss the objective of the request, how the data will be used, new submission features and who to contact with questions.
