For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
The purpose of this Election Notice is to notify firms of the start of the annual Regional Committee elections and the mailing of ballots to eligible firms to vote for their representatives on the following Regional Committees:
The purpose of this Election Notice is to notify FINRA small firm members of the start of the Small Firm Advisory Committee (SFAC) election and the distribution of ballots. The New York region SFAC seat is up for election and FINRA small firm members1 in that region are eligible to vote in the election.
