7660B. FINRA/NYSE Trade Reporting Facility Fees for Non-Participants

FINRA members that are not FINRA/NYSE Trade Reporting Facility participants will be charged a monthly fee of $1,000 for read-only access to the NYSE TRF Portal, Drop Copy, and End of Day Journal.
For purposes of this Rule, “NYSE TRF Portal” is a web-based interface provided by the FINRA/NYSE Trade Reporting Facility that allows FINRA members that are not FINRA/NYSE Trade Reporting Facility participants to see trade reports identifying them as a party to the transaction; “Drop Copy” is a service provided by the FINRA/NYSE Trade Re

SR-FINRA-2026-003

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“Commission”) a proposed rule change to adopt FINRA Rule 7660B (FINRA/NYSE Trade Reporting Facility Fees For Non-Participants) to establish a new fee applicable to FINRA members that do not use the FINRA/NYSE Trade Reporting Facility (“FINRA/NYSE TRF”) for trade reporting but elect to purchase specified services.
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