FINRA Promotes Michael Solomon to Executive Vice President of Examinations and Membership Application Program
FINRA announced that it has promoted Michael Solomon to Executive Vice President of Examinations and Membership Application Program, effective immediately. Solomon has taken on an expanded leadership role since rejoining FINRA in 2022 as a Senior Vice President and Head of Examinations. Solomon continues to report to Greg Ruppert, Executive Vice President, Member Supervision.
2023077575701 Kevin Elijah Davis CRD 1295560 AWC lp (2024-1717806008746).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2023077575701
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Kevin Elijah Davis (Respondent)
Former General Securities Representative
CRD No. 1295560
Pursuant to FINRA Rule 9216, Respondent Kevin Elijah Davis submits this Letter of
Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the
alleged rule violations described below.