2023080242101 Jesse A. Bray CRD 6310189 AWC vr (2024-1717978808059).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2023080242101
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Jesse A. Bray (Respondent)
Former General Securities Representative
CRD No. 6310189
Pursuant to FINRA Rule 9216, Respondent Jesse A. Bray submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
18-02978(5).pdf
Other - Appeal Denied
22-01717(3).pdf
Motion to Vacate